-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, K6S0rVqpCASxCnnGUl/LwxKj+9Af9zO9Flax/H82kfR9hyyNUGhwrpKOdZSTilJa cVWPvCV4nGyXuYwAwcHKdA== 0001209191-09-033899.txt : 20090626 0001209191-09-033899.hdr.sgml : 20090626 20090626182400 ACCESSION NUMBER: 0001209191-09-033899 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090624 FILED AS OF DATE: 20090626 DATE AS OF CHANGE: 20090626 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SMITH JOSHUA I CENTRAL INDEX KEY: 0001197615 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09927 FILM NUMBER: 09914098 MAIL ADDRESS: STREET 1: TWO EMBARCADERO CENTER STREET 2: STE 1050 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: COMPREHENSIVE CARE CORP CENTRAL INDEX KEY: 0000022872 STANDARD INDUSTRIAL CLASSIFICATION: HOSPITAL & MEDICAL SERVICE PLANS [6324] IRS NUMBER: 952594724 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3405 W. DR. MARTIN LUTHER KING JR. BLVD. STREET 2: SUITE 101 CITY: TAMPA STATE: FL ZIP: 33607 BUSINESS PHONE: 813-288-4808 MAIL ADDRESS: STREET 1: 3405 W. DR. MARTIN LUTHER KING JR. BLVD. STREET 2: SUITE 101 CITY: TAMPA STATE: FL ZIP: 33607 FORMER COMPANY: FORMER CONFORMED NAME: NEURO PSYCHIATRIC & HEALTH SERVICES DATE OF NAME CHANGE: 19730501 FORMER COMPANY: FORMER CONFORMED NAME: NEURO PSYCHIATRIC & HEALTH SERVICES INC DATE OF NAME CHANGE: 19700402 FORMER COMPANY: FORMER CONFORMED NAME: JADE OIL CO DATE OF NAME CHANGE: 19700402 4 1 doc4.xml FORM 4 SUBMISSION X0303 4 2009-06-24 0 0000022872 COMPREHENSIVE CARE CORP CHCR 0001197615 SMITH JOSHUA I 3405 W. DR. MARTIN LUTHER KING, JR. BLVD SUITE 101 TAMPA FL 33607 1 0 0 0 Common Stock 2009-06-24 4 M 0 122829 A 1422859 D Series B-1 Convertible Preferred Stock 2009-06-25 4 M 0 28.3898 D Common 77171 0 D Series B-2 Convertible Preferred Stock 2009-06-24 4 M 0 45.1695 D Commom 122829 0 D Series C Convertible Preferred Stock 2009-06-25 4 M 0 244 A Common 77171 244 D On June 24, 2009, pursuant to automatic conversion provisions contained in the Issuer's Certificate of Designation of Series B-2 Convertible Preferred Stock, all of the Reporting Person's holdings of Series B-2 Convertible Preferred Stock were converted into 122,829 shares of the Issuer's common stock, which number had been fixed by prior agreement. On June 25, 2009, pursuant to automatic conversion provisions contained in the Issuer's Certificate of Designation of Series B-1 Convertible Preferred Stock, all of the Reporting Person's holdings of the Issuer's Series B-1 Convertible Preferred Stock were converted into 244 shares of the Issuer's Series C Convertible Preferred Stock, which number had been fixed by prior agreement. The Series C Preferred Stock in turn may convert into 77,171 shares of the Issuer's Common Stock. This conversion feature has no expiration date. /s/ Scott Bates as attorney-in-fact for Joshua I. Smith 2009-06-26 -----END PRIVACY-ENHANCED MESSAGE-----