0001193125-12-059442.txt : 20120214 0001193125-12-059442.hdr.sgml : 20120214 20120214123327 ACCESSION NUMBER: 0001193125-12-059442 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20120214 DATE AS OF CHANGE: 20120214 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: MILLER LLOYD I III CENTRAL INDEX KEY: 0000949119 FILING VALUES: FORM TYPE: SC 13G/A SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: COMPREHENSIVE CARE CORP CENTRAL INDEX KEY: 0000022872 STANDARD INDUSTRIAL CLASSIFICATION: HOSPITAL & MEDICAL SERVICE PLANS [6324] IRS NUMBER: 952594724 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-19482 FILM NUMBER: 12606515 BUSINESS ADDRESS: STREET 1: 3405 W. DR. MARTIN LUTHER KING JR. BLVD. STREET 2: SUITE 101 CITY: TAMPA STATE: FL ZIP: 33607 BUSINESS PHONE: 813-288-4808 MAIL ADDRESS: STREET 1: 3405 W. DR. MARTIN LUTHER KING JR. BLVD. STREET 2: SUITE 101 CITY: TAMPA STATE: FL ZIP: 33607 FORMER COMPANY: FORMER CONFORMED NAME: NEURO PSYCHIATRIC & HEALTH SERVICES DATE OF NAME CHANGE: 19730501 FORMER COMPANY: FORMER CONFORMED NAME: NEURO PSYCHIATRIC & HEALTH SERVICES INC DATE OF NAME CHANGE: 19700402 FORMER COMPANY: FORMER CONFORMED NAME: JADE OIL CO DATE OF NAME CHANGE: 19700402 SC 13G/A 1 d298739dsc13ga.htm AMENDMENT NO. 1 TO SCHEDULE 13G Amendment No. 1 to Schedule 13G

 

 

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

SCHEDULE 13G

(Rule 13d-102)

INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT

TO RULES 13d-1(b), (c) AND (d) AND AMENDMENTS THERETO FILED

PURSUANT TO RULE 13d-2(b)

(Amendment No. 1)*

 

 

Comprehensive Care Corporation

(Name of Issuer)

 

 

Common Stock

(Title of Class of Securities)

204620207

(CUSIP Number)

December 31, 2011

(Date of Event which Requires Filing of this Statement)

 

 

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

¨ Rule 13d-1(b)

x Rule 13d-1(c)

¨ Rule 13d-1(d)

 

* The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.

The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 

 

 

 

Page 1 of 5


SCHEDULE 13G/A1

 

CUSIP No. 204620207   Page 2 of 5 Pages

 

  1   

NAME OF REPORTING PERSON

 

Lloyd I. Miller, III

  2  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

(a)  ¨        (b)  ¨

 

  3  

SEC USE ONLY

 

  4  

CITIZENSHIP OR PLACE OF ORGANIZATION

 

    United States

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

     

SOLE VOTING POWER

 

    4,978,122

   6   

SHARED VOTING POWER

 

    421,792

   7   

SOLE DISPOSITIVE POWER

 

    4,978,122

   8   

SHARED DISPOSITIVE POWER

 

    421,792

  9

 

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

    5,399,914

10

 

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*    ¨

 

11

 

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

 

    8.4%

12

 

TYPE OF REPORTING PERSON

 

    IN-IA-OO**

*SEE INSTRUCTIONS BEFORE FILLING OUT!

 

** See Item 4


Page 3 of 5

 

Item 1  

(a).

   Name of Issuer:      
     Comprehensive Care Corporation      
Item 1  

(b).

   Address of Issuers’s Principal Executive Offices:      
    

3405 W. Dr. Martin Luther King Jr. Blvd

Suite 101

Tampa, Florida 33607

     
Item 2  

(a).

   Name of Person Filing:      
     Lloyd I. Miller, III      
Item 2  

(b).

   Address of Principal Business Office or, if None, Residence:      
    

222 Lakeview Avenue

Suite 160-365

West Palm Beach, Florida 33401

     
Item 2  

(c).

   Citizenship:      
     U.S.A.      
Item 2  

(d).

   Title of Class of Securities:      
     Common Stock      
Item 2  

(e).

   CUSIP Number:      
     204620207      
Item 3.   IF THIS STATEMENT IS FILED PURSUANT TO RULE 13d-1(b) OR 13d-2(b) or (c), CHECK WHETHER THE PERSON FILING IS A:   
  Not Applicable, this statement is filed pursuant to 13d-1(c)   


Page 4 of 5

 

Item 4.    OWNERSHIP:      
   The reporting person has sole voting and dispositive power with respect to 4,978,122 of the reported securities as (i) a manager of a limited liability company that is the general partner of a certain limited partnership, (ii) the manager of a limited liability company that is the adviser to certain family trusts, (iii) plan administrator of a pension plan and (iv) an individual. The reporting person has shared voting and dispositive power with respect to 421,792 of the reported securities as (i) co-member and co-manager of a limited liability company, and (ii) as an authorized person with respect to a custody account. Of the reported securities herein 5,121,100 consist of rights to purchase the Issuer’s common stock pursuant to certain warrants which were exercisable beginning on September 15, 2010 and ending on September 15, 2015 at an exercise price of $0.25 per share. The warrants were issued in connection with that certain Agreement of Exchange and Issuance of Senior Notes and Warrants dated April 30, 2010.      
   (a)    5,399,914      
   (b)    8.4%      
   (c)    (i)    sole voting power:      
         4,978,122      
      (ii)    shared voting power:      
         421,792      
      (iii)    sole dispositive power:      
         4,978,122      
      (iv)    shared dispositive power:      
         421,792      
Item 5.    OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS:      
   Not Applicable      
Item 6.    OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON:
   Other than shares held directly by Lloyd I. Miller, III, persons other than Lloyd I. Miller, III have the right to receive or the power to direct the receipt of dividends from, or the proceeds from the sale of, the reported securities.
Item 7.    IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY:      
   Not Applicable      
Item 8.    IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP:      
   Not Applicable      
Item 9.    NOTICE OF DISSOLUTION OF GROUP:      
   Not Applicable      
Item 10.    CERTIFICATION:      
   By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.      


Page 5 of 5

 

SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

Dated: February 14, 2012

 

/s/ Lloyd I. Miller, III

  Lloyd I. Miller, III