-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, M2TQo5TgofTq+sIFsapGHak1hkZD/riY/c1cHgsxBsSET2rlAuYmgKdf/lqOVUNZ kYhzqHZki5LboKngA92UIg== 0000892569-97-000037.txt : 19970110 0000892569-97-000037.hdr.sgml : 19970110 ACCESSION NUMBER: 0000892569-97-000037 CONFORMED SUBMISSION TYPE: 8-K/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19961230 ITEM INFORMATION: Other events FILED AS OF DATE: 19970109 SROS: NYSE FILER: COMPANY DATA: COMPANY CONFORMED NAME: COMPREHENSIVE CARE CORP CENTRAL INDEX KEY: 0000022872 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-HOSPITALS [8060] IRS NUMBER: 952594724 STATE OF INCORPORATION: DE FISCAL YEAR END: 0531 FILING VALUES: FORM TYPE: 8-K/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-09927 FILM NUMBER: 97502909 BUSINESS ADDRESS: STREET 1: 1111 BAYSIDE DRIVE, 100 CITY: CORONA DEL MAR STATE: CA ZIP: 92625 BUSINESS PHONE: 7147199797 MAIL ADDRESS: STREET 1: 1111 BAYSIDE DRIVE 100 CITY: CORONA DEL MAR STATE: CA ZIP: 92625 FORMER COMPANY: FORMER CONFORMED NAME: NEURO PSYCHIATRIC & HEALTH SERVICES DATE OF NAME CHANGE: 19730501 FORMER COMPANY: FORMER CONFORMED NAME: JADE OIL CO DATE OF NAME CHANGE: 19700402 FORMER COMPANY: FORMER CONFORMED NAME: NEURO PSYCHIATRIC & HEALTH SERVICES INC DATE OF NAME CHANGE: 19700402 8-K/A 1 FORM 8-K/A DATE OF REPORT DEC 30, 1996 1 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 --------------------- FORM 8-K/A Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 30, 1996 ----------------- COMPREHENSIVE CARE CORPORATION (Exact name of registrant as specified in Charter) DELAWARE 05751 95-2594724 - ------------------------------------------------------------------------------- (State or other (Commission (IRS Employer jurisdiction of File Number) Identification No.) incorporation) 1111 BAYSIDE DRIVE, SUITE 100, CORONA DEL MAR, CALIFORNIA 92625 - ------------------------------------------------------------------------------- (Address of principal executive offices) (zip code) (714) 222-2273 - ------------------------------------------------------------------------------- (Registrant's telephone number, including area code) 2 ITEM 5. OTHER EVENTS - -------------------- The Company announced that it completed the Exchange Offer for its 7-1/2% Convertible Subordinated Debentures (the "Debentures") on December 30, 1996 at 2:00 p.m. (central time). The Company was advised by First Trust National Association, the Exchange Agent and Trustee, that affirmative consents of Debentureholders in excess of 82% had been received, and that all propositions had been consented to and approved by Debentureholders. The Exchange Agent also advised that it had received for tender, pursuant to the Company's Exchange Offer, $6,846,000 of principle amount of Debentures (the "Tendered Debentures"). With respect to the Tendered Debentures, the Company has paid to the Exchange Agent, on behalf of the tendering Debentureholders, an aggregate amount of $3,970,680 and requisitioned for issue approximately 164,304 shares of the Company's Common Stock, representing the stock portion of the Exchange Offer. The aggregate principle amount of Debentures which were not tendered was $2,692,000. The Company has also paid the Exchange Agent an aggregate of $552,701.25 representing interest and default interest payable with respect to Debentures which have not been tendered. The Company has set a special record date of January 20, 1997, and payment of interest and default interest will be made on January 22, 1997. 2 3 SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. COMPREHENSIVE CARE CORPORATION (Registrant) By: /s/ KERRI RUPPERT ---------------------------------------- Kerri Ruppert, Senior Vice President and Chief Financial Officer Dated: January 8, 1997. 3 -----END PRIVACY-ENHANCED MESSAGE-----