-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, VvOIyqNVI/UG/TJ3NGSRlATdbD3LEQJ3u7IQ74EIrvuiWROCgZTCQdK82n0YCVEU nycfTBot6+LTSvBdhmiicg== 0000947871-01-000176.txt : 20010402 0000947871-01-000176.hdr.sgml : 20010402 ACCESSION NUMBER: 0000947871-01-000176 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20010314 FILED AS OF DATE: 20010330 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: POGO PRODUCING CO CENTRAL INDEX KEY: 0000230463 STANDARD INDUSTRIAL CLASSIFICATION: CRUDE PETROLEUM & NATURAL GAS [1311] IRS NUMBER: 741659398 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: SEC FILE NUMBER: 001-07792 FILM NUMBER: 1588222 BUSINESS ADDRESS: STREET 1: 5 GREENWAY PLAZA STE 2700 STREET 2: P O BOX 2504 CITY: HOUSTON STATE: TX ZIP: 77252-0504 BUSINESS PHONE: 7132975000 MAIL ADDRESS: STREET 1: 5 GREENWAY PLAZA SUITE 2700 STREET 2: P O BOX 2504 CITY: HOUSTON STATE: TX ZIP: 77252 FORMER COMPANY: FORMER CONFORMED NAME: PENNZOIL OFFSHORE GAS OPERATORS INC /TX/ DATE OF NAME CHANGE: 19600201 COMPANY DATA: COMPANY CONFORMED NAME: GOELET LLC CENTRAL INDEX KEY: 0001137166 STANDARD INDUSTRIAL CLASSIFICATION: [] OWNER IRS NUMBER: 134035432 FILING VALUES: FORM TYPE: 3 BUSINESS ADDRESS: STREET 1: 425 PARK AVE STREET 2: 28TH FL. CITY: NEW YORK STATE: NY ZIP: 10022 MAIL ADDRESS: STREET 1: 425 PARK AVE STREET 2: 28TH FL. CITY: NEW YORK STATE: NY ZIP: 10022 3 1 0001.txt FORM 3 - ------------- FORM 3 U.S. SECURITIES AND EXCHANGE COMMISSION - ------------- Washington, D.C. 20549 FORM 3 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940 ________________________________________________________________________________ 1. Name and Address of Reporting Person* Goelet, LLC (2) 425 Park Avenue, 28th Floor New York, New York 10022 ________________________________________________________________________________ 2. Date of Event Requiring Statement (Month/Day/Year) 03/14/01 ________________________________________________________________________________ 3. IRS Identification Number of Reporting Person, if an Entity (Voluntary) ________________________________________________________________________________ 4. Issuer Name and Ticker or Trading Symbol Pogo Producing Company (PPP) ________________________________________________________________________________ 5. Relationship of Reporting Person to Issuer (Check all applicable) [_] Director [X] 10% Owner [_] Officer (give title below) [_] Other (specify below) ________________________________________________________________________________ 6. If Amendment, Date of Original (Month/Day/Year) ________________________________________________________________________________ 7. Individual or Joint/Group Filing (Check applicable line) [_] Form Filed by One Reporting Person [X] Form Filed by More than One Reporting Person ================================================================================ Table I -- Non-Derivative Securities Beneficially Owned ================================================================================
3. Ownership Form: 2. Amount of Securities Direct (D) or 1. Title of Security Beneficially Owned Indirect (I) 4. Nature of Indirect Beneficial Ownership (Instr. 4) (Instr. 4) (Instr. 5) (Instr. 4) - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock(1) 12,615,816 (3) (3) (3) - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ ====================================================================================================================================
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. * If the Form is filed by more than one Reporting Person, see Instruction 5(b)(v). FORM 3 (continued) Table II -- Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) ================================================================================
5. Owner- 3. Title and Amount of Securities ship Underlying Derivative Security Form of 2. Date Exercisable (Instr. 4) Derivative and Expiration Date --------------------------------- 4. Conver- Security: (Month/Day/Year) Amount sion or Direct 6. Nature of ---------------------- or Exercise (D) or Indirect Date Expira- Number Price of Indirect Beneficial 1. Title of Derivative Exer- tion of Derivative (I) Ownership Security (Instr. 4) cisable Date Title Shares Security (Instr. 5) (Instr. 5) - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ ====================================================================================================================================
Explanation of Responses: (1) The class of equity securities to which this joint statement on Form 3 relates is the common stock, par value $1.00 per share (the "Shares") of Pogo Producing Company, a Delaware corporation ("Pogo") with its principal executive offices at 5 Greenway Plaza, Suite 2700, Houston, Texas 77046. (2) This statement is filed on behalf of the group of former shareholders of NORIC Corporation, a New York corporation ("NORIC"), consisting of certain trusts for the benefit of the descendants of Robert Walton Goelet, the trustees of such trusts, as well as Arthur Field, Gilbert Kerlin and his affiliate, Windward Oil & Gas Corporation, a Delaware corporation, all listed below (collectively, the "Group"). If no address is given, the person's business address is c/o Goelet, LLC, 425 Park Avenue, 28th floor, New York, New York 10022. In the aggregate, members of the Group acquired beneficial ownership of 12,615,816 Shares in connection with the merger of NORIC Corporation, a New York corporation ("NORIC") with and into Pogo (the "Merger") consummated on March 14, 2001 pursuant to the Agreement and Plan of Merger, dated November 19, 2000, among Pogo, NORIC, and shareholders of NORIC (the "Merger Agreement") in exchange for all of the outstanding shares of NORIC that they surrendered in the Merger. Robert G. Goelet, Philip Goelet, Edmond de La Haye Jousselin, John H. Manice and Pamela Manice are trustees of the following trusts for the benefit of Beatrice G. Manice: (i) Trust under Agreement dated August 26, 1930, (ii) Trust under Agreement dated July 27, 1935, and (iii) Trust under the Will of Robert Walton Goelet.
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Alexandra C. Goelet, Philip Goelet and Edmond de La Haye Jousselin are trustees of the following trusts for the benefit of Robert G. Goelet: (i) Trust under Agreement dated August 26, 1930, (ii) Trust under Agreement dated July 27, 1935 and (iii) Trust under the Will of Robert Walton Goelet. In addition, Robert G. Goelet is a trustee of the trust under the Will of Robert Walton Goelet for the benefit of Robert G. Goelet. Robert G. Goelet, Philip Goelet and Edmond de La Haye Jousselin are trustees of the Trust under Agreement dated July 27, 1935 for the benefit of Francis Goelet. Robert G. Goelet, Christopher Goelet, Philip Goelet, Edmond de La Haye Jousselin and Robert S. Rich are trustees of the following trusts for the benefit of John Goelet: (i) Trust under Agreement dated December 18, 1931, (ii) Trust under Agreement dated July 27, 1935 and (iii) Trust under the Will of Robert Walton Goelet. Henrietta Goelet and Robert S. Rich are trustees of the Trust under Agreement dated December 17, 1976 for the benefit of grandchildren of John Goelet. Amelia M. Berkowitz, Robert G. Goelet, Philip Goelet and Edmond de La Haye Jousselin are trustees of the Trust under Agreement dated September 4, 1980 for the benefit of Anne de La Haye Jousselin. The business address of John H. Manice is Strategen, LLC, 405 Park Avenue, Suite 1701, New York, NY 10022. Robert G. Manice's business address is 305 Newbury Street, Boston, MA 02116. The business address of Alexandra Gardiner Goelet is JP Morgan Chase & Co., 270 Park Avenue, New York, NY 10017. The business address of Philip Goelet and Christopher Goelet is Red Abbey, LLC, 2330 West Joppa Road, Suite 330, Lutherville, MD 21093. The business address of Gilbert Kerlin is Shearman & Sterling, 599 Lexington Avenue, New York, NY 10022. The business address of Windward Oil & Gas Corporation, is 4605 Post Oak Place Drive, Suite 220, Houston, Texas 77027. The business address of Arthur N. Field is Shearman & Sterling 599 Lexington Avenue, New York, New York 10022. The business address of Edmond de La Haye Jousselin is Worms Asset Management, 55 Rue de La Boetie, Paris 75008, France. The business address of Robert S. Rich is The Antelope Company, 555 Seventeenth Street, Suite 2400, Denver, CO 80202. The business address of Goelet, LLC 425 Park Avenue, 28th Floor, New York, New York 10022. (3) The Trust under Agreement dated August 26, 1930 for the benefit of Beatrice G. Manice is the direct beneficial owner of 1,778,554 Shares. The Trust under Agreement dated July 27, 1935 for the benefit of Beatrice G. Manice is the direct beneficial owner of 571,678 Shares. The Trust under the Will of Robert Walton Goelet for the benefit of Beatrice G. Manice is the direct beneficial owner of 381,119 Shares. The Trust under Agreement dated August 26, 1930 for the benefit of Robert G. Goelet is the direct beneficial owner of 1,778,554 Shares. The Trust under Agreement dated July 27, 1935 for the benefit of Robert G. Goelet is the direct beneficial owner of 571,678 Shares. The Trust under the Will of Robert Walton Goelet for the benefit of Robert G. Goelet is the direct beneficial owner of 571,678 Shares. The Trust under Agreement dated July 27, 1935 for the benefit of Francis Goelet is the direct beneficial owner of 571,678 Shares. The Trust under Agreement dated December 18, 1931 for the benefit of John Goelet is the direct beneficial owner of 1,333,915 Shares. The Trust under Agreement dated December 17, 1976 for the benefit of grandchildren of John Goelet is the direct beneficial owner of 444,638 Shares.
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The Trust under Agreement dated July 27, 1935 for the benefit of John Goelet is the direct beneficial owner of 571,678 Shares. The Trust under the Will of Robert Walton Goelet for the benefit of John Goelet is the direct beneficial owner of 476,398 Shares. The Trust under Agreement dated December 4, 1980 for the benefit of Anne de La Haye Jousselin is the direct beneficial owner of 82,755 Shares. Robert G. Goelet beneficially owns 682,281 Shares directly and 6,351,978 Shares indirectly by his children, by the Trust under the Will of Robert Walton Goelet for the benefit of Robert G. Goelet, and by himself as trustee of (a) the Trust under Agreement dated August 26, 1930 for the benefit of Beatrice G. Manice; (b) the Trust under Agreement dated July 27, 1935 for the benefit of Beatrice G. Manice; (c) the Trust under the Will of Robert Walton Goelet for the benefit of Beatrice G. Manice; (d) the Trust under Agreement dated July 27, 1935 for the benefit of Francis Goelet; (e) the Trust under Agreement dated December 18, 1931 for the benefit of John Goelet; (f) the Trust under Agreement dated July 27, 1935 for the benefit of John Goelet; and (g) the Trust under the Will of Robert Walton Goelet for the benefit of John Goelet. John H. Manice beneficially owns 70,697 Shares directly and 2,731,351 Shares indirectly by himself as trustee of (a) the Trust under Agreement dated August 26, 1930 for the benefit of Beatrice G. Manice; (b) the Trust under Agreement dated July 27, 1935 for the benefit of Beatrice G. Manice; and (c) the Trust under the Will of Robert Walton Goelet for the benefit of Beatrice G. Manice. Robert G. Manice beneficially owns 29,449 Shares directly and 8,613 Shares indirectly as custodian for his minor children, Henry W. Manice, Emily P. Manice and Harriet W. Manice under the New York Uniform Transfers to Minors Act. Amelia M. Berkowitz beneficially owns 70,697 Shares directly. Alexandra Gardiner Goelet beneficially owns 47,640 Shares directly and 729,921 Shares indirectly by parent and sibling. Robert Gardiner Goelet beneficially owns 47,640 Shares directly and 729,921 Shares indirectly by parent and sibling. Pamela Manice beneficially owns 80,602 Shares directly and 2,731,351 Shares indirectly by herself as trustee of (a) the Trust under Agreement dated August 26, 1930 for the benefit of Beatrice G. Manice; (b) the Trust under Agreement dated July 27, 1935 for the benefit of Beatrice G. Manice; and (c) the Trust under the Will of Robert Walton Goelet for the benefit of Beatrice G. Manice. Phillip Goelet beneficially owns 175,379 Shares directly and 2,381,991 Shares indirectly by himself as trustee of (a) the Trust under Agreement dated December 18, 1931 for the benefit of John Goelet; (b) the Trust under Agreement dated July 27, 1935 for the benefit of John Goelet; and (c) the Trust under the Will of Robert Walton Goelet for the benefit of John Goelet. Christopher Goelet beneficially owns 170,642 Shares directly and 2,381,991 Shares indirectly by himself as trustee of (a) the Trust under Agreement dated December 18, 1931 for the benefit of John Goelet; (b) the Trust under Agreement dated July 27, 1935 for the benefit of John Goelet; and (c) the Trust under the Will of Robert Walton Goelet for the benefit of John Goelet. Alexandra C. Goelet beneficially owns 3,017,190 Shares indirectly by her children and by herself as trustee of (a) the Trust under Agreement dated August 26, 1930 for the benefit of Robert G. Goelet; (b) the Trust under Agreement dated July 27, 1935 for the benefit of Robert G. Goelet; and (c) the Trust under the Will Robert Walton Goelet for the benefit of Robert G. Goelet. Henrietta Goelet beneficially owns 444,638 Shares indirectly by herself as trustee of the Trust under Agreement dated December 17, 1976 for the benefit of grandchildren of John Goelet. Edmond de La Haye Jousselin beneficially owns 2,814,106 Shares indirectly by himself as trustee of (a) the Trust under Agreement dated August 26, 1930 for the benefit of Beatrice G. Manice; (b) the Trust under Agreement dated July 27, 1935 for the benefit of Beatrice G. Manice; (c) the Trust under the Will of Robert Walton Goelet for the benefit of Beatrice G. Manice and (d) the Trust under Agreement dated September 4, 1980, as amended, for the benefit of Anne de La Haye Jousselin. Gilbert Kerlin beneficially owns 1,492,750 Shares directly and 590,698 Shares indirectly by Windward Oil & Gas Corporation. Windward Oil & Gas Corporation beneficially owns 590,698 Shares directly. Arthur N. Field beneficially owns 14,355 Shares directly. The filing of this Form 3 shall not be deemed as an admission that the members of the Group, for the purposes of section 16 of the Securities Exchange Act of 1934, as amended, or otherwise, are the beneficial owners of the Shares reported by them under this Form 3, and accordingly, they disclaim beneficial ownership of the following Shares: (1) the Trust under Agreement dated August 26, 1930 for the benefit of Beatrice G. Manice disclaims beneficial ownership of 1,778,554 Shares, (2) the Trust under Agreement dated July 27, 1935 for the benefit of Beatrice G. Manice disclaims beneficial ownership of 571,678 Shares, (3) the Trust under the Will of Robert Walton Goelet for the benefit of Beatrice G. Manice disclaims beneficial ownership of 381,119 Shares, (4) the Trust under Agreement dated August 26, 1930
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for the benefit of Robert G. Goelet disclaims beneficial ownership of 1,778,554 Shares, (5) the Trust under Agreement dated July 27, 1935 for the benefit of Robert G. Goelet disclaims beneficial ownership of 571,678 Shares, (6) the Trust under the Will of Robert Walton Goelet disclaims beneficial ownership of 571,678 Shares, (7) the Trust under Agreement dated July 27, 1935 for the benefit of Francis Goelet disclaims beneficial ownership of 571,678 Shares, (8) the Trust under Agreement dated December 18, 1931 for the benefit of John Goelet disclaims beneficial ownership of 1,333,915 Shares, (9) the Trust under Agreement dated December 17, 1976 for the benefit of grandchildren of John Goelet disclaims beneficial ownership of 444,638 Shares, (10) the Trust under Agreement dated July 27, 1935 for the benefit of John Goelet disclaims beneficial ownership of 571,678 Shares, (11) the Trust under the Will of Robert Walton Goelet for the benefit of John Goelet disclaims beneficial ownership of 476,398 Shares, (12) the Trust under Agreement dated September 4, 1980 for the benefit of Anne de La Haye Jousselin disclaims beneficial ownership of 82,755 Shares, (13) Robert G. Goelet disclaims beneficial ownership of 6,351,978 Shares, (14) John H. Manice disclaims beneficial ownership of 2,731,351 Shares, (15) Robert G. Manice disclaims beneficial ownership of 8,613 Shares, (16) Pamela Manice disclaims beneficial ownership of 2,731,351 Shares, (17) Alexandra Gardiner Goelet disclaims beneficial ownership of 729,921 Shares, (18) Robert Gardiner Goelet disclaims beneficial ownership of 729,921 Shares, (19) Philip Goelet disclaims beneficial ownership of 2,381,991 Shares, (20) Christopher Goelet disclaims beneficial ownership of 2,381,991 Shares (21) Alexandra C. Goelet disclaims beneficial ownership of 3,017,190 Shares, (22) Henrietta Goelet disclaims beneficial ownership of 444,638 Shares, (23) Edmond de La Haye Jousselin disclaims beneficial ownership of 2,814,106 Shares and (24) Goelet, LLC disclaims beneficial ownership of all 12,615,816 Shares. References to, and descriptions of, the Merger and the Merger Agreement as set forth herein are qualified in their entirety by reference to the Merger Agreement, which is filed as Annex A to Pogo's Preliminary Proxy Statement on Schedule 14A filed with the Securities and Exchange Commission on January 12, 2001 and listed as Exhibit 2 to the Group's Schedule 13D filed on March 26, 2001 and is incorporated herein in its entirety where such references and descriptions appear.
March 26, 2001 ROBERT G. GOELET /s/ Robert S. Goelet* ----------------------------------- Individually and as Trustee of (a) the Trust u/a dated August 26, 1930 f/b/o Beatrice G. Manice; (b) the Trust u/a dated July 27, 1935 f/b/o Beatrice G. Manice; (c) the Trust u/w of Robert Walton Goelet f/b/o Beatrice G. Manice; (d) the Trust u/w of Robert Walton Goelet f/b/o Robert G. Goelet; (e) the Trust u/a dated July 27, 1935 f/b/o Francis Goelet; (f) the Trust u/a dated December 18, 1931 f/b/o John Goelet; (g) the Trust u/a dated July 27, 1935 f/b/o John Goelet; (h) the Trust u/w of Robert Walton Goelet f/b/o John Goelet; and (i) the Trust u/a dated September 4, 1980, as amended, f/b/o Anne de La Haye Jousselin JOHN H. MANICE /s/ John H. Manice* ----------------------------------- Individually, and as Trustee of (a) the Trust u/a dated August 26, 1930 f/b/o Beatrice G. Manice; (b) the Trust u/a dated July 27, 1935 f/b/o Beatrice G. Manice; and (c) the Trust u/w of Robert Walton Goelet f/b/o Beatrice G. Manice ROBERT G. MANICE /s/ Robert G. Manice* ------------------------------------ Page 5 of 8 AMELIA M. BERKOWITZ /s/ Amelia M. Berkowitz* ----------------------------------- Individually and as Trustee of the Trust u/a dated September 4, 1980, as amended, f/b/o Anne de La Haye Jousselin PAMELA MANICE /s/ Pamela Manice* ----------------------------------- Individually and as Trustee of (a) the Trust u/a dated August 26, 1930 f/b/o Beatrice G. Manice; (b) the Trust u/a dated July 27, 1935 f/b/o Beatrice G. Manice; and (c) the Trust u/w of Robert Walton Goelet f/b/o Beatrice G. Manice ALEXANDRA GARDINER GOELET /s/ Alexandra Gardiner Goelet* ------------------------------------ ROBERT GARDINER GOELET /s/ Robert Gardiner Goelet* ------------------------------------ PHILIP GOELET /s/ Philip Goelet* ----------------------------------- Individually and as Trustee of (a) the Trust u/a dated August 26, 1930 f/b/o Beatrice G. Manice; (b) the Trust u/a dated July 27, 1935 f/b/o Beatrice G. Manice; (c) the Trust u/w of Robert Walton Goelet f/b/o Beatrice G. Manice; (d) the Trust u/a dated August 26, 1930 f/b/o Robert G. Goelet; (e) the Trust u/a dated July 27, 1935 f/b/o Robert G. Goelet; (f) the Trust u/w of Robert Walton Goelet f/b/o Robert G. Goelet; (g) the Trust u/a dated July 27, 1935 f/b/o Francis Goelet; (h) the Trust u/a dated December 18, 1931 f/b/o John Goelet; (i) the Trust u/a dated July 27, 1935 f/b/o John Goelet; (j) the Trust u/w of Robert Walton Goelet f/b/o John Goelet; and (k) the Trust u/a dated September 4, 1980, as amended, f/b/o Anne de La Haye Jousselin CHRISTOPHER GOELET /s/ Christopher Goelet* ----------------------------------- Individually and as Trustee of (a) the Trust u/a dated December 18, 1931 f/b/o John Goelet; (b) the Trust u/a dated July 27, 1935 f/b/o John Goelet; and (c) the Trust u/w of Robert Walton Goelet f/b/o John Goelet Page 6 of 8 GILBERT KERLIN /s/ Gilbert Kerlin* ------------------------------------ WINDWARD OIL & GAS CORPORATION /s/ Gilbert Kerlin* ------------------------------------ By: Gilbert Kerlin ARTHUR N. FIELD /s/ Arthur N. Field* ------------------------------------ HENRIETTA GOELET /s/ Henrietta Goelet* ----------------------------------- As Trustee of the Trust u/a dated December 17, 1976 f/b/o grandchildren of John Goelet ALEXANDRA C. GOELET /s/ Alexandra C. Goelet* ----------------------------------- As Trustee of (a) the Trust u/a dated August 26, 1930 f/b/o Robert G. Goelet; (b) the Trust u/a dated July 27, 1935 f/b/o Robert G. Goelet; and (c) the Trust u/w Robert Walton Goelet f/b/o Robert G. Goelet EDMOND DE LA HAYE JOUSSELIN /s/ Edmond de La Haye Jousselin* ----------------------------------- As Trustee of (a) the Trust u/a dated August 26, 1930 f/b/o Beatrice G. Manice; (b) the Trust u/a dated July 27, 1935 f/b/o Beatrice G. Manice; (c) the Trust u/w of Robert Walton Goelet f/b/o Beatrice G. Manice; (d) the Trust u/a dated August 26, 1930 f/b/o Robert G. Goelet; (e) the Trust u/a dated July 27, 1935 f/b/o Robert G. Goelet; (f) the Trust u/w of Robert Walton Goelet f/b/o Robert G. Goelet; (g) the Trust u/a dated July 27, 1935 f/b/o Francis Goelet; (h) the Trust u/a dated December 18, 1931 f/b/o John Goelet; (i) the Trust u/a dated July 27, 1935 f/b/o John Goelet; (j) the Trust u/w of Robert Walton Goelet f/b/o John Goelet; and (k) the Trust u/a dated September 4, 1980, as amended, f/b/o Anne de La Haye Jousselin Page 7 of 8 ROBERT S. RICH /s/ Robert S. Rich* ----------------------------------- As Trustee of (a) the Trust u/a dated December 18, 1931 f/b/o John Goelet; (b) the Trust u/a dated July 27, 1935 f/b/o John Goelet; (c) the Trust u/w of Robert Walton Goelet f/b/o John Goelet; and (d) the Trust u/a dated December 17, 1976 f/b/o grandchildren of John Goelet GOELET, LLC** /s/ Mark Rosenbaum ------------------------------------ By: Mark Rosenbaum Its: Chief Financial Officer and Treasurer /s/ Thomas Antoshak ------------------------------------- By: Thomas Antoshak Its: Assistant Treasurer *GOELET, LLC Attorney-in-fact /s/ Mark Rosenbaum ------------------------------------ By: Mark Rosenbaum Its: Chief Financial Officer and Treasurer /s/ Thomas Antoshak ------------------------------------- By: Thomas Antoshak Its: Assistant Treasurer ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Note: File three copies of this Form, one of which must be manually signed. If space provided is insufficient, see Instruction 6 for procedure. Page 8 of 8 -----END PRIVACY-ENHANCED MESSAGE-----