-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, HGmX7KFMI7UJ8QsE5K1u9wVvxYTQqSOo/d/escpLjCWE27Va9hNJlIJxSMloKqPd 4JCRI9xy2DrbTU348lKB2A== 0001145443-04-001301.txt : 20040823 0001145443-04-001301.hdr.sgml : 20040823 20040823163943 ACCESSION NUMBER: 0001145443-04-001301 CONFORMED SUBMISSION TYPE: N-PX PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040630 FILED AS OF DATE: 20040823 DATE AS OF CHANGE: 20040823 EFFECTIVENESS DATE: 20040823 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CIGNA FUNDS GROUP CENTRAL INDEX KEY: 0000022828 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: N-PX SEC ACT: 1940 Act SEC FILE NUMBER: 811-01646 FILM NUMBER: 04992259 BUSINESS ADDRESS: STREET 1: 2223 WASHINGTON STREET STREET 2: 3 NEWTON EXECUTIVE PARK, SUITE 200 CITY: NEWTON STATE: MA ZIP: 02462 BUSINESS PHONE: 860.534.4700 MAIL ADDRESS: STREET 1: C/O TIMESSQUARE CAPITAL MANAGEMENT, INC. STREET 2: 280 TRUMBULL STREET, H16C CITY: HARTFORD STATE: CT ZIP: 06103 FORMER COMPANY: FORMER CONFORMED NAME: CIGNA ANNUITY FUNDS GROUP DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: COMPANION FUND INC DATE OF NAME CHANGE: 19860227 N-PX 1 d15226.txt FORM N-PX ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-1646 CIGNA Funds Group - Small Cap Value/Perkins, Wolf, McDonnell Fund - -------------------------------------------------------------------------------- (Exact name of registrant as specified in charter) c/o TimesSquare Capital Management, Inc. 280 Trumbull Street, H16C Hartford, CT 06103 - -------------------------------------------------------------------------------- (Address of principal executive offices) Mark Butler 2223 Washington Street 3 Newton Executive Park Suite 200 Newton, MA 02462 - -------------------------------------------------------------------------------- (Name and address of agent for service) Registrant's telephone number, including area code: 860-534-5576 ------------ Date of Fiscal year-end: 12/31/2003 ---------- Date of reporting period: 7/1/2003 - 6/30/2004 -------------------- Item 1. Proxy Voting Record
Mtg Company/ Mgmt Vote Record Shares Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted - ------------------------------------------------------------------------------------------------------------------ 04/05/04 - A. O. Smith Corp. 831865209 02/25/04 37,900 A *SAOSA* 1 Elect Directors For Withhold Mgmt 2 Ratify Auditors For Against Mgmt 12/04/03 - A. Schulman, Inc. 808194104 10/14/03 77,000 A *SHLM* 1 Elect Directors For For Mgmt 2 Ratify Auditors For Against Mgmt 09/18/03 - Activision, Inc. 004930202 07/28/03 65,000 A *ATVI* 1 Elect Directors For For Mgmt 2 Increase Authorized For Against Mgmt Preferred and Common Stock 3 Approve Omnibus Stock Plan For Against Mgmt 4 Ratify Auditors For Against Mgmt 12/29/03 - Activision, Inc. 004930202 12/01/03 65,000 S *ATVI* 1 Increase Authorized Common For For Mgmt Stock 05/12/04 - Alexandria Real 015271109 03/29/04 29,500 A Estate Equities, Inc. *ARE* 1 Elect Directors For Split Mgmt 1.1 Elect Director Jerry M. Sudarsky --- Withhold 1.2 Elect Director Joel S. Marcus --- For 1.3 Elect Director James H. Richardson --- For 1.4 Elect Director Richard B. Jennings --- For 1.5 Elect Director Richard H. Klein --- For 1.6 Elect Director Anthony M. Solomon --- For 1.7 Elect Director Alan G. Walton --- For 1.8 Elect Director Richmond A. Wolf --- For 2 Ratify Auditors For For Mgmt 05/05/04 - AptarGroup, Inc. 038336103 03/11/04 36,800 A *ATR* 1 Elect Directors For Withhold Mgmt 2 Approve Omnibus Stock Plan For Abstain Mgmt 3 Approve Non-Employee For Abstain Mgmt Director Stock Option Plan 04/22/04 - Arch Coal, Inc. 039380100 03/01/04 70,000 A *ACI* 1 Elect Directors For For Mgmt 05/03/04 - Brandywine Realty 105368203 03/24/04 60,000 A Trust *BDN* 1 Elect Directors For Split Mgmt 1.1 Elect Trustee Walter D'Alessio --- For 1.2 Elect Trustee D. Pike Aloian --- For 1.3 Elect Trustee Donald E. Axinn --- For 1.4 Elect Trustee Robert C. Larson --- Withhold 1.5 Elect Trustee Anthony A. Nichols, Sr. --- For 1.6 Elect Trustee Charles P. Pizzi --- For 1.7 Elect Trustee Gerard H. Sweeney --- For 2 Submit Severance Agreement Against For ShrHoldr (Change-in-Control) to Shareholder Vote 10/15/03 - Briggs & Stratton 109043109 08/21/03 17,700 A Corp. *BGG* 1 Elect Directors For For Mgmt 08/27/03 - Brookline Bancorp, 11373M107 07/09/03 45,000 S Inc. *BRKL* 1 Approve Omnibus Stock Plan For For Mgmt 2 Approve Restricted Stock For For Mgmt Plan 04/15/04 - Brookline Bancorp, 11373M107 03/01/04 215,000 A Inc. *BRKL* 1 Elect Directors For For Mgmt 2 Ratify Auditors For For Mgmt 10/14/03 - C-COR.net 125010108 09/05/03 73,300 A Corporation *CCBL* 1 Elect Directors For For Mgmt 2 Ratify Auditors For Against Mgmt 05/11/04 - Cal Dive 127914109 03/24/04 80,000 A International, Inc. *CDIS* 1 Elect Directors For For Mgmt 09/19/03 - Casey's General 147528103 08/01/03 80,000 A Stores, Inc. *CASY* 1 Elect Directors For Withhold Mgmt 04/21/04 - Chittenden Corp. 170228100 03/05/04 38,500 A *CHZ* 1 Elect Directors For For Mgmt 03/25/04 - * Coherent, Inc. 192479103 02/06/04 58,000 A *COHR* 1 Elect Directors For Withhold Mgmt 2 Amend Stock Option Plan For For Mgmt 3 Amend Stock Option Plan For For Mgmt 4 Ratify Auditors For For Mgmt 03/26/04 - Community Bank 203607106 02/12/04 30,000 S System, Inc. *CBU* 1 Approve Increase in Common For For Mgmt Stock and a Stock Split 05/19/04 - Community Bank 203607106 03/31/04 30,000 A System, Inc. *CBU* 1 Elect Directors For For Mgmt 2 Approve Omnibus Stock Plan For Against Mgmt 05/26/04 - Cytyc Corporation 232946103 04/05/04 81,000 A *CYTC* 1 Elect Directors For For Mgmt 2 Approve Omnibus Stock Plan For For Mgmt 3 Approve Employee Stock For For Mgmt Purchase Plan 4 Ratify Auditors For For Mgmt 11/25/03 - Dycom Industries, 267475101 10/03/03 49,000 A Inc. *DY* 1 Elect Directors For For Mgmt 2 Approve Omnibus Stock Plan For For Mgmt 06/10/04 - Emcor Group, Inc. 29084Q100 04/15/04 65,000 A *EME* 1 Elect Directors For For Mgmt 2 Ratify Auditors For For Mgmt 05/13/04 - Energy Partners, 29270U105 03/17/04 190,000 A Ltd *EPL* 1 Elect Directors For Split Mgmt 1.1 Elect Director Richard A. Bachmann --- For 1.2 Elect Director John C Bumgarner --- For 1.3 Elect Director Jerry D. Carlisle --- For 1.4 Elect Director Harold D. Carter --- For 1.5 Elect Director Enoch L. Dawkins --- For 1.6 Elect Director Robert D. Gershen --- For 1.7 Elect Director William O. Hiltz --- Withhold 1.8 Elect Director John G. Phillips --- For 1.9 Elect Director Dr. Eamon M. Kelly --- For 2 Ratify Auditors For For Mgmt 3 Other Business For Against Mgmt 05/21/04 - Equity One, Inc. 294752100 04/21/04 90,000 A *EQY* 1 Elect Directors For Split Mgmt 1.1 Elect Director Noam Ben-Ozer --- Withhold 1.2 Elect Director Robert L. Cooney --- Withhold 1.3 Elect Director Patrick L. Flinn --- Withhold 1.4 Elect Director Nathan Hetz --- For 1.5 Elect Director Chaim Katzman --- For 1.6 Elect Director Peter Linneman --- For 1.7 Elect Director Shaiy Pilpel --- Withhold 1.8 Elect Director Dori Segal --- For 1.9 Elect Director Doron Valero --- For 2 Amend Omnibus Stock Plan For For Mgmt 3 Approve Employee Stock For For Mgmt Purchase Plan 05/12/04 - * F.N.B Corp. *FNB* 302520101 03/03/04 135,000 A 1 Elect Directors For Split Mgmt 1.1 Elect Director William B. Campbell --- For 1.2 Elect Director Stephen J. Gurgovits --- For 1.3 Elect Director Harry F. Radcliffe --- Withhold 1.4 Elect Director John W. Rose --- For 1.5 Elect Director Robert B. Goldstein --- Withhold 1.6 Elect Director Henry M. Ekker --- Withhold 04/19/04 - First National 321100109 02/09/04 34,500 A Bankshares Inc (FLA) *FLB* 1 Elect Directors For Split Mgmt 1.1 Elect Director G. Scott Baton, II --- Withhold 1.2 Elect Director David A. Straz, Jr. --- Withhold 1.3 Elect Director Lee Roy Selmon --- For 2 Amend Omnibus Stock Plan For For Mgmt 05/04/04 - First Niagara 33582V108 03/10/04 180,000 A Financial Group, Inc. *FNFG* 1 Elect Directors For Split Mgmt 1.1 Elect Director Gordon P. Assad --- For 1.2 Elect Director John J. Bisgrove, Jr. --- For 1.3 Elect Director Daniel W. Judge --- For 1.4 Elect Director Louise Woerner --- Withhold 2 Ratify Auditors For Against Mgmt 05/13/04 - Forest Oil Corp. 346091705 03/15/04 60,900 A *FST* 1 Elect Directors For For Mgmt 2 Ratify Auditors For For Mgmt 04/23/04 - GATX Corp. *GMT* 361448103 03/05/04 48,400 A 1 Elect Directors For For Mgmt 2 Ratify Auditors For For Mgmt 3 Approve Omnibus Stock Plan For For Mgmt 4 Approve Executive For For Mgmt Incentive Bonus Plan 05/26/04 - GLOBAL POWER 37941P108 04/12/04 120,000 A EQUIPMENT INC *GEG* 1 Elect Directors For For Mgmt 2 Approve Omnibus Stock Plan For For Mgmt 3 Ratify Auditors For For Mgmt 04/28/04 - Harleysville Group, 412824104 03/03/04 51,200 A Inc. *HGIC* 1 Elect Directors For For Mgmt 04/27/04 - Harsco Corp. *HSC* 415864107 03/04/04 55,000 A 1 Elect Directors For For Mgmt 2 Amend Non-Employee For For Mgmt Director Stock Option Plan 3 Amend Omnibus Stock Plan For For Mgmt 4 Ratify Auditors For For Mgmt 05/04/04 - Home Properties Inc 437306103 03/10/04 40,000 A *HME* 1 Elect Directors For For Mgmt 2 Ratify Auditors For For Mgmt 05/27/04 - Informatica 45666Q102 04/05/04 77,300 A Corporation *INFA* 1 Elect Directors For Withhold Mgmt 2 Amend Non-Employee For For Mgmt Director Stock Option Plan 3 Ratify Auditors For Against Mgmt 04/28/04 - Insituform 457667103 03/01/04 75,000 A Technologies, Inc. *INSU* 1 Elect Directors For Split Mgmt 1.1 Elect Director Robert W. Affholder --- For 1.2 Elect Director Paul A. Biddelman --- Withhold 1.3 Elect Director Stephen P. Cortinovis --- For 1.4 Elect Director John P. Dubinsky --- For 1.5 Elect Director Juanita H. Hinshaw --- Withhold 1.6 Elect Director Thomas N. Kalishman --- For 1.7 Elect Director Thomas S. Rooney, Jr. --- For 1.8 Elect Director Sheldon Weinig --- Withhold 1.9 Elect Director Alfred L. Woods --- Withhold 05/24/04 - Internet Security 46060X107 04/02/04 25,000 A Systems, Inc. *ISSX* 1 Elect Directors For For Mgmt 02/24/04 - Joy Global, Inc. 481165108 01/05/04 73,000 A *JOYG* 1 Elect Directors For For Mgmt 05/06/04 - Kansas City 485170302 03/08/04 95,000 A Southern *KSU* 1 Elect Directors For For Mgmt 2 Ratify Auditors For For Mgmt 05/07/04 - Kaydon Corp. *KDN* 486587108 03/10/04 47,000 A 1 Elect Directors For For Mgmt 2 Ratify Auditors For For Mgmt 08/12/03 - La-Z-Boy Inc. *LZB* 505336107 06/25/03 65,000 A 1 Elect Directors For For Mgmt 2 Amend Non-Employee For For Mgmt Director Restricted Stock Plan 05/06/04 - Libbey Inc. *LBY* 529898108 03/17/04 50,000 A 1 Elect Directors For For Mgmt 2 Amend Omnibus Stock Plan For For Mgmt 06/15/04 - LifePoint 53219L109 04/16/04 35,000 A Hospitals, Inc. *LPNT* 1 Elect Directors For For Mgmt 2 Amend Omnibus Stock Plan For For Mgmt 3 Amend Non-Employee For For Mgmt Director Omnibus Stock Plan 4 Approve Executive For For Mgmt Incentive Bonus Plan 5 Ratify Auditors For For Mgmt 05/04/04 - Manufactured Home 564682102 03/12/04 44,300 A Communities, Inc. *MHC* 1 Elect Directors For For Mgmt 05/06/04 - Mettler-Toledo 592688105 03/08/04 45,000 A International Inc. *MTD* 1 Elect Directors For For Mgmt 2 Ratify Auditors For For Mgmt 3 Approve Omnibus Stock Plan For For Mgmt 11/20/03 - NetIQ Corporation 64115P102 09/26/03 42,000 A *NTIQ* 1 Elect Directors For For Mgmt 2 Ratify Auditors For For Mgmt 05/06/04 - Newfield 651290108 03/19/04 40,000 A Exploration Co. *NFX* 1 Elect Directors For For Mgmt 2 Approve Omnibus Stock Plan For For Mgmt 3 Increase Authorized Common For For Mgmt Stock 4 Ratify Auditors For For Mgmt 05/19/04 - Newport Corp. 651824104 04/01/04 57,000 A *NEWP* 1 Elect Directors For Split Mgmt 1.1 Elect Director R. Jack Aplin --- For 1.2 Elect Director Richard E. Schmidt --- Withhold 2 Ratify Auditors For Against Mgmt 10/01/03 - Openwave Systems, 683718100 09/02/03 122,000 S Inc. *OPWV* 1 Approve Reverse Stock Split For Against Mgmt 11/21/03 - Openwave Systems, 683718100 09/30/03 80,000 A Inc. *OPWV* 1 Elect Directors For For Mgmt 2 Ratify Auditors For For Mgmt 10/29/03 - Pinnacle Systems, 723481107 09/12/03 26,800 A Inc. *PCLE* 1 Elect Directors For Split Mgmt 1.1 Elect Director L. Gregory Ballard --- For 1.2 Elect Director Ajay Chopra --- For 1.3 Elect Director J. Kim Fennell --- For 1.4 Elect Director L. William Krause --- For 1.5 Elect Director John C. Lewis --- Withhold 1.6 Elect Director Harry Motro --- Withhold 1.7 Elect Director Mark L. Sanders --- For 1.8 Elect Director Charles J. Vaughan --- Withhold 2 Ratify Auditors For Against Mgmt 3 Approve Employee Stock For For Mgmt Purchase Plan 05/17/04 - Priority Healthcare 74264T102 03/18/04 85,000 A Corp. *PHCC* 1 Elect Directors For For Mgmt 2 Ratify Auditors For For Mgmt 3 Amend Non-Employee For For Mgmt Director Stock Option Plan 06/23/04 - Provident Financial 74386T105 04/30/04 124,830 A Services, Inc. *PFS* 1 Approve Merger Agreement For For Mgmt 2 Elect Directors For For Mgmt 3 Ratify Auditors For For Mgmt 4 Other Business For Against Mgmt 05/18/04 - Province Healthcare 743977100 03/23/04 83,000 A Co. *PRV* 1 Elect Directors For For Mgmt 2 Ratify Auditors For Against Mgmt 05/20/04 - Rayonier Inc. *RYN* 754907103 03/22/04 56,000 A 1 Elect Directors For For Mgmt 2 Increase Authorized Common For For Mgmt Stock 3 Amend Omnibus Stock Plan For For Mgmt 05/05/04 - Russ Berrie and 782233100 03/15/04 38,400 A Company, Inc. *RUS* 1 Elect Directors For Withhold Mgmt 08/28/03 - SCOTTISH RE GROUP G7885T104 07/25/03 50,000 S LTD *SCT* 1 Change Company Name to For For Mgmt Scottish Re Group Limited 2 Amend Bylaws Re: Change of For For Mgmt Company Name 3 Other Business (Voting) For For Mgmt 06/28/04 - Seacoast Financial 81170Q106 05/07/04 59,000 S Services Corporation 1 Approve Merger Agreement For For Mgmt 2 Adjourn Meeting For Against Mgmt 12/12/03 - SonicWALL, Inc. 835470105 10/31/03 50,000 A *SNWL* 1 Establish Range For Board For Abstain Mgmt Size 2 Elect Directors For Abstain Mgmt 3 Amend Employee Stock For Abstain Mgmt Purchase Plan 4 Ratify Auditors For Abstain Mgmt 5 Other Business For Abstain Mgmt 05/18/04 - Spherion Corp. 848420105 03/24/04 150,000 A *SFN* 1 Elect Directors For For Mgmt 2 Amend Articles For For Mgmt 3 Amend Employee Stock For For Mgmt Purchase Plan 4 Ratify Auditors For For Mgmt 05/12/04 - Standard Pacific 85375C101 03/17/04 38,000 A Corp. *SPF* 1 Elect Directors For For Mgmt 2 Amend Omnibus Stock Plan For For Mgmt 05/20/04 - Steel Dynamics, 858119100 03/15/04 43,500 A Inc. *STLD* 1 Elect Directors For For Mgmt 2 Ratify Auditors For For Mgmt 3 Approve Employee Stock For For Mgmt Purchase Plan 07/15/03 - Stratex Networks, 86279T109 05/22/03 120,000 A Inc. *STXN* 1 Elect Directors For Split Mgmt 1.1 Elect Director Richard C. Alberding --- Against 1.2 Elect Director John W. Combs --- For 1.3 Elect Director William A. Hasler --- For 1.4 Elect Director Charles D. Kissner --- For 1.5 Elect Director James D. Meindl, Ph.D. --- For 1.6 Elect Director V. Frank Mendicino --- For 1.7 Elect Director Edward F. Thompson --- For 2 Approve Option Exchange For For Mgmt Program 05/10/04 - Superior Industries 868168105 03/29/04 73,000 A International, Inc. *SUP* 1 Elect Directors For For Mgmt 2 Amend Executive Incentive For For Mgmt Bonus Plan For Louis L. Borick 3 Approve Executive For For Mgmt Incentive Bonus Plan For Steven J. Borick 04/21/04 - Susquehanna 869099101 03/11/04 55,000 S Bancshares, Inc. *SUSQ* 1 Approve Merger Agreement For For Mgmt 2 Other Business For Against Mgmt 06/10/04 - A Susquehanna 869099101 03/31/04 55,000 A Bancshares, Inc. *SUSQ* 1 Elect Directors For Split Mgmt 1.1 Elect Director Wayne E. Alter, Jr. --- For 1.2 Elect Director James G. Apple --- Withhold 1.3 Elect Director John M. Denlinger --- For 1.4 Elect Director Chloe R. Eichelberger --- Withhold 1.5 Elect Director T. Max Hall --- Withhold 1.6 Elect Director William B. Zimmerman --- For 1.7 Elect Director E. Susan Piersol --- For 10/21/03 - Texas Industries, 882491103 08/25/03 60,000 A Inc. *TXI* 1 Elect Directors For For Mgmt 04/26/04 - The Lubrizol Corp. 549271104 03/05/04 70,000 A *LZ* 1 Elect Directors For For Mgmt 2 Ratify Auditors For For Mgmt 05/06/04 - Tom Brown, Inc. 115660201 03/09/04 75,000 A 1 Elect Directors For Split Mgmt 1.1 Elect Director David M. Carmichael --- For 1.2 Elect Director Henry Groppe --- Withhold 1.3 Elect Director Edward W. LeBaron, Jr. --- For 1.4 Elect Director James D. Lightner --- For 1.5 Elect Director John C. Linehan --- For 1.6 Elect Director Wayne W. Murdy --- For 1.7 Elect Director James B. Wallace --- For 1.8 Elect Director Robert H. Whilden, Jr. --- For 2 Increase Authorized Common For For Mgmt Stock 05/13/04 - Too, Inc. *TOO* 890333107 03/26/04 55,000 A 1 Elect Directors For For Mgmt 2 Amend Executive Incentive For For Mgmt Bonus Plan 05/10/04 - Trinity Industries, 896522109 03/26/04 35,000 A Inc. *TRN* 1 Elect Directors For Split Mgmt 1.1 Elect Director David W. Biegler --- For 1.2 Elect Director Craig J. Duchossois --- Withhold 1.3 Elect Director Ronald J. Gafford --- For 1.4 Elect Director Barry J. Galt --- For 1.5 Elect Director Clifford J. Grum --- For 1.6 Elect Director Jess T. Hay --- Withhold 1.7 Elect Director Diana S. Natalicio --- For 1.8 Elect Director Timothy R. Wallace --- For 2 Approve Omnibus Stock Plan For For Mgmt 3 Ratify Auditors For For Mgmt 05/04/04 - USF Corp. *USFC* 91729Q101 03/11/04 32,000 A 1 Elect Directors For For Mgmt 01/21/04 - * Washington 938824109 11/28/03 45,700 A Federal, Inc. *WFSL* 1 Elect Directors For Against Mgmt 2 Ratify Auditors For For Mgmt 04/22/04 - Wolverine World 978097103 03/01/04 80,000 A Wide, Inc. *WWW* 1 Elect Directors For For Mgmt 2 Ratify Auditors For Against Mgmt
Any ballot marked 'Abstain' is considered to have been voted. Ballots marked 'Abstain' are considered to be have been voted against management's recommendation, regardless of whether the recommendation is 'For' or 'Against,' except where management has made no recommendation. Where management has made no recommendation on a ballot item, the abbreviation N/A is used to denote that there is no applicable recommendation compared to which a vote may be 'For' or 'Against' the recommendation of management. SIGNATURES: Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. CIGNA Funds Group - Small Cap Value/Perkins, Wolf McDonnell Fund (Registrant) By /s/ Jeffrey S. Winer, Vice President and Secretary -------------------------------------------------- (Signature & Title) Date August 19, 2004 -----END PRIVACY-ENHANCED MESSAGE-----