0001144204-14-007922.txt : 20140212 0001144204-14-007922.hdr.sgml : 20140212 20140212145506 ACCESSION NUMBER: 0001144204-14-007922 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20140212 DATE AS OF CHANGE: 20140212 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: Advanzeon Solutions, Inc. CENTRAL INDEX KEY: 0000022872 STANDARD INDUSTRIAL CLASSIFICATION: HOSPITAL & MEDICAL SERVICE PLANS [6324] IRS NUMBER: 952594724 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-19482 FILM NUMBER: 14599611 BUSINESS ADDRESS: STREET 1: 3405 W. DR. MARTIN LUTHER KING JR. BLVD. STREET 2: SUITE 101 CITY: TAMPA STATE: FL ZIP: 33607 BUSINESS PHONE: 813-288-4808 MAIL ADDRESS: STREET 1: 3405 W. DR. MARTIN LUTHER KING JR. BLVD. STREET 2: SUITE 101 CITY: TAMPA STATE: FL ZIP: 33607 FORMER COMPANY: FORMER CONFORMED NAME: COMPREHENSIVE CARE CORP DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: NEURO PSYCHIATRIC & HEALTH SERVICES DATE OF NAME CHANGE: 19730501 FORMER COMPANY: FORMER CONFORMED NAME: NEURO PSYCHIATRIC & HEALTH SERVICES INC DATE OF NAME CHANGE: 19700402 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: MILLER LLOYD I III CENTRAL INDEX KEY: 0000949119 FILING VALUES: FORM TYPE: SC 13G/A SC 13G/A 1 v367718_sc13ga.htm SCHEDULE 13G/A

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

________________

 

SCHEDULE 13G/A

(Rule 13d-102)

 

INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT

TO RULES 13d-1(b), (c) AND (d) AND AMENDMENTS THERETO FILED

PURSUANT TO RULE 13d-2(b)

(Amendment No. 3)*

 

Advanzeon Solutions, Inc. (f/k/a Comprehensive Care Corporation)

 

(Name of Issuer)

 

Common Stock

 

(Title of Class of Securities)

 

 

 

204620207

 
  (CUSIP Number)  
 

 

December 31, 2013

 
  (Date of Event which Requires Filing of this Statement)  

 

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

o Rule 13d-1(b)

þ Rule 13d-1(c)

o Rule 13d-1(d)

 

Page 1 of 5

 

________________________________________

 

* The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.

 

The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 

 
 

SCHEDULE 13G/A3

 

CUSIP No. 204620207   Page 2 of 5 Pages

 

1

NAME OF REPORTING PERSON

 

Lloyd I. Miller, III  
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a)   o
  (b)   o
3 SEC USE ONLY
 
4 CITIZENSHIP OR PLACE OF ORGANIZATION
United States

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

5 SOLE VOTING POWER
4,812,398
6 SHARED VOTING POWER
371,792
7 SOLE DISPOSITIVE POWER
4,812,398
8 SHARED DISPOSITIVE POWER
371,792

9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

5,184,190

10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* o
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

7.6% 

12 TYPE OF REPORTING PERSON
IN-OO**

*SEE INSTRUCTIONS BEFORE FILLING OUT!

** See Item 4

 

 
 Page 3 of 5
Introduction: Due to a clerical error, the Reporting Person inadvertently stated on the Amendment No. 1 to the Schedule 13G filed on February 14, 2012 (“13G/A1”) and Amendment No. 2 to the Schedule 13G filed on February 12, 2013 (“13G/A2”) that the Reporting Person held 5,399,914 and 5,723,100 shares of the Issuer under 13G/A1 and 13G/A2, respectively, when the total number of reported shares should have been 5,441,414 and 5,764,600 under 13G/A1 and 13G/A2, respectively. Since 13G/A2 was filed, there have been changes to the beneficial ownership of the shares held by the Reporting Person which requires the filing of this calendar year end amendment

  

Item 1(a). Name of Issuer: Advanzeon Solutions, Inc.
Item 1(b). Address of Issuers’s Prizzncipal Executive Offices:   3405 W. Dr. Martin Luther King Jr. Blvd
    Suite 101
    Tampa, Florida 33607
     
Item 2(a). Name of Person Filing: Lloyd I. Miller, III
Item 2(b). Address of Principal Business Office or, if None, Residence: 222 Lakeview Avenue
    Suite 160-365
    West Palm Beach, Florida  33401
Item 2(c). Citizenship: U.S.A.
Item 2(d). Title of Class of Securities: Common Stock
Item 2(e). CUSIP Number: 204620207

  

Item 3. IF THIS STATEMENT IS FILED PURSUANT TO RULE 13d-1(b) OR 13d-2(b) or (c), CHECK WHETHER THE PERSON FILING IS A:
  Not Applicable, this statement is filed pursuant to 13d-1(c)
Item 4. OWNERSHIP:  The reporting person has sole voting and dispositive power with respect to 4,812,398 of the reported securities as (i) the manager of a limited liability company that is the general partner of a certain limited partnership, (ii) the manager of a limited liability company that is the adviser to certain trusts,  (iii) settlor of an individual retirement account and (iv) an individual.  The reporting person has shared voting and dispositive power with respect to 371,792 of the reported securities as an authorized person with respect to a custody account. Of the reported securities herein (i) 5,121,100 consist of rights to purchase the Issuer’s common stock pursuant to certain warrants which were exercisable beginning on September 15, 2010 and expire on September 15, 2017 at an exercise price of $0.25 per share which were issued in connection with that certain Agreement of Exchange and Issuance of Senior Notes and Warrants dated April 30, 2010, and (ii) 41,500 consist of rights to purchase the Issuer’s common stock pursuant to certain warrants which were exercisable beginning on January 19, 2011 and expire on January 19, 2017 at an exercise price of $0.25 per share..

  (a) 5,184,190
  (b) 7.6%
  (c) (i) sole voting power:  4,812,398

  (ii) shared voting power: 371,792
  (iii) sole dispositive power: 4,812,398
  (iv) shared dispositive power: 371,792
 
 Page 4 of 5

  

Item 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS:
  Not Applicable
Item 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON:
  Other than shares held directly by Lloyd I. Miller, III, persons other than Lloyd I. Miller, III have the right to receive or the power to direct the receipt of dividends from, or the proceeds from the sale of, the reported securities.
Item 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY:
  Not Applicable
Item 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP:
  Not Applicable
Item 9. NOTICE OF DISSOLUTION OF GROUP:
  Not Applicable
Item 10. CERTIFICATION:
  By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.
 
 Page 5 of 5

  

SIGNATURE

 

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

Dated: February 12, 2014 /s/ Lloyd I. Miller, III
  Lloyd I. Miller, III