-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, CSWWz60LrLM57wYCSysMdA2BAhZHh5tCOwJIEIenXwBPdu97MwaH6aTErIvzlP/B OoauMFx5Se7k1/wC6iuh5A== 0001145443-04-001297.txt : 20040823 0001145443-04-001297.hdr.sgml : 20040823 20040823155904 ACCESSION NUMBER: 0001145443-04-001297 CONFORMED SUBMISSION TYPE: N-PX PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040630 FILED AS OF DATE: 20040823 DATE AS OF CHANGE: 20040823 EFFECTIVENESS DATE: 20040823 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CIGNA FUNDS GROUP CENTRAL INDEX KEY: 0000022828 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: N-PX SEC ACT: 1940 Act SEC FILE NUMBER: 811-01646 FILM NUMBER: 04992008 BUSINESS ADDRESS: STREET 1: 2223 WASHINGTON STREET STREET 2: 3 NEWTON EXECUTIVE PARK, SUITE 200 CITY: NEWTON STATE: MA ZIP: 02462 BUSINESS PHONE: 860.534.4700 MAIL ADDRESS: STREET 1: C/O TIMESSQUARE CAPITAL MANAGEMENT, INC. STREET 2: 280 TRUMBULL STREET, H16C CITY: HARTFORD STATE: CT ZIP: 06103 FORMER COMPANY: FORMER CONFORMED NAME: CIGNA ANNUITY FUNDS GROUP DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: COMPANION FUND INC DATE OF NAME CHANGE: 19860227 N-PX 1 d15229.txt Form N - PX ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT Investment Company Act file number: 811-1646 -------- CIGNA Funds Group - Balanced Fund (sub-advised by Wellington Management) ------------------------------------------------------------------------- (Exact name of registrant as specified in charter) c/o TimesSquare Capital Management, Inc. 280 Trumbull Street, H16C Hartford, CT 06103 ------------------------------------------------------------------------- (Address of principal executive offices) Mark Butler 2223 Washington Street 3 Newton Executive Park Suite 200 Newton, MA 02462 ------------------------------------------------------------------------- (Name and address of agent for service) Registrant's telephone number, including area code: 860-534-5576 ------------ Date of Fiscal year-end: 12/31/2003 ---------- Date of reporting period: 7/1/2003 - 6/30/2004 -------------------- Item 1. Proxy Voting Record
ISSUER NAME TICKER CUSIP MTG DATE MTG TYPE Proposal Type Voted? Vote For/Agnst Mgmt Nike -Cl B NKE 654106103 09/22/2003 A 1.00 Elect Directors MGMT YES FOR FOR 2.00 Add Shares to Stock Option Plan MGMT YES FOR FOR 3.00 Ratify Selection of Auditors MGMT YES FOR FOR Emerson Electric EMR 291011104 02/03/2004 A 1.01 Elect Carlos Fernandez G. MGMT YES FOR FOR 1.02 Elect Charles F. Knight MGMT YES FOR FOR 1.03 Elect G. A. Lodge MGMT YES FOR FOR 1.04 Elect Rozanne L. Ridgway MGMT YES FOR FOR 1.05 Elect Edward E. Whitacre Jr. MGMT YES FOR FOR 2.00 Reapprove Option/Bonus Plan for OBRA MGMT YES FOR FOR 3.00 Ratify Selection of Auditors MGMT YES FOR FOR Rockwell Automation ROK 773903109 02/04/2004 A 1.01 Elect Don H. Davis Jr. MGMT YES FOR FOR 1.02 Elect William H. Gray III MGMT YES FOR FOR 1.03 Elect William T. McCormick Jr. MGMT YES FOR FOR 1.04 Elect Keith D. Nosbusch MGMT YES FOR FOR 2.00 Ratify Selection of Auditors MGMT YES FOR FOR 3.00 Add Shares to Stock Option Plan MGMT YES AGAINST AGAINST 3.00 Amend Stock Option Plan MGMT YES AGAINST AGAINST National Fuel Gas NFG 636180101 02/19/2004 A 1.01 Elect Philip C. Ackerman MGMT YES FOR FOR 1.02 Elect Bernard S. Lee MGMT YES FOR FOR 2.00 Ratify Selection of Auditors MGMT YES FOR FOR 3.00 SP-Cap Executive Pay SH YES AGAINST FOR Hewlett-Packard HPQ 428236103 03/17/2004 A 1.01 Elect Lawrence T. Babbio Jr. MGMT YES FOR FOR 1.02 Elect Patricia C. Dunn MGMT YES FOR FOR 1.03 Elect Carleton S. Fiorina MGMT YES FOR FOR 1.04 Elect Richard A. Hackborn MGMT YES FOR FOR 1.05 Elect George A. Keyworth II MGMT YES FOR FOR 1.06 Elect Robert E. Knowling Jr. MGMT YES FOR FOR 1.07 Elect Sanford M. Litvack MGMT YES FOR FOR 1.08 Elect Robert L. Ryan MGMT YES FOR FOR 1.09 Elect Lucille S. Salhany MGMT YES FOR FOR 2.00 Ratify Selection of Auditors MGMT YES FOR FOR 3.00 Adopt Stock Option Plan MGMT YES AGAINST AGAINST 4.00 SP-Expense Stock Options SH YES AGAINST FOR Bank Of America BAC 060505104 03/17/2004 S 1.00 Approve Common Stock Issuance MGMT YES AGAINST AGAINST 1.00 Approve Merger/Acquisition MGMT YES AGAINST AGAINST 2.00 Adopt Stock Option Plan MGMT YES FOR FOR 3.00 Increase Authorized Common Stock MGMT YES FOR FOR 4.00 Adjourn Meeting MGMT YES FOR FOR St. Paul SPC 792860108 03/19/2004 S 1.00 Approve Common Stock Issuance MGMT YES FOR FOR 1.00 Approve Merger/Acquisition MGMT YES FOR FOR 2.00 Approve Non-Technical Bylaw Amendments MGMT YES FOR FOR 3.00 Approve Name Change MGMT YES FOR FOR 3.00 Approve Non-Technical Charter Amendments MGMT YES FOR FOR 3.00 Increase Authorized Common Stock MGMT YES FOR FOR 4.00 Eliminate Supermajority Requirement MGMT YES FOR FOR Applied Materials AMAT 038222105 03/24/2004 A 1.01 Elect Michael H. Armacost MGMT YES FOR FOR 1.02 Elect Deborah A. Coleman MGMT YES FOR FOR 1.03 Elect Herbert M. Dwight Jr. MGMT YES FOR FOR 1.04 Elect Philip V. Gerdine MGMT YES FOR FOR 1.05 Elect Paul R. Low MGMT YES FOR FOR 1.06 Elect Dan Maydan MGMT YES FOR FOR 1.07 Elect Steven L. Miller MGMT YES FOR FOR 1.08 Elect James C. Morgan MGMT YES FOR FOR 1.09 Elect Gerhard Parker MGMT YES FOR FOR 1.10 Elect Michael R. Splinter MGMT YES FOR FOR 2.00 Add Shares to Stock Option Plan MGMT YES FOR FOR 2.00 Amend Stock Option Plan MGMT YES FOR FOR Nokia Corp [ADR] NOK 654902204 03/25/2004 A 1.01 Approve Financial Statements MGMT YES FOR FOR 1.02 Set Dividend/Allocate Profits MGMT YES FOR FOR 1.03 Ratify Board Acts-Legal MGMT YES ABSTAIN AGAINST 1.03 Ratify Management Acts-Legal MGMT YES ABSTAIN AGAINST 1.04 Approve Directors' Fees MGMT YES FOR FOR 1.05 Election of Directors by Slate MGMT YES FOR FOR 1.06 Set Auditors' Fees MGMT YES FOR FOR 1.07 Appoint Outside Auditors MGMT YES FOR FOR 2.00 Cancel Authorized Stock MGMT YES FOR FOR 2.00 Reduce Authorized Capital MGMT YES FOR FOR 3.00 Increase Authorized Capital MGMT YES FOR FOR 3.00 Issue Stock w/o Preemptive Rights MGMT YES FOR FOR 4.00 Authorize Share Repurchase MGMT YES FOR FOR 5.00 Authorize Trade in Company Stock MGMT YES FOR FOR 6.00 Authorize Charitable Donations MGMT YES FOR FOR Tyco International TYC 902124106 03/25/2004 A 1.01 Elect Dennis C. Blair MGMT YES FOR FOR 1.02 Elect Edward D. Breen MGMT YES FOR FOR 1.03 Elect George W. Buckley MGMT YES FOR FOR 1.04 Elect Bruce S. Gordon MGMT YES FOR FOR 1.05 Elect John A. Krol MGMT YES FOR FOR 1.06 Elect H. Carl McCall MGMT YES FOR FOR 1.07 Elect Mackey J. McDonald MGMT YES FOR FOR 1.08 Elect Brendan R. O'Neill MGMT YES FOR FOR 1.09 Elect Sandra S. Wijnberg MGMT YES FOR FOR 1.10 Elect Jerome B. York MGMT YES FOR FOR 1.11 Elect Brian Duperreault MGMT YES FOR FOR 2.00 Authorize Committee to Set Auditors' Fees MGMT YES FOR FOR 2.00 Ratify Selection of Auditors MGMT YES FOR FOR 3.00 Adopt New Bylaws MGMT YES FOR FOR 4.00 Adopt Stock Option Plan MGMT YES FOR FOR 5.00 SP-Review and reduce toxic emissions SH YES FOR FOR 6.00 SP-Reincorporation SH YES AGAINST FOR 7.00 SP-Restrict Executive Compensation SH YES AGAINST FOR Goldman Sachs Group GS 38141G104 03/31/2004 A 1.01 Elect Lord John P. Browne of Madingley MGMT YES FOR FOR 1.02 Elect Claes Dahlback MGMT YES FOR FOR 1.03 Elect James A. Johnson MGMT YES FOR FOR 1.04 Elect Lois D. Juliber MGMT YES FOR FOR 1.05 Elect Lloyd C. Blankfein MGMT YES FOR FOR 2.00 Ratify Selection of Auditors MGMT YES FOR FOR 3.00 SP-Repeal Classified Board SH YES FOR AGAINST Beckman Coulter BEC 075811109 04/01/2004 A 1.01 Elect Ronald W. Dollens MGMT YES W'HOLD AGAINST 1.02 Elect Charles A. Haggerty MGMT YES FOR FOR 1.03 Elect William N. Kelley MGMT YES FOR FOR 2.00 Adopt Stock Option Plan MGMT YES AGAINST AGAINST Weyerhaeuser WY 962166104 04/13/2004 A 1.01 Elect Steven R. Rogel MGMT YES FOR FOR 1.02 Elect William D. Ruckelshaus MGMT YES FOR FOR 1.03 Elect Richard H. Sinkfield MGMT YES FOR FOR 1.04 Elect James N. Sullivan MGMT YES FOR FOR 2.00 Adopt Stock Option Plan MGMT YES FOR FOR 3.00 Repeal Classified Board MGMT YES FOR AGAINST 4.00 SP-Expense Stock Options SH YES FOR AGAINST 5.00 SP-Restrict Executive Compensation SH YES AGAINST FOR 6.00 SP-Report or Take Action on Climate Change SH YES AGAINST FOR 7.00 SP-Preserve/Report on Natural Habitat SH YES AGAINST FOR 8.00 Ratify Selection of Auditors MGMT YES FOR FOR Caterpillar CAT 149123101 04/14/2004 A 1.01 Elect Directors MGMT YES FOR FOR 1.02 Elect Directors MGMT YES FOR FOR 1.03 Elect Directors MGMT YES FOR FOR 1.04 Elect Directors MGMT YES FOR FOR 1.05 Elect Directors MGMT YES FOR FOR 2.00 Add Shares to Stock Option Plan MGMT YES FOR FOR 2.00 Amend Stock Option Plan MGMT YES FOR FOR 3.00 Ratify Selection of Auditors MGMT YES FOR FOR 4.00 SP-Redeem or Vote on Poison Pill SH YES FOR AGAINST 5.00 SP-Review Operations' Impact on SH YES AGAINST FOR Local Groups 6.00 SP-Misc. Health/Animal Proposal SH YES AGAINST FOR Morgan Stanley MWD 617446448 04/20/2004 A 1.01 Elect John W. Madigan MGMT YES W'HOLD AGAINST 1.02 Elect Klaus Zumwinkel MGMT YES FOR FOR 1.03 Elect Howard Davies MGMT YES FOR FOR 2.00 Ratify Selection of Auditors MGMT YES FOR FOR 3.00 SP-Repeal Classified Board SH YES FOR AGAINST 4.00 SP-Golden Parachutes SH YES FOR AGAINST 5.00 SP-Review Political Spending SH YES FOR AGAINST Citigroup C 172967101 04/20/2004 A 1.01 Elect C. Michael Armstrong MGMT YES FOR FOR 1.02 Elect Alain J.P. Belda MGMT YES FOR FOR 1.03 Elect George David MGMT YES FOR FOR 1.04 Elect Kenneth T. Derr MGMT YES FOR FOR 1.05 Elect John M. Deutch MGMT YES FOR FOR 1.06 Elect Roberto H. Ramirez MGMT YES FOR FOR 1.07 Elect Ann Dibble Jordan MGMT YES FOR FOR 1.08 Elect Dudley C. Mecum II MGMT YES FOR FOR 1.09 Elect Richard D. Parsons MGMT YES FOR FOR 1.10 Elect Andrall E. Pearson MGMT YES FOR FOR 1.11 Elect Charles Prince MGMT YES FOR FOR 1.12 Elect Robert E. Rubin MGMT YES FOR FOR 1.13 Elect Franklin A. Thomas MGMT YES FOR FOR 1.14 Elect Sanford I. Weill MGMT YES FOR FOR 1.15 Elect Robert B. Willumstad MGMT YES FOR FOR 2.00 Ratify Selection of Auditors MGMT YES FOR FOR 3.00 SP-Restrict Executive Compensation SH YES AGAINST FOR 4.00 SP-Review Political Spending SH YES FOR AGAINST 5.00 SP-Restrict Executive Compensation SH YES AGAINST FOR 6.00 SP-Independent Board Chairman SH YES AGAINST FOR SunTrust Banks STI 867914103 04/20/2004 A 1.01 Elect J. Hicks Lanier MGMT YES FOR FOR 1.02 Elect Larry L. Prince MGMT YES FOR FOR 1.03 Elect Frank S. Royal M.D. MGMT YES FOR FOR 1.04 Elect Robert M. Beall II MGMT YES FOR FOR 1.05 Elect Jeffrey C. Crowe MGMT YES FOR FOR 2.00 Ratify Selection of Auditors MGMT YES FOR FOR 3.00 Adopt Stock Option Plan MGMT YES FOR FOR Washington Mutual WM 939322103 04/20/2004 A 1.01 Elect Anne V. Farrell MGMT YES FOR FOR 1.02 Elect Stephen E. Frank MGMT YES FOR FOR 1.03 Elect Margaret G. Osmer-McQuade MGMT YES FOR FOR 1.04 Elect William D. Schulte MGMT YES FOR FOR 2.00 Ratify Selection of Auditors MGMT YES FOR FOR 3.00 Implement Executive Compensation Plan SH YES FOR AGAINST Bard (C.R.) BCR 067383109 04/21/2004 A 1.01 Elect Anthony Welters MGMT YES FOR FOR 1.02 Elect Tony L. White MGMT YES FOR FOR 1.03 Elect Theodore E. Martin MGMT YES FOR FOR 1.04 Elect Timothy M. Ring MGMT YES FOR FOR 2.00 Add Shares to Stock Option Plan MGMT YES FOR FOR 3.00 Amend Annual Bonus Plan MGMT YES FOR FOR 4.00 Ratify Selection of Auditors MGMT YES FOR FOR Pfizer PFE 717081103 04/22/2004 A 1.01 Elect Michael S. Brown MGMT YES FOR FOR 1.02 Elect M. Anthony Burns MGMT YES FOR FOR 1.03 Elect Robert N. Burt MGMT YES FOR FOR 1.04 Elect W. Don Cornwell MGMT YES FOR FOR 1.05 Elect William H. Gray III MGMT YES FOR FOR 1.06 Elect Constance J. Horner MGMT YES FOR FOR 1.07 Elect William R. Howell MGMT YES FOR FOR 1.08 Elect Stanley O. Ikenberry MGMT YES FOR FOR 1.09 Elect George A. Lorch MGMT YES FOR FOR 1.10 Elect Henry A. McKinnell Jr. MGMT YES FOR FOR 1.11 Elect Dana G. Mead MGMT YES FOR FOR 1.12 Elect Franklin D. Raines MGMT YES FOR FOR 1.13 Elect Ruth J. Simmons MGMT YES FOR FOR 1.14 Elect William C. Steere Jr. MGMT YES FOR FOR 1.15 Elect Jean-Paul Valles MGMT YES FOR FOR 2.00 Ratify Selection of Auditors MGMT YES FOR FOR 3.00 Adopt Stock Option Plan MGMT YES FOR FOR 4.00 SP-Review AIDS Pandemic's Impact on Company SH YES AGAINST FOR 5.00 SP-Limit or End Political Spending SH YES AGAINST FOR 6.00 SP-Review Political Spending SH YES FOR AGAINST 7.00 SP-Director Tenure/Retirement Age SH YES AGAINST FOR 8.00 SP-Review Drug Pricing or Distribution SH YES AGAINST FOR 9.00 SP-Restrict Executive Compensation SH YES AGAINST FOR 10.00 SP-Review or Promote Animal Welfare SH YES AGAINST FOR Dominion Resources D 25746U109 04/23/2004 A 1.01 Elect Susan B. Allen MGMT YES FOR FOR 1.02 Elect Peter W. Brown MGMT YES FOR FOR 1.03 Elect Ronald J. Calise MGMT YES FOR FOR 1.04 Elect Thomas E. Capps MGMT YES FOR FOR 1.05 Elect George A. Davidson Jr. MGMT YES FOR FOR 1.06 Elect John W. Harris MGMT YES FOR FOR 1.07 Elect Robert S. Jepson Jr. MGMT YES FOR FOR 1.08 Elect Benjamin J. Lambert III MGMT YES FOR FOR 1.09 Elect Richard L. Leatherwood MGMT YES FOR FOR 1.10 Elect Margaret A. McKenna MGMT YES FOR FOR 1.11 Elect Kenneth A. Randall MGMT YES FOR FOR 1.12 Elect Frank S. Royal MGMT YES FOR FOR 1.13 Elect S. Dallas Simmons MGMT YES FOR FOR 1.14 Elect Robert H. Spilman MGMT YES FOR FOR 1.15 Elect David A. Wollard MGMT YES FOR FOR 2.00 Ratify Selection of Auditors MGMT YES FOR FOR 3.00 SP-Restrict Executive Compensation SH YES FOR AGAINST Kellogg K 487836108 04/23/2004 A 1.01 Elect Benjamin S. Carson MGMT YES FOR FOR 1.02 Elect Gordon Gund MGMT YES FOR FOR 1.03 Elect Dorothy A. Johnson MGMT YES FOR FOR 1.04 Elect Ann McLaughlin Korologos MGMT YES FOR FOR 2.00 Ratify Selection of Auditors MGMT YES FOR FOR 3.00 SP-Review or Curb Bioengineering SH YES AGAINST FOR PPL PPL 69351T106 04/23/2004 A 1.01 Elect William F. Hecht MGMT YES FOR FOR 1.02 Elect Stuart Heydt MGMT YES FOR FOR 1.03 Elect W. Keith Smith MGMT YES FOR FOR 2.00 Ratify Selection of Auditors MGMT YES FOR FOR BellSouth BLS 079860102 04/26/2004 A 1.01 Elect James H. Blanchard MGMT YES FOR FOR 1.02 Elect Armando M. Codina MGMT YES FOR FOR 1.03 Elect Leo F. Mullin MGMT YES FOR FOR 2.00 Ratify Selection of Auditors MGMT YES FOR FOR 3.00 Repeal Classified Board MGMT YES FOR FOR 4.00 Adopt Stock Option Plan MGMT YES FOR FOR 5.00 SP-Restrict Executive Compensation SH YES AGAINST FOR 6.00 SP-Cap Executive Pay SH YES AGAINST FOR 7.00 SP-Review Political Spending SH YES FOR AGAINST Chubb CB 171232101 04/27/2004 A 1.01 Elect Zoe Baird MGMT YES FOR FOR 1.02 Elect Sheila P. Burke MGMT YES FOR FOR 1.03 Elect James I. Cash Jr. MGMT YES FOR FOR 1.04 Elect Joel J. Cohen MGMT YES FOR FOR 1.05 Elect James M. Cornelius MGMT YES FOR FOR 1.06 Elect John D. Finnegan MGMT YES FOR FOR 1.07 Elect David H. Hoag MGMT YES FOR FOR 1.08 Elect Klaus J. Mangold MGMT YES FOR FOR 1.09 Elect David G. Scholey MGMT YES FOR FOR 1.10 Elect Raymond G. H. Seitz MGMT YES FOR FOR 1.11 Elect Lawrence M. Small MGMT YES FOR FOR 1.12 Elect Daniel E. Somers MGMT YES FOR FOR 1.13 Elect Karen Hastie Williams MGMT YES FOR FOR 1.14 Elect James M. Zimmerman MGMT YES FOR FOR 1.15 Elect Alfred W. Zollar MGMT YES FOR FOR 2.00 Adopt Stock Option Plan MGMT YES FOR FOR 3.00 Adopt Director Stock Option Plan MGMT YES FOR FOR 4.00 Ratify Selection of Auditors MGMT YES FOR FOR 5.00 SP-Review Political Spending SH YES FOR AGAINST International Business IBM 459200101 04/27/2004 A Machines 1.01 Elect Cathleen P. Black MGMT YES FOR FOR 1.02 Elect Kenneth I. Chenault MGMT YES FOR FOR 1.03 Elect Carlos Ghosn MGMT YES FOR FOR 1.04 Elect Nannerl O. Keohane MGMT YES FOR FOR 1.05 Elect Charles F. Knight MGMT YES FOR FOR 1.06 Elect Lucio A. Noto MGMT YES FOR FOR 1.07 Elect Samuel J. Palmisano MGMT YES FOR FOR 1.08 Elect John B. Slaughter MGMT YES FOR FOR 1.09 Elect Joan E. Spero MGMT YES FOR FOR 1.10 Elect Sidney Taurel MGMT YES FOR FOR 1.11 Elect Charles M. Vest MGMT YES FOR FOR 1.12 Elect Lorenzo H. Zambrano MGMT YES FOR FOR 2.00 Ratify Selection of Auditors MGMT YES FOR FOR 3.00 Ratify Auditors for Business Unit MGMT YES FOR FOR 4.00 Reapprove Option/Bonus Plan for OBRA MGMT YES FOR FOR 5.00 SP-Adopt Cumulative Voting SH YES AGAINST FOR 6.00 SP-Provide Pension Choices SH YES FOR AGAINST 7.00 SP-Pension Fund Surplus SH YES FOR AGAINST 8.00 SP-Expense Stock Options SH YES FOR AGAINST 9.00 SP-Disclose Executive Compensation SH YES AGAINST FOR 10.00 SP-China--Adopt Code of Conduct SH YES AGAINST FOR 11.00 SP-Review Political Spending SH YES FOR AGAINST 12.00 SP-Restrict Executive Compensation SH YES AGAINST FOR National City NCC 635405103 04/27/2004 A 1.01 Elect Jon E. Barfield MGMT YES FOR FOR 1.02 Elect James S. Broadhurst MGMT YES FOR FOR 1.03 Elect John W. Brown MGMT YES FOR FOR 1.04 Elect Christopher M. Connor MGMT YES FOR FOR 1.05 Elect David A. Daberko MGMT YES FOR FOR 1.06 Elect Joseph T. Gorman MGMT YES FOR FOR 1.07 Elect Bernadine P. Healy MGMT YES FOR FOR 1.08 Elect Paul A. Ormond MGMT YES FOR FOR 1.09 Elect Robert A. Paul MGMT YES FOR FOR 1.10 Elect Gerald L. Shaheen MGMT YES FOR FOR 1.11 Elect Jerry Sue Thornton MGMT YES FOR FOR 1.12 Elect Morry Weiss MGMT YES FOR FOR 2.00 Adopt Stock Option Plan MGMT YES AGAINST AGAINST 3.00 Reapprove Option/Bonus Plan for OBRA MGMT YES FOR FOR 4.00 Ratify Selection of Auditors MGMT YES FOR FOR Wells Fargo WFC 949746101 04/27/2004 A 1.01 Elect John A. Blanchard III MGMT YES W'HOLD AGAINST 1.02 Elect Susan E. Engel MGMT YES W'HOLD AGAINST 1.03 Elect Enrique Hernandez Jr. MGMT YES W'HOLD AGAINST 1.04 Elect Robert L. Joss MGMT YES W'HOLD AGAINST 1.05 Elect Reatha Clark King MGMT YES W'HOLD AGAINST 1.06 Elect Richard M. Kovacevich MGMT YES W'HOLD AGAINST 1.07 Elect Richard D. McCormick MGMT YES W'HOLD AGAINST 1.08 Elect Cynthia H. Milligan MGMT YES W'HOLD AGAINST 1.09 Elect Philip J. Quigley MGMT YES W'HOLD AGAINST 1.10 Elect Donald B. Rice MGMT YES W'HOLD AGAINST 1.11 Elect Judith M. Runstad MGMT YES W'HOLD AGAINST 1.12 Elect Stephen W. Sanger MGMT YES W'HOLD AGAINST 1.13 Elect Susan G. Swenson MGMT YES W'HOLD AGAINST 1.14 Elect Michael W. Wright MGMT YES W'HOLD AGAINST 2.00 Approve Savings Plan MGMT YES FOR FOR 3.00 Ratify Selection of Auditors MGMT YES FOR FOR 4.00 SP-Expense Stock Options SH YES FOR AGAINST 5.00 SP-Restrict Executive Compensation SH YES AGAINST FOR 6.00 SP-Link Executive Pay to Social Criteria SH YES AGAINST FOR 7.00 SP-Review Political Spending SH YES FOR AGAINST Exelon EXC 30161N101 04/27/2004 A 1.01 Elect Nicholas DeBenedictis MGMT YES FOR FOR 1.02 Elect G. Fred DiBona Jr. MGMT YES FOR FOR 1.03 Elect Sue L. Gin MGMT YES FOR FOR 1.04 Elect Edgar D. Jannotta MGMT YES FOR FOR 2.00 Ratify Selection of Auditors MGMT YES FOR FOR 3.00 Approve Annual Bonus Plan MGMT YES FOR FOR PNC Financial Services PNC 693475105 04/27/2004 A Group 1.01 Elect Paul W. Chellgren MGMT YES FOR FOR 1.02 Elect Robert N. Clay MGMT YES FOR FOR 1.03 Elect J. Gary Cooper MGMT YES FOR FOR 1.04 Elect George A. Davidson Jr. MGMT YES FOR FOR 1.05 Elect Richard B. Kelson MGMT YES FOR FOR 1.06 Elect Bruce C. Lindsay MGMT YES FOR FOR 1.07 Elect Anthony A. Massaro MGMT YES FOR FOR 1.08 Elect Thomas H. O'Brien MGMT YES FOR FOR 1.09 Elect Jane G. Pepper MGMT YES FOR FOR 1.10 Elect James E. Rohr MGMT YES FOR FOR 1.11 Elect Lorene K. Steffes MGMT YES FOR FOR 1.12 Elect Dennis F. Strigl MGMT YES FOR FOR 1.13 Elect Stephen G. Thieke MGMT YES FOR FOR 1.14 Elect Thomas J. Usher MGMT YES FOR FOR 1.15 Elect Milton A. Washington MGMT YES FOR FOR 1.16 Elect Helge H. Wehmeier MGMT YES FOR FOR ChevronTexaco CVX 166764100 04/28/2004 A 1.01 Elect Samuel H. Armacost MGMT YES FOR FOR 1.02 Elect Robert E. Denham MGMT YES FOR FOR 1.03 Elect Robert J. Eaton MGMT YES FOR FOR 1.04 Elect Samuel L. Ginn MGMT YES FOR FOR 1.05 Elect Carla A. Hills MGMT YES FOR FOR 1.06 Elect Franklyn G. Jenifer MGMT YES FOR FOR 1.07 Elect J. Bennett Johnston MGMT YES FOR FOR 1.08 Elect Samuel A. Nunn Jr. MGMT YES FOR FOR 1.09 Elect David J. O'Reilly MGMT YES FOR FOR 1.10 Elect Peter J. Robertson MGMT YES FOR FOR 1.11 Elect Charles R. Shoemate MGMT YES FOR FOR 1.12 Elect Carl Ware MGMT YES FOR FOR 2.00 Ratify Selection of Auditors MGMT YES FOR FOR 3.00 Approve Poison Pill Policy MGMT YES FOR FOR 4.00 Adopt Stock Option Plan MGMT YES FOR FOR 5.00 SP-Review AIDS Pandemic's Impact on Company SH YES AGAINST FOR 6.00 SP-Review Political Spending SH YES FOR AGAINST 7.00 SP-Require Majority Vote to Elect Directors SH YES FOR AGAINST 8.00 SP-Control Generation of Pollutants SH YES FOR AGAINST 9.00 SP-Review Energy Efficiency & Renewables SH YES AGAINST FOR Verizon Communications VZ 92343V104 04/28/2004 A 1.01 Elect James R. Barker MGMT YES FOR FOR 1.02 Elect Richard L. Carrion MGMT YES FOR FOR 1.03 Elect Robert W. Lane MGMT YES FOR FOR 1.04 Elect Sandra O. Moose MGMT YES FOR FOR 1.05 Elect Joseph Neubauer MGMT YES FOR FOR 1.06 Elect Thomas H. O'Brien MGMT YES FOR FOR 1.07 Elect Hugh B. Price MGMT YES FOR FOR 1.08 Elect Ivan G. Seidenberg MGMT YES FOR FOR 1.09 Elect Walter V. Shipley MGMT YES FOR FOR 1.10 Elect John R. Stafford MGMT YES FOR FOR 1.11 Elect Robert D. Storey MGMT YES FOR FOR 2.00 Ratify Selection of Auditors MGMT YES FOR FOR 3.00 SP-Adopt Cumulative Voting SH YES AGAINST FOR 4.00 SP-Increase Board Independence SH YES AGAINST FOR 5.00 SP-Independent Board Chairman SH YES AGAINST FOR 6.00 SP-Redeem or Vote on Poison Pill SH YES FOR AGAINST 7.00 SP-Approve Extra Benefits Under Serps SH YES FOR AGAINST 8.00 SP-Restrict Executive Compensation SH YES FOR AGAINST 9.00 SP-Link Executive Pay to Social Criteria SH YES AGAINST FOR 10.00 SP-Review Political Spending SH YES FOR AGAINST 11.00 SP-Collecting Service Fees SH YES AGAINST FOR Du Pont (E.I.) de Nemours DD 263534109 04/28/2004 A 1.01 Elect Alain J.P. Belda MGMT YES FOR FOR 1.02 Elect Richard H. Brown MGMT YES FOR FOR 1.03 Elect Curtis J. Crawford MGMT YES FOR FOR 1.04 Elect John T. Dillon MGMT YES FOR FOR 1.05 Elect Louisa C. Duemling MGMT YES FOR FOR 1.06 Elect Charles O. Holliday Jr. MGMT YES FOR FOR 1.07 Elect Deborah C. Hopkins MGMT YES FOR FOR 1.08 Elect Lois D. Juliber MGMT YES FOR FOR 1.09 Elect Masahisa Naitoh MGMT YES FOR FOR 1.10 Elect William K. Reilly MGMT YES FOR FOR 1.11 Elect H. Rodney Sharp III MGMT YES FOR FOR 1.12 Elect Charles M. Vest MGMT YES FOR FOR 2.00 Ratify Selection of Auditors MGMT YES FOR FOR 3.00 SP-Disclose Prior Government Service SH YES AGAINST FOR 4.00 SP-Monitor/Adopt ILO Conventions SH YES AGAINST FOR 5.00 SP-Link Executive Pay to Social Criteria SH YES AGAINST FOR Kimberly-Clark KMB 494368103 04/29/2004 A 1.01 Elect Pastora San Juan Cafferty MGMT YES W'HOLD AGAINST 1.02 Elect Claudio X. Gonzalez Laporte MGMT YES W'HOLD AGAINST 1.03 Elect Linda Johnson Rice MGMT YES W'HOLD AGAINST 1.04 Elect Marc J. Shapiro MGMT YES W'HOLD AGAINST 2.00 Add Shares to Stock Option Plan MGMT YES FOR FOR 2.00 Amend Stock Option Plan MGMT YES FOR FOR 3.00 Ratify Selection of Auditors MGMT YES FOR FOR 4.00 SP-Redeem or Vote on Poison Pill SH YES FOR AGAINST Scana SCG 80589M102 04/29/2004 A 1.01 Elect William B. Bookhart Jr. MGMT YES FOR FOR 1.02 Elect W. Hayne Hipp MGMT YES FOR FOR 1.03 Elect Harold C. Stowe MGMT YES FOR FOR 1.04 Elect G. Smedes York MGMT YES FOR FOR 2.00 Add Shares to Director Stock Award Plan MGMT YES FOR FOR 3.00 Ratify Selection of Auditors MGMT YES FOR FOR Alcoa AA 013817101 04/30/2004 A 1.01 Elect Alain J.P. Belda MGMT YES FOR FOR 1.02 Elect Carlos Ghosn MGMT YES FOR FOR 1.03 Elect Henry B. Schacht MGMT YES FOR FOR 1.04 Elect Franklin A. Thomas MGMT YES FOR FOR 2.00 Adopt Stock Option Plan MGMT YES FOR FOR 3.01 SP-Link Executive Pay to Social Criteria SH YES AGAINST FOR 3.02 SP-Golden Parachutes SH YES AGAINST FOR Coca-Cola Enterprises CCE 191219104 04/30/2004 A 1.01 Elect John R. Alm MGMT YES FOR FOR 1.02 Elect J. Trevor Eyton MGMT YES FOR FOR 1.03 Elect Gary P. Fayard MGMT YES FOR FOR 1.04 Elect L. Phillip Humann MGMT YES FOR FOR 1.05 Elect Paula G. Rosput MGMT YES FOR FOR 2.00 Approve Annual Bonus Plan MGMT YES FOR FOR 3.00 Adopt Stock Option Plan MGMT YES FOR FOR 4.00 Adopt Deferred Compensation Plan MGMT YES FOR FOR 5.00 Adopt Subsidiary Purchase Plan MGMT YES FOR FOR 6.00 Adopt Subsidiary Savings Plan MGMT YES FOR FOR 7.00 Ratify Selection of Auditors MGMT YES FOR FOR 8.00 SP-Golden Parachutes SH YES FOR AGAINST 9.00 SP-Control Generation of Pollutants SH YES AGAINST FOR SBC Communications SBC 78387G103 04/30/2004 A 1.01 Elect James E. Barnes MGMT YES FOR FOR 1.02 Elect James A. Henderson MGMT YES FOR FOR 1.03 Elect John B. McCoy MGMT YES FOR FOR 1.04 Elect S. Donley Ritchey MGMT YES FOR FOR 1.05 Elect Joyce M. Roche MGMT YES FOR FOR 1.06 Elect Patricia P. Upton MGMT YES FOR FOR 2.00 Ratify Selection of Auditors MGMT YES FOR FOR 3.00 Repeal Classified Board MGMT YES FOR FOR 4.00 SP-Review Political Spending SH YES FOR AGAINST 5.00 SP-Reduce Board Size SH YES AGAINST FOR StanCorp Financial Group SFG 852891100 05/03/2004 A 1.01 Elect Jerome J. Meyer MGMT YES FOR FOR 1.02 Elect Ralph R. Peterson MGMT YES FOR FOR 1.03 Elect E. Kay Stepp MGMT YES FOR FOR 1.04 Elect Michael G. Thorne MGMT YES FOR FOR 2.00 Ratify Selection of Auditors MGMT YES FOR FOR 3.00 Reapprove Option/Bonus Plan for OBRA MGMT YES FOR FOR 4.00 SP-Double Board Nominees SH YES AGAINST FOR Baxter International BAX 071813109 05/04/2004 A 1.01 Elect John D. Forsyth MGMT YES FOR FOR 1.02 Elect Gail D. Fosler MGMT YES FOR FOR 1.03 Elect Carole J. Uhrich MGMT YES FOR FOR 2.00 Ratify Selection of Auditors MGMT YES FOR FOR 3.00 SP-Adopt Cumulative Voting SH YES AGAINST FOR Gannett Co GCI 364730101 05/04/2004 A 1.01 Elect James A. Johnson MGMT YES FOR FOR 1.02 Elect Douglas H. McCorkindale MGMT YES FOR FOR 1.03 Elect Stephen P. Munn MGMT YES FOR FOR 2.00 Ratify Selection of Auditors MGMT YES FOR FOR 3.00 Add Shares to Stock Option Plan MGMT YES FOR FOR 3.00 Amend Stock Option Plan MGMT YES FOR FOR 4.00 SP-Restrict Executive Compensation SH YES AGAINST FOR CSX CSX 126408103 05/05/2004 A 1.01 Elect Elizabeth E. Bailey MGMT YES W'HOLD AGAINST 1.02 Elect Robert L. Burrus, Jr. MGMT YES W'HOLD AGAINST 1.03 Elect Edward J. Kelly III MGMT YES W'HOLD AGAINST 1.04 Elect Robert D. Kunisch MGMT YES W'HOLD AGAINST 1.05 Elect Southwood J. Morcott MGMT YES W'HOLD AGAINST 1.06 Elect David M. Ratcliffe MGMT YES W'HOLD AGAINST 1.07 Elect Charles E. Rice MGMT YES W'HOLD AGAINST 1.08 Elect William C. Richardson MGMT YES W'HOLD AGAINST 1.09 Elect Frank S. Royal MGMT YES W'HOLD AGAINST 1.10 Elect Donald J. Shepard MGMT YES W'HOLD AGAINST 1.11 Elect Michael J. Ward MGMT YES W'HOLD AGAINST 2.00 Ratify Selection of Auditors MGMT YES FOR FOR 3.00 SP-Restrict Executive Compensation SH YES AGAINST FOR 4.00 SP-Redeem or Vote on Poison Pill SH YES FOR AGAINST 5.00 SP-Golden Parachutes SH YES FOR AGAINST PepsiCo PEP 713448108 05/05/2004 A 1.01 Elect John F. Akers MGMT YES FOR FOR 1.02 Elect Robert E. Allen MGMT YES FOR FOR 1.03 Elect Ray L. Hunt MGMT YES FOR FOR 1.04 Elect Arthur C. Martinez MGMT YES FOR FOR 1.05 Elect Indra K. Nooyi MGMT YES FOR FOR 1.06 Elect Franklin D. Raines MGMT YES FOR FOR 1.07 Elect Steven S. Reinemund MGMT YES FOR FOR 1.08 Elect Sharon Percy Rockefeller MGMT YES FOR FOR 1.09 Elect James J. Schiro MGMT YES FOR FOR 1.10 Elect Franklin A. Thomas MGMT YES FOR FOR 1.11 Elect Cynthia M. Trudell MGMT YES FOR FOR 1.12 Elect Solomon D. Trujillo MGMT YES FOR FOR 1.13 Elect Daniel Vasella MGMT YES FOR FOR 2.00 Ratify Selection of Auditors MGMT YES FOR FOR 3.00 Approve Annual Bonus Plan MGMT YES FOR FOR 4.00 SP-Review Political Spending SH YES AGAINST FOR 5.00 SP-Review AIDS Pandemic's Impact on Company SH YES AGAINST FOR ConocoPhillips COP 20825C104 05/05/2004 A 1.01 Elect David L. Boren MGMT YES FOR FOR 1.02 Elect James E. Copeland Jr. MGMT YES FOR FOR 1.03 Elect Kenneth M. Duberstein MGMT YES FOR FOR 1.04 Elect Ruth R. Harkin MGMT YES FOR FOR 1.05 Elect William R. Rhodes MGMT YES FOR FOR 1.06 Elect J. Stapleton Roy MGMT YES FOR FOR 2.00 Ratify Selection of Auditors MGMT YES FOR FOR 3.00 Adopt Stock Option Plan MGMT YES FOR FOR 4.00 SP-Link Executive Pay to Social Criteria SH YES AGAINST FOR 5.00 SP-Restrict Executive Compensation SH YES AGAINST FOR 6.00 SP-Preserve/Report on Natural Habitat SH YES FOR AGAINST Illinois Tool Works ITW 452308109 05/07/2004 A 1.01 Elect William F. Aldinger III MGMT YES FOR FOR 1.02 Elect Michael J. Birck MGMT YES FOR FOR 1.03 Elect Marvin D. Brailsford MGMT YES FOR FOR 1.04 Elect James R. Cantalupo MGMT YES FOR FOR 1.05 Elect Susan Crown MGMT YES FOR FOR 1.06 Elect Don H. Davis Jr. MGMT YES FOR FOR 1.07 Elect W. James Farrell MGMT YES FOR FOR 1.08 Elect Robert C. McCormack MGMT YES FOR FOR 1.09 Elect Robert S. Morrison MGMT YES FOR FOR 1.10 Elect Harold B. Smith MGMT YES FOR FOR 2.00 Ratify Selection of Auditors MGMT YES ABSTAIN AGAINST Republic Services Inc RSG 760759100 05/11/2004 A 1.01 Elect James E. O'Connor MGMT YES FOR FOR 1.02 Elect Harris W. Hudson MGMT YES FOR FOR 1.03 Elect John W. Croghan MGMT YES FOR FOR 1.04 Elect W. Lee Nutter MGMT YES FOR FOR 1.05 Elect Ramon A. Rodriguez MGMT YES FOR FOR 1.06 Elect Allan C. Sorensen MGMT YES FOR FOR 2.00 Adjourn Meeting MGMT YES ABSTAIN AGAINST Progress Energy Inc PGN 743263105 05/12/2004 A 1.01 Elect Charles W. Coker MGMT YES FOR FOR 1.02 Elect Robert B. McGehee MGMT YES FOR FOR 1.03 Elect E. Marie McKee MGMT YES FOR FOR 1.04 Elect Peter S. Rummell MGMT YES FOR FOR 1.05 Elect Jean Giles Wittner MGMT YES FOR FOR 2.00 SP-Restrict Executive Compensation SH YES AGAINST FOR CVS Corp CVS 126650100 05/12/2004 A 1.01 Elect W. Don Cornwell MGMT YES FOR FOR 1.02 Elect Thomas P. Gerrity MGMT YES FOR FOR 1.03 Elect Stanley P. Goldstein MGMT YES FOR FOR 1.04 Elect Marian L. Heard MGMT YES FOR FOR 1.05 Elect William H. Joyce MGMT YES FOR FOR 1.06 Elect Terry R. Lautenbach MGMT YES W'HOLD AGAINST 1.07 Elect Terrence Murray MGMT YES FOR FOR 1.08 Elect Sheli Z. Rosenberg MGMT YES FOR FOR 1.09 Elect Thomas M. Ryan MGMT YES FOR FOR 2.00 Adopt Director Stock Option Plan MGMT YES FOR FOR 3.00 Ratify Selection of Auditors MGMT YES FOR FOR 4.00 SP-Restrict Executive Compensation SH YES AGAINST FOR AutoNation Inc AN 05329W102 05/12/2004 A 1.01 Elect Michael J. Jackson MGMT YES FOR FOR 1.02 Elect Robert J. Brown MGMT YES FOR FOR 1.03 Elect J.P. Bryan MGMT YES FOR FOR 1.04 Elect Rick L. Burdick MGMT YES FOR FOR 1.05 Elect William C. Crowley MGMT YES FOR FOR 1.06 Elect Alan S. Dawes MGMT YES FOR FOR 1.07 Elect Edward S. Lampert MGMT YES FOR FOR 1.08 Elect Irene B. Rosenfeld MGMT YES FOR FOR 2.00 Ratify Selection of Auditors MGMT YES FOR FOR Anthem Inc ATH 03674B104 05/17/2004 A 1.01 Elect Victor S. Liss MGMT YES FOR FOR 1.02 Elect James W. McDowell, Jr. MGMT YES FOR FOR 1.03 Elect George A. Schaefer Jr. MGMT YES FOR FOR 1.04 Elect Jackie M. Ward MGMT YES FOR FOR Principal Financial Group PFG 74251V102 05/18/2004 A Inc 1.01 Elect David J. Drury MGMT YES FOR FOR 1.02 Elect C. Daniel Gelatt MGMT YES FOR FOR 1.03 Elect Sandra L. Helton MGMT YES FOR FOR 1.04 Elect Federico F. Pena MGMT YES FOR FOR 2.00 Ratify Selection of Auditors MGMT YES FOR FOR 3.00 Approve Annual Bonus Plan MGMT YES AGAINST AGAINST Intel Corp INTC 458140100 05/19/2004 A 1.01 Elect Craig R. Barrett MGMT YES FOR FOR 1.02 Elect Charlene Barshefsky MGMT YES FOR FOR 1.03 Elect E. John P. Browne MGMT YES FOR FOR 1.04 Elect Andrew S. Grove MGMT YES FOR FOR 1.05 Elect D. James Guzy MGMT YES FOR FOR 1.06 Elect Reed E. Hundt MGMT YES FOR FOR 1.07 Elect Paul S. Otellini MGMT YES FOR FOR 1.08 Elect David S. Pottruck MGMT YES FOR FOR 1.09 Elect Jane E. Shaw MGMT YES FOR FOR 1.10 Elect John L. Thornton MGMT YES FOR FOR 1.11 Elect David B. Yoffie MGMT YES FOR FOR 2.00 Ratify Selection of Auditors MGMT YES FOR FOR 3.00 Adopt Stock Option Plan MGMT YES FOR FOR 4.00 SP-Expense Stock Options SH YES FOR AGAINST 5.00 SP-Restrict Executive Compensation SH YES AGAINST FOR 6.00 SP-Award Performance-based Stock Options SH YES AGAINST FOR Southwest Airlines LUV 844741108 05/19/2004 A 1.01 Elect Herbert D. Kelleher MGMT YES FOR FOR 1.02 Elect Rollin W. King MGMT YES FOR FOR 1.03 Elect June M. Morris MGMT YES FOR FOR 1.04 Elect C. Webb Crockett MGMT YES FOR FOR 1.05 Elect William P. Hobby Jr. MGMT YES FOR FOR 1.06 Elect Travis C. Johnson MGMT YES FOR FOR 2.00 Ratify Selection of Auditors MGMT YES FOR FOR Marsh & McLennan Cos MMC 571748102 05/20/2004 A 1.01 Elect Lewis W. Bernard MGMT YES FOR FOR 1.02 Elect Mathis Cabiallavetta MGMT YES FOR FOR 1.03 Elect Zachary W. Carter MGMT YES FOR FOR 1.04 Elect Robert F. Erburu MGMT YES FOR FOR 1.05 Elect Oscar Fanjul MGMT YES FOR FOR 1.06 Elect Ray J. Groves MGMT YES FOR FOR 2.00 Ratify Selection of Auditors MGMT YES FOR FOR McDonald's Corp MCD 580135101 05/20/2004 A 1.01 Elect Edward A. Brennan MGMT YES FOR FOR 1.02 Elect Walter E. Massey MGMT YES FOR FOR 1.03 Elect John W. Rogers Jr. MGMT YES FOR FOR 1.04 Elect Anne-Marie Slaughter MGMT YES FOR FOR 1.05 Elect Roger W. Stone MGMT YES FOR FOR 2.00 Ratify Selection of Auditors MGMT YES FOR FOR 3.00 Add Shares to Stock Option Plan MGMT YES FOR FOR 3.00 Amend Stock Option Plan MGMT YES FOR FOR 4.00 Approve Annual Bonus Plan MGMT YES AGAINST AGAINST 4.00 Approve Long-Term Bonus Plan MGMT YES AGAINST AGAINST Hartford Financial HIG 416515104 05/20/2004 A Services Group Inc 1.01 Elect Ramani Ayer MGMT YES FOR FOR 1.02 Elect Ronald E. Ferguson MGMT YES FOR FOR 1.03 Elect Edward J. Kelly III MGMT YES FOR FOR 1.04 Elect Paul G. Kirk Jr. MGMT YES FOR FOR 1.05 Elect Thomas M. Marra MGMT YES FOR FOR 1.06 Elect Gail J. McGovern MGMT YES FOR FOR 1.07 Elect Robert W. Selander MGMT YES FOR FOR 1.08 Elect Charles B. Strauss MGMT YES FOR FOR 1.09 Elect H. Patrick Swygert MGMT YES FOR FOR 1.10 Elect Gordon I. Ulmer MGMT YES FOR FOR 1.11 Elect David K. Zwiener MGMT YES FOR FOR 2.00 Ratify Selection of Auditors MGMT YES FOR FOR 3.00 SP-Restrict Executive Compensation SH YES AGAINST FOR Time Warner Inc TWX 887317105 05/21/2004 A 1.01 Elect James L. Barksdale MGMT YES FOR FOR 1.02 Elect Stephen F. Bollenbach MGMT YES FOR FOR 1.03 Elect Stephen M. Case MGMT YES FOR FOR 1.04 Elect Frank J. Caufield MGMT YES FOR FOR 1.05 Elect Robert C. Clark MGMT YES FOR FOR 1.06 Elect Miles R. Gilburne MGMT YES FOR FOR 1.07 Elect Carla A. Hills MGMT YES FOR FOR 1.08 Elect Reuben Mark MGMT YES FOR FOR 1.09 Elect Michael A. Miles MGMT YES FOR FOR 1.10 Elect Kenneth J. Novack MGMT YES FOR FOR 1.11 Elect Richard D. Parsons MGMT YES FOR FOR 1.12 Elect Robert E. Turner MGMT YES FOR FOR 1.13 Elect Francis T. Vincent Jr. MGMT YES FOR FOR 2.00 Ratify Selection of Auditors MGMT YES FOR FOR 3.00 SP-China--Adopt Code of Conduct SH YES AGAINST FOR 4.00 SP-Link Executive Pay to Social Criteria SH YES AGAINST FOR Dollar General Corp DG 256669102 05/25/2004 A 1.01 Elect David L. Bere MGMT YES FOR FOR 1.02 Elect Dennis C. Bottorff MGMT YES FOR FOR 1.03 Elect Barbara L. Bowles MGMT YES FOR FOR 1.04 Elect James L. Clayton MGMT YES FOR FOR 1.05 Elect Reginald D. Dickson MGMT YES FOR FOR 1.06 Elect E. Gordon Gee MGMT YES FOR FOR 1.07 Elect Barbara M. Knuckles MGMT YES FOR FOR 1.08 Elect David A. Perdue Jr. MGMT YES FOR FOR 1.09 Elect James D. Robbins MGMT YES FOR FOR 1.10 Elect David M. Wilds MGMT YES FOR FOR 1.11 Elect J. Neal Purcell MGMT YES FOR FOR 2.00 Ratify Selection of Auditors MGMT YES FOR FOR Fannie Mae FNM 313586109 05/25/2004 A 1.01 Elect Stephen B. Ashley MGMT YES FOR FOR 1.02 Elect Kenneth M. Duberstein MGMT YES FOR FOR 1.03 Elect Thomas P. Gerrity MGMT YES FOR FOR 1.04 Elect Timothy Howard MGMT YES FOR FOR 1.05 Elect Ann McLaughlin Korologos MGMT YES FOR FOR 1.06 Elect Frederic V. Malek MGMT YES FOR FOR 1.07 Elect Donald B. Marron MGMT YES FOR FOR 1.08 Elect Daniel H. Mudd MGMT YES FOR FOR 1.09 Elect Anne M. Mulcahy MGMT YES FOR FOR 1.10 Elect Joe K. Pickett MGMT YES FOR FOR 1.11 Elect Leslie Rahl MGMT YES FOR FOR 1.12 Elect Franklin D. Raines MGMT YES FOR FOR 1.13 Elect H. Patrick Swygert MGMT YES FOR FOR 2.00 Ratify Selection of Auditors MGMT YES FOR FOR 3.00 Add Shares to Employee Stock Purchase Plan MGMT YES FOR FOR 4.00 SP-Adopt Cumulative Voting SH YES AGAINST FOR Bank One Corp ONE 06423A103 05/25/2004 A 1.00 Approve Merger/Acquisition MGMT YES FOR FOR 2.01 Elect John H. Bryan MGMT YES FOR FOR 2.02 Elect Stephen B. Burke MGMT YES FOR FOR 2.03 Elect James S. Crown MGMT YES FOR FOR 2.04 Elect James Dimon MGMT YES FOR FOR 2.05 Elect Maureen A. Fay MGMT YES FOR FOR 2.06 Elect Laban P. Jackson, Jr. MGMT YES FOR FOR 2.07 Elect John W. Kessler MGMT YES FOR FOR 2.08 Elect Robert I. Lipp MGMT YES FOR FOR 2.09 Elect Richard A. Manoogian MGMT YES FOR FOR 2.10 Elect David C. Novak MGMT YES FOR FOR 2.11 Elect John W. Rogers Jr. MGMT YES FOR FOR 2.12 Elect Frederick P. Stratton Jr. MGMT YES FOR FOR 3.00 Ratify Selection of Auditors MGMT YES FOR FOR Exxon Mobil Corp XOM 30231G102 05/26/2004 A 1.01 Elect Michael J. Boskin MGMT YES FOR FOR 1.02 Elect James R. Houghton MGMT YES FOR FOR 1.03 Elect William R. Howell MGMT YES FOR FOR 1.04 Elect Reatha Clark King MGMT YES FOR FOR 1.05 Elect Philip E. Lippincott MGMT YES FOR FOR 1.06 Elect Harry J. Longwell MGMT YES FOR FOR 1.07 Elect Henry A. McKinnell Jr. MGMT YES FOR FOR 1.08 Elect Marilyn Carlson Nelson MGMT YES FOR FOR 1.09 Elect Lee R. Raymond MGMT YES FOR FOR 1.10 Elect Walter V. Shipley MGMT YES FOR FOR 1.11 Elect Rex W. Tillerson MGMT YES FOR FOR 2.00 Ratify Selection of Auditors MGMT YES FOR FOR 3.00 Adopt Director Stock Award Plan MGMT YES FOR FOR 4.00 SP-Affirm Political Nonpartisanship SH YES AGAINST FOR 5.00 SP-Review Political Spending SH YES FOR AGAINST 6.00 SP-Review Operations' Impact on SH YES FOR AGAINST Local Groups 7.00 SP-Independent Board Chairman SH YES AGAINST FOR 8.00 SP-Restrict Executive Compensation SH YES AGAINST FOR 9.00 SP-Restrict Executive Compensation SH YES AGAINST FOR 10.00 SP-Adopt Sexual Orientation Anti-Bias SH YES FOR AGAINST Policy 11.00 SP-Report or Take Action on Climate Change SH YES AGAINST FOR Bank of America Corp BAC 060505104 05/26/2004 A 1.01 Elect William Barnet III MGMT YES FOR FOR 1.02 Elect Charles W. Coker MGMT YES FOR FOR 1.03 Elect John T. Collins MGMT YES FOR FOR 1.04 Elect Gary L. Countryman MGMT YES FOR FOR 1.05 Elect Paul Fulton MGMT YES FOR FOR 1.06 Elect Charles K. Gifford MGMT YES FOR FOR 1.07 Elect Donald E. Guinn MGMT YES FOR FOR 1.08 Elect James H. Hance Jr. MGMT YES FOR FOR 1.09 Elect Kenneth D. Lewis MGMT YES FOR FOR 1.10 Elect Walter E. Massey MGMT YES FOR FOR 1.11 Elect J. Thomas May MGMT YES FOR FOR 1.12 Elect C. Steven McMillan MGMT YES FOR FOR 1.13 Elect Eugene M. McQuade MGMT YES FOR FOR 1.14 Elect Patricia E. Mitchell MGMT YES FOR FOR 1.15 Elect Edward L. Romero MGMT YES FOR FOR 1.16 Elect Thomas M. Ryan MGMT YES FOR FOR 1.17 Elect O. Temple Sloan Jr. MGMT YES FOR FOR 1.18 Elect Meredith R. Spangler MGMT YES FOR FOR 1.19 Elect Jackie M. Ward MGMT YES FOR FOR 2.00 Ratify Selection of Auditors MGMT YES FOR FOR 3.00 SP-Change Annual Meeting Date SH YES AGAINST FOR 4.00 SP-Double Board Nominees SH YES AGAINST FOR 5.00 SP-Limit or End Charitable Giving SH YES AGAINST FOR 6.00 SP-Mutual Funds Review Committee SH YES AGAINST FOR 7.00 SP-Ensure Customer Privacy SH YES AGAINST FOR Ace Ltd ACE G0070K103 05/27/2004 A 1.01 Elect Brian Duperreault MGMT YES FOR FOR 1.02 Elect Robert M. Hernandez MGMT YES FOR FOR 1.03 Elect Peter Menikoff MGMT YES FOR FOR 1.04 Elect Robert Ripp MGMT YES FOR FOR 1.05 Elect Dermot F. Smurfit MGMT YES FOR FOR 2.00 Adopt Stock Option Plan MGMT YES FOR FOR 3.00 Ratify Selection of Auditors MGMT YES FOR FOR Teradyne Inc TER 880770102 05/27/2004 A 1.01 Elect John P. Mulroney MGMT YES FOR FOR 1.02 Elect Patricia S. Wolpert MGMT YES FOR FOR 2.00 Add Shares to Employee Stock Purchase Plan MGMT YES FOR FOR 3.00 Ratify Selection of Auditors MGMT YES FOR FOR General Motors Corp GM 370442105 06/02/2004 A 1.01 Elect Percy N. Barnevik MGMT YES FOR FOR 1.02 Elect John H. Bryan MGMT YES FOR FOR 1.03 Elect Armando M. Codina MGMT YES FOR FOR 1.04 Elect George M.C. Fisher MGMT YES FOR FOR 1.05 Elect Karen Katen MGMT YES FOR FOR 1.06 Elect Kent Kresa MGMT YES FOR FOR 1.07 Elect Alan G. Lafley MGMT YES FOR FOR 1.08 Elect Philip A. Laskawy MGMT YES FOR FOR 1.09 Elect E. Stanley O'Neal MGMT YES FOR FOR 1.10 Elect Eckhard Pfeiffer MGMT YES FOR FOR 1.11 Elect G. Richard Wagoner Jr. MGMT YES FOR FOR 2.00 Ratify Selection of Auditors MGMT YES FOR FOR 3.00 SP-Restrict Executive Compensation SH YES AGAINST FOR 4.00 SP-Restrict Executive Compensation SH YES AGAINST FOR 5.00 SP-Independent Board Chairman SH YES AGAINST FOR 6.00 SP-Increase Key Committee Independence SH YES AGAINST FOR 7.00 SP-Report or Take Action on Climate Change SH YES AGAINST FOR 8.00 SP-Golden Parachutes SH YES FOR AGAINST 9.00 SP-Require Option Shares to Be Held SH YES AGAINST FOR Shell Transport & Trading SC 2803434 06/28/2004 A Co PLC (ADR) 1.00 Approve Financial Statements MGMT YES FOR FOR 2.00 Approve Remuneration Policy MGMT YES FOR FOR 3.00 Elect Malcolm Brinded MGMT YES FOR FOR 4.00 Elect Eileen Buttle MGMT YES FOR FOR 5.00 Elect Luis Giusti MGMT YES FOR FOR 6.00 Elect Mary R. (Nina) Henderson MGMT YES FOR FOR 7.00 Elect Lord Ernest R. Oxburgh MGMT YES FOR FOR 8.00 Appoint Outside Auditors MGMT YES FOR FOR 9.00 Set Auditors' Fees MGMT YES FOR FOR 10.00 Authorize Share Repurchase MGMT YES FOR FOR Anthem Inc ATH 03674B10 06/28/2004 S 1.00 Approve Common Stock Issuance MGMT YES FOR FOR 1.00 Approve Merger/Acquisition MGMT YES FOR FOR 2.00 Approve Name Change MGMT YES FOR FOR
Any ballot marked 'Abstain' is considered to have been voted. Ballots marked 'Abstain' are considered to be have been voted against management's recommendation, regardless of whether the recommendation is 'For' or 'Against,' except where management has made no recommendation. Where management has made no recommendation on a ballot item, the abbreviation N/A is used to denote that there is no applicable recommendation compared to which a vote may be 'For' or 'Against' the recommendation of management. SIGNATURES: Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. CIGNA Funds Group - Balanced Fund (sub-advised by Wellington Management) ------------------------------------------------------------------------- (Registrant) By /s/ Jeffrey S. Winer, Vice President and Secretary -------------------------------------------------- (Signature & Title) Date: August 19, 2004 -----END PRIVACY-ENHANCED MESSAGE-----