INTERNAL CONTROL RPT

REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM

To the Shareholders of BlackRock High Yield Municipal Fund, BlackRock National
 Municipal Fund, BlackRock Short-Term Municipal Fund, BlackRock New York
Municipal Opportunities Fund and the Board of Directors Trustees of BlackRock
Municipal Bond Fund, Inc. and BlackRock Multi-State Municipal Series Trust

In planning and performing our audits of the financial statements of BlackRock
High Yield Municipal Fund, BlackRock National Municipal Fund, and BlackRock
Short-Term Municipal Fund of BlackRock Municipal Bond Fund, Inc. and BlackRock
New York Municipal Opportunities Fund of BlackRock Multi-State Municipal Series
 Trust (the Funds), as of and for the year ended June 30, 2018, in accordance
 with the standards of the Public Company Accounting Oversight Board
(United States) (PCAOB), we considered the Funds internal control over
financial reporting, including controls over safeguarding securities, as a
basis for designing our auditing procedures for the purpose of expressing our
opinion on the financial statements and to comply with the requirements of
Form N-CEN, but not for the purpose of expressing an opinion on the
effectiveness of the Funds internal control over financial reporting.
Accordingly, we express no such opinion.

The management of the Funds is responsible for establishing and maintaining
effective internal control over financial reporting. In fulfilling this
responsibility, estimates and judgments by management are required to assess
the expected benefits and related costs of controls. A company's internal
control over financial reporting is a process designed to provide reasonable
assurance regarding the reliability of financial reporting and the preparation
of financial statements for external purposes in accordance with generally
accepted accounting principles. A company's internal control over financial
reporting includes those policies and procedures that (1) pertain to the
maintenance of records that, in reasonable detail, accurately and fairly
reflect the transactions and dispositions of the assets of the company; (2)
provide reasonable assurance that transactions are recorded as necessary to
permit preparation of financial statements in accordance with generally
accepted accounting principles, and that receipts and expenditures of the
company are being made only in accordance with authorizations of management
and directors of the company; and (3) provide reasonable assurance regarding
prevention or timely detection of unauthorized acquisition, use, or disposition
 of a company's assets that could have a material effect on the financial
statements.

Because of its inherent limitations, internal control over financial reporting
may not prevent or detect misstatements. Also, projections of any evaluation of
effectiveness to future periods are subject to the risk that controls may
become inadequate because of changes in conditions or that the degree of
compliance with the policies or procedures may deteriorate.

A deficiency in internal control over financial reporting exists when the
design or operation of a control does not allow management or employees, in the
 normal course of performing their assigned functions, to prevent or detect
misstatements on a timely basis. A material weakness is a deficiency, or a
combination of deficiencies, in internal control over financial reporting,
such that there is a reasonable possibility that a material misstatement of
the company's annual or interim financial statements will not be prevented or
detected on a timely basis.

Our consideration of the Funds internal control over financial reporting was
for the limited purpose described in the first paragraph and would not
necessarily disclose all deficiencies in internal control that might be
material weaknesses under standards established by the PCAOB. However, we noted
 no deficiencies in the Funds internal control over financial reporting and
its operation, including controls for safeguarding securities, that we consider
 to be a material weakness, as defined above, as of June 30, 2018.

This report is intended solely for the information and use of management and
the Board of Directors Trustees of the Funds and the Securities and Exchange
Commission and is not intended to be and should not be used by anyone other
than these specified parties.

s Deloitte & Touche LLP
Boston, Massachusetts
August 22, 2018





Information Classification: General

OTHER REQUIRED INFO

N-CEN Item C.13: Shareholder Servicing Agents

C.13.a.i.	C.13.a.ii.			C.13.a.iii.	C.13.a.iv.	C.13.a.v.	C.13.a.vi.	C.13.b.
Legal Entity Name	LEI	SEC	FINRA	State	Fgn Country	Affiliated?	Sub- Agent?
Start/Effective Date	Termination Date
1st Discount Brokerage, Inc.	N/A	8-48557	39164	FL		N	N
1st Global Capital Corp.	N/A	8-44870	30349	TX		N	N
Abacus International Capital Corp.	N/A	8-46418	32119	NY		N	N
Abacus Investments, Inc.	N/A	8-46571	35127	WI		N	N
ABD Retirement Services, Inc.	N/A	8-69271	167641	CA		N	N
ACA/Prudent Investors Planning Corporation	N/A	8-51899	47798	NJ		N	N
Access Financial Group, Inc.	N/A	8-46065	33065	Il		N	N
Access Investments, Inc.	N/A	8-49750	42202	OK		N	N
Ace Diversified Capital, Inc.	N/A	8-49555	41768	CA		N	N
ACP Securities, LLC	N/A	8-67185	139049	FL		N	N
Actinver Securities, Inc.	N/A	8-49311	41139	TX		N	N
ADCAP Securities	N/A	8-51285	46001	FL		N	N
ADP Broker-Dealer, Inc.	N/A	8-47885	37693	NJ		N	Y
Advanced Advisor Group, LLC	N/A	8-67313	140393	MN		N	N
Advisory Group Equity Services, Ltd.	N/A	8-32155	15427	MA		N	N
Akar Capital Management, Inc.	N/A	8-28026	10791	FL		N	N
Alerus Securities	N/A	8-47152	35947	ND		N	N
Alexander Capital, L.P.	N/A	8-48957	40077	NY		N	N
Alight Financial Solutions LLC	N/A	8-47344	36509	IL		N	N
Alight Solutions LLC	N/A	084-01996	N/A	IL		N	Y
Allegheny Investments, Ltd.	N/A	8-22183	7597	PA		N	N
Allegiance Capital, L.L.C.	N/A	8-52978	105285	ME		N	N
Allegis Investment Services, LLC	N/A	8-69318	168557	ID		N	N
Allen & Company of Florida, Inc.	N/A	Aug-77	25	FL		N	N
Allen C Ewing & Co.	N/A	8-42393	26102	FL		N	N
Alliant Securities, Inc. Turner, Nord, Kienbaum	N/A	8-23305	7726	WA		N	N
Allianz Life Financial Services, LLC	N/A	8-13630	612	MN		N	N
Allstate Financial Services, LLC	N/A	8-36365	18272	NE		N	N
Amegy Investments, Inc. (Zions)	N/A	8-65399	120145	TX		N	N
America Northcoast Securities, Inc.	N/A	8-33033	16076	OH		N	N		10/27/2017
American Capital Partners, LLC	N/A	8-65165	119249	NY		N	N
American Century Investment Services, Inc.	N/A	8-35220	17437	MO		N	N
American Enterprise Investment Services, Inc.	N/A	8-42582	26506	MN		N	N
American Equity Investment Corporation	N/A	8-49078	40199	IN		N	N
American Financial Associates, Inc.	N/A	8-44065	29049	PA		N	N
American Financial Securities, Inc.	N/A	8-53205	111856	IA		N	N
American Heritage Securities, Inc.	N/A	8-44466	29678	OH		N	N
American Independent Securities Group, LLC	N/A	8-66905	135288	ID		N	N
American Municipal Securities, Inc.	N/A	8-25338	8365	FL		N	N
American Portfolios Financial Services, Inc.	N/A	8-37085	18487	NY		N	N
American Trust Investment Services, Inc.	N/A	8-14394	3001	IN		N	N
American United Life Insurance Company	549300T82H2DYU80LV98 	N/A	N/A	IN		N	Y
Ameriprise Financial Services, Inc.	N/A	8-16791	6363	MN		N	N
Ameritas Investment Corp.	N/A	8-31296	14869	OH		N	N
Andbanc Brokerage, LLC	N/A	8-68759	155979	FL		N	N	1/29/2018
Anovest Financial Services, Inc.	N/A	8-66742	133593	GA		N	N
Aon Benfield Securities, Inc.	N/A	8-14953	4138	IL		N	N
Apex Clearing Corporation	N/A	8-23522	13071	TX		N	N
ARCA Capital Investments, Inc.	N/A	8-53110	109819	FL		N	N
Arete Wealth Management, LLC	N/A	8-50854	44856	IL		N	N
Arive Capital Markets	N/A	8-43350	8060	MN		N	N
Arkadios Capital	N/A	8-69729	282710	GA		N	N
Arlington Securities, Inc.	N/A	8-38098	19596	MO		N	N
Arque Capital, Ltd.	N/A	8-65390	121192	AZ		N	N
Arvest Investments, Inc.	N/A	8-49677	42057	AR		N	N
Ascensus Broker Dealer Services, Inc.	N/A	8-47312	36478	MA		N	Y
Ascensus Financial Services, LLC	N/A	8-67891	147257	PA		N	N
Ascensus, Inc.	549300K5MHNFPEU2RK82	N/A	N/A	PA		N	Y
AssetMark Trust Company	N/A	N/A	N/A	AZ		N	N
Associated Investment Services, Inc.	N/A	Aug-99	1464	WI		N	N
Ausdal Financial Partners, Inc.	N/A	8-24519	7995	IA		N	N
Avalon Investment & Securities Group, Inc.	N/A	8-17078	6281	AL		N	N
Aventura Securities, LLC	N/A	8-67458	142374	FL		N	N
Avisen Securities, Inc.	N/A	8-65833	125977	CA		N	N
Avondale Partners, LLC	N/A	8-51550	46838	TN		N	N
AxA Advisors, LLC	N/A	8-17883	6627	NY		N	N
Axiom Capital Management, Inc.	N/A	8-42638	26580	NY		N	N
B.B. Graham & Company, Inc.	N/A	8-49477	41533	CA		N	N
B.C. Ziegler & Company	N/A	Aug-94	61	IL		N	N
BAC Florida Investments	N/A	8-37483	19453	FL		N	N
Ballew Investments, Inc.	N/A	8-45660	32028	MS		N	N
BancWest Investment Services, Inc.	N/A	8-44261	29357	NE		N	N
Bankers & Investors Co	N/A	8-21215	6874	KS		N	N		4/9/2018
Bankers Life Securities, Inc.	N/A	8-69562	173962	IL		N	N
Bankoh Investment Services, Inc.	N/A	8-44201	29280	HI		N	N
Barclays Capital Inc.	N/A	8-41342	19714	NY		N	N
BB&T Investments	N/A	8-46134	33856	NC		N	N		1/1/2018
BB&T Securities, LLC	N/A	8-67486	142785	VA		N	N
BBVA Securities Inc.	N/A	8-42857	27060	AL		N	N
BC Securities, Inc. (Somerset Securities, Inc. )	N/A	8-11539	2493	MA		N	N
BCG Securities, Inc.	N/A	8-12680	70	NJ		N	N
Beaconsfield Financial Services, Inc.	N/A	8-30993	14634	PA		N	N
Beard Financial Services, Inc.	N/A	8-53374	113913	OH		N	N		10/27/2017
Benchmark Investments, Inc.	N/A	8-52280	103792	AR		N	N
Benefit Plans Administrative Services, Inc.	N/A	N/A	N/A	NY		N	Y
Benefit Trust Company	N/A	N/A	N/A	KS		N	Y
Benjamin F. Edwards & Company, Inc.	N/A	8-68023	146936	MO		N	N
Bernard Herold & Co., Inc.	N/A	8-17005	6193	NY		N	N
Berthel, Fisher & Company Financial Services, Inc.	N/A	8-29426	13609	IA		N	N
BestVest Investments, Ltd.	N/A	8-49007	40302	PA		N	N
BFT Financial Group, LLC	N/A	8-53487	109121	TX		N	N
Bill Few Securities, Inc.	N/A	8-49625	41917	PA		N	N
Blakeslee and Blakeslee Inc.	N/A	8-32071	8149	CA		N	N
Bley Investments Group, Inc.	N/A	8-42701	26678	TX		N	N
BMO Harris Bank	3Y4U8VZURTYWI1W2K376 	N/A	N/A	WI		N	N
BMO Harris Financial Advisors, Inc.	N/A	8-67064	137115	IL		N	N
BNP Paribas Securities Corp	N/A	8-40490	24962	NY		N	N
Bodell Overcash Anderson & Co., Inc.	N/A	8-15775	5148	NY		N	N
Boenning & Scattergood, Inc.	N/A	8-15543	100	PA		N	N
Bolton Global Capital	N/A	8-33222	15650	MA		N	N
Bolton Securities Corp.	N/A	8-68187	129376	MA		N	N
BOSC, Inc.	N/A	8-35381	17530	OK		N	N
BPU Investment Management, Inc.	N/A	8-34979	17058	PA		N	N
Brazos Securities, Inc.	N/A	8-39119	21624	TX		N	N
Brighton Securities Corp.	N/A	8-14599	3875	NY		N	N
Bristol Financial Services, Inc.	N/A	8-67140	137988	NY		N	N
Broadridge Business Process Outsourcing, LLC	N/A	8-53412	114212	CO		N	Y
Broker Dealer Financial Services Corp.	N/A	8-24220	8073	IA		N	N
Brokers International Financial Services, LLC	N/A	8-67239	139627	IA		N	N
Brooklight Place Securities, Inc.	N/A	8-32673	15764	IL		N	N
BTG Pactual US Capital, LLC	N/A	8-68148	149486	NY		N	N
BTS Securities Corporation	N/A	8-26818	8328	MA		N	N
Buckman, Buckman & Reid, Inc.	N/A	8-40413	23407	NJ		N	N
Buckram Securities LTD	N/A	8-65939	126976	NY		N	N
C. R. Davis & Company	N/A	8-859	1593	IL		N	N
Cabot Lodge Securities, LLC	N/A	8-69009	159712	NY		N	N
Cadaret, Grant & Co., Inc.	N/A	8-27844	10641	NY		N	N
Caldwell Securities, Inc.	N/A	8-27639	10489	CA		N	N
Callaway Financial Services, Inc.	N/A	8-52474	104003	TX		N	N
Calton & Associates, Inc.	N/A	8-38635	20999	FL		N	N
Cambridge Investment Research, Inc.	N/A	8-48740	39543	IA		N	N
Camden Financial Services	N/A	8-37303	19925	CA		N	N
Cannon Securities, Inc.	N/A	8-68437	152287	GA		N	N
Cantella & Co., Inc.	N/A	8-23904	13905	MA		N	N
Cape Securities Inc.	N/A	8-20747	7072	GA		N	N
CapFinancial Securities, LLC	N/A	8-65870	126291	NC		N	N
Capital City Securities, LLC	N/A	8-67771	146001	OH		N	N
Capital Financial Services, Inc.	N/A	8-25203	8408	ND		N	N
Capital Guardian, LLC	N/A	8-67133	137919	NC		N	N		10/27/2017
Capital Institutional Services, Inc.	N/A	8-22273	7551	TX		N	N
Capital Investment Brokerage, Inc.	N/A	8-49118	40657	NC		N	N
Capital Investment Group, Inc.	N/A	8-31225	14752	NC		N	N
Capital Management Securities, Inc.	N/A	8-27779	10579	MN		N	N
Capital One Investing LLC	N/A	8-51160	45744	NY		N	N
Capital Portfolio Management, Inc.	N/A	8-44225	29302	MD		N	N
Capital Synergy Partners, Inc.	N/A	8-68060	148733	CA		N	N
Capitol Securities Management, Inc.	N/A	8-30353	14169	VA		N	N
Cardinal Investments, Inc.	N/A	8-47493	36838	IL		N	N
Carl M. Hennig, Inc.	N/A	8-14509	140	WI		N	N
Carter, Terry & Company, Inc.	N/A	8-33797	16365	GA		N	N
Carty & Company, Inc.	N/A	8-19082	7001	TN		N	N
Cary Street Partners LLC	N/A	8-66085	128089	VA		N	N
Cascade Financial Management, Inc.	N/A	8-53730	119030	CO		N	N
Cascade Investment Group, Inc.	N/A	8-46943	35844	CO		N	N
CBIZ Financial Solutions, Inc.	N/A	8-34205	16678	OH		N	N
CCF Investments, Inc.	N/A	8-67027	136571	GA		N	N		11/30/2017
Centaurus Financial, Inc.	N/A	8-45185	30833	CA		N	N
Centennial Securities Company, LLC	N/A	8-23406	7763	MI		N	N
Center Street Securities, Inc.	N/A	8-42786 	26898	TN		N	N
Century Securities Associates, Inc.	N/A	8-43514	28218	MO		N	N
Ceros Financial Services, Inc.	N/A	8-47955	37869	MD		N	N
Cetera Advisor Networks LLC	N/A	8-29577	13572	CA		N	N
Cetera Advisors LLC	N/A	8-26892	10299	CO		N	N
Cetera Financial Specialists LLC	N/A	8-27082	10358	IL		N	N
Cetera Investment Services, LLC	N/A	8-31826	15340	MN		N	N
CFD Investments, Inc.	N/A	8-41727	25427	IN		N	N
CFS Securities, Inc.	N/A	8-51330	46201	CT		N	N
CFT Securities, LLC	N/A	8-51345	46226	NJ		N	N
CGIS Securities LLC	N/A	8-68758	155984	FL		N	N
Charles Schwab & Co., Inc.	N/A	8-16514	5393	CA		N	Y
Charles Schwab Bank	549300INFJ8TYNZ1G568 	N/A	N/A	CA		N	Y
Chauner Securities, Inc.	N/A	8-33980	10075	IL		N	N
Chelsea Morgan Securities, Inc.	N/A	8-51916	47770	NY		N	N
CIBC World Markets Corp.	N/A	8-18333	630	NY		N	N
Citigroup Global Markets Inc.	N/A	Aug-77	7059	NY		N	N
Citizens Bank	DRMSV1Q0EKMEYLAU1P80 	N/A	N/A	RI		N	N
Citizens Securities, Inc.	N/A	8-48744	39550	MA		N	N
City National Bank	593C3GZG957YOJPS2Z63 	N/A	N/A	CA		N	N
City Securities Corporation	N/A	8-00975	1459	IN		N	N		10/27/2017
Clary Investment and Insurance Planning Corp.	N/A	8-48346	38654	MA		N	N
4/9/2018
Classic LLC	N/A	8-68981	159357	ND		N	N
Client One Securities LLC	N/A	8-68494	152974	KS		N	N
Coastal Equities, Inc.	N/A	8-40822	23769	OH		N	N
Coburn & Meredith, Inc.	N/A	Aug-74	164	CT		N	N
Coker & Palmer, Inc.	N/A	8-44129	29163	MS		N	N
Coldstream Securities, Inc.	N/A	8-51549	46835	WA		N	N
Colorado Financial Service Corporation	N/A	8-52817	104343	CO		N	N
Comerica Securities, Inc.	N/A	8-35001	17079	MI		N	N
Commerce Brokerage Services, Inc.	N/A	8-35096	17140	MO		N	N
Commonwealth Equity Services, Inc.	N/A	8-24040	8032	MA		N	N
Companion Life Insurance Company	549300576JWB8808D393 	N/A	N/A	SC		N	Y
5/24/2018
Comprehensive Asset Management and Servicing, Inc.	N/A	8-50433	43814	NJ		N	N
Concorde Investment Services, LLC	N/A	8-68388	151604	MI		N	N
Conduent HR Services LLC	N/A	084-06035	N/A	NY		N	Y
Conover Securities Corporation	N/A	8-35085	17129	WA		N	N
Consolidated Financial Investments, Inc.	N/A	8-37004	18810	MO		N	N
Coordinated Capital Securities, Inc.	N/A	8-31173	14762	WI		N	N
CoreCap Investments, Inc.	N/A	8-47783	37068	MI		N	N
Corinthian Partners, L.L.C.	N/A	8-48461	38912	NY		N	N
Cosse International Securities	N/A	8-17106	6216	WA		N	N
Country Capital Management Company	N/A	8-12645	12060	IL		N	N
Country Club Financial Services, Inc.	N/A	8-44574	29807	MO		N	N
Credit Suisse Securities (USA) LLC	N/A	8-422	816	NY		N	N
Cresap, Inc.	N/A	8-42117	25899	PA		N	N
Crescent Securities Group	N/A	8-53457	114993	TX		N	N
Crestone Securities	N/A	8-52463	103981	CO		N	N	8/25/2017
Crews & Associates, Inc.	N/A	8-24075	8052	AR		N	N
CRI Securities, LLC	N/A	8-39877	22589	MN		N	N
Crown Capital Securities, L.P.	N/A	8-17264	6312	CA		N	N
CSSC Brokerage Services, Inc.	N/A	8-67401	141630	MI		N	N
CUNA Brokerage Services, Inc.	N/A	8-30027	13941	IA		N	N
Cuso Financial Services, L.P.	N/A	8-49711	42132	CA		N	N
Cutter & Company Brokerage, Inc.	N/A	8-39590	22449	MO		N	N
D.A. Davidson & Co.	N/A	Aug-99	199	MT		N	N
D.H. Hill Securities LLP	N/A	8-49475	41528	TX		N	N
D.M. Kelly & Company	N/A	8-48398 	38770	IA		N	N
Darwood Associates Incorporated	N/A	8-16560	5864	NJ		N	N
Davenport & Company LLC	N/A	8-17103	1588	VA		N	N
David A. Noyes & Company	N/A	8-22752	205	IL		N	N
David Lerner Associates, Inc.	N/A	8-20746	5397	NY		N	N
Davinci Capital Management Inc.	N/A	8-51580	46897	MA		N	N
Dempsey Lord Smith, LLC	N/A	8-67469	141238	GA		N	N
DesPain Financial Corporation	N/A	8-37056	17360	IL		N	N
Detalus Securities, LLC	N/A	8-52180	103260	MO		N	N
Detwiler Fenton & Co.	N/A	8-16324	1794	MA		N	N
Deutsche Bank Securities Inc.	N/A	8-17822	2525	NY		N	N
Devenir, LLC	N/A	8-65837	125968	MN		N	N
DFPG Investments, Inc.	N/A	8-68730	155576	UT		N	N
Diamant Investment Corp.	N/A	8-18284	7047	CT		N	N		2/28/2018
Digital Retirement Solutions, Inc.	N/A	N/A	N/A	CO		N	Y
Dinosaur Securities, L.L.C.	N/A	8-52908	104446	NY		N	N
Diversified Resources, LLC	N/A	8-45497	31346	RI		N	N
Dominick & Dominick LLC	N/A	8-21076	7344	NY		N	N
Dominion Investor Services, Inc.	N/A	8-39029	21548	TX		N	N
Donegal Securities, Inc.	N/A	8-66137	128447	MA		N	N
Dorn & Co., Inc.	N/A	Aug-07	2950	MN		N	N
Dorsey & Company, Inc.	N/A	Aug-41	1668	LA		N	N
Dougherty & Company LLC	N/A	8-21937	7477	MN		N	N
Duncan-Williams, Inc.	N/A	8-18971	6950	TN		N	N
DWS Investments Distributors, Inc.	N/A	8-47765	37306	IL		N	N
E*Trade Savings Bank	549300DYPO50FJ75QA85 	N/A	N/A	CO		N	Y	4/3/2018
E*Trade Securities	N/A	8-44112	29106	NJ		N	N
E. E. Powell & Company Inc.	N/A	8-1893	3063	PA		N	N
Eastern Point Securities, Inc.	N/A	8-39398	21921	VA		N	N
Edward D. Jones & Co., L.P.	N/A	8-759	250	MO		N	N
Edwin C. Blitz Investments, Inc.	N/A	8-22741	7638	IL		N	N
EK Riley Investments, LLC	N/A	8-65369	121003	WA		N	N
Emerson Equity LLC	N/A	8-66296	130032	CA		N	N
Empire Asset Management Company	N/A	8-67520	143007	NY		N	N
Equable Securities	N/A	8-21641	7405	WI		N	N		2/28/2018
Equity Services, Inc.	N/A	8-14286	265	VT		N	N
Essex Financial Services, Inc.	N/A	8-66015	127549	CT		N	N
Essex Securities LLC	N/A	8-51472	46605	MA		N	N
Etico Partners, LLC	N/A	8-65500	122481	NY		N	N
E-W Investments, Inc.	N/A	8-35259	17463	CA		N	N
Excel Securities & Associates, Inc.	N/A	8-34261	16629	NY		N	N
Exeter Trust Company	N/A	N/A	N/A	NH		N	N
Fairport Capital, Inc.	N/A	8-32162	15034	CT		N	N
Family Investors Company	N/A	8-11190	1785	NJ		N	N
Farmers Financial Solutions, LLC	N/A	8-52361	103863	CA		N	N
FBT Investments	N/A	8-52922	104463	LA		N	N		2/5/2018
FCG Advisors, LLC	N/A	8-49104	40633	NJ		N	N
Federated Securities, Inc.	N/A	8-15644	5050	NY		N	N
Feldstein Financial Group, LLC	N/A	8-53388	113988	NJ		N	N
Feltl & Company	N/A	8-18435	6905	MN		N	N
Fidelity Brokerage Services LLC	N/A	8-23292	7784	RI		N	Y
Fidelity Investments Institutional Operations Company, Inc.	N/A	8-35097	17507
RI		N	Y
Fidelity Investments Life	54930024AKTQGTIV1P93 	N/A	N/A	RI		N	N
Fiduciary Advisors, LLC	N/A	8-52647	104189	PA		N	N		2/5/2018
Fiduciary Trust International	N1YKEWO2IYPRS4742F57 	N/A	N/A	NY		N	N
Fieldpoint Private Securities, LLC	N/A	 8-37105	18975	CT		N	N
Fifth Third Securities, Inc.	N/A	Aug-28	628	OH		N	N
Finance 500, Inc.	N/A	8-28302	12981	CA		N	N
Financial America Securities, Inc.	N/A	8-15719	5100	OH		N	N		10/27/2017
Financial Northeastern Securities, Inc.	N/A	8-34883	17007	NJ		N	N
Financial Planning Consultants, Inc.	N/A	8-25384	8541	MO		N	N
Financial Services International Corp.	N/A	8-48032	37813	WA		N	N
Financial West Investment Group, Inc.	N/A	8-34448	16668	CA		N	N
FinTrust Brokerage Services, LLC	N/A	8-49514	41608	SC		N	N
First Allied Securities, Inc.	N/A	8-46167	32444	CA		N	N
First Asset Financial, Inc.	N/A	8-67191	139107	KS		N	N
First Bankers' Banc Securities, Inc.	N/A	8-31584	15041	MO		N	N
First Citizens Investor Services, Inc.	N/A	8-50696	44430	NC		N	N
First Command Financial Planning, Inc.	N/A	Aug-72	3641	TX		N	N
First Financial Equity Corporation	N/A	8-34082	16507	AZ		N	N
First Financial Securities of America, Inc.	N/A	8-29565	13642	TX		N	N
First Heartland Capital, Inc.	N/A	8-46008	32460	MO		N	N
First Honolulu Securities, Inc.	N/A	8-23919	7964	HI		N	N
First Kentucky Securities Corporation	N/A	8-22224	7524	KY		N	N
First Manhattan Co.	N/A	8-10438	1845	NY		N	N
First Mercantile Trust Company	R6ZYK5P01NP6HYSY1S07 	N/A	N/A	TN		N	Y
First Republic Securities Company, LLC	N/A	8-52973	105108	CA		N	N
First Southern, LLC	N/A	8-69733	282756	PR		N	N
First State Financial Management, Inc.	N/A	8-34201	16590	MO		N	N
First Western Advisors	N/A	8-28729	13623	UT		N	N
First Western Securities, Inc.	N/A	8-37613	19537	TX		N	N
FMN Capital Corporation	N/A	8-48082	38105	CA		N	N
FMSBonds, Inc.	N/A	8-23280	7793	FL		N	N
FNBB Capital Markets, LLC	N/A	8-66553	132091	AL		N	N
Folger Nolan Fleming Douglas Incorporated	N/A	Aug-35	319	DC		N	N
FolioFN Investments, Inc.	N/A	8-52009	48015	VA		N	N
Forest Securities, Inc.	N/A	8-33568	16255	IL		N	N
Foresters Equity Services, Inc.	N/A	8-36703	18464	CA		N	N
Foresters Financial Services	N/A	8-13891	305	NY		N	N
Fortune Financial Services, Inc.	N/A	8-49727	42150	PA		N	N
Founders Financial Securities LLC	N/A	8-67137	137945	MD		N	N
Freimark Blair & Company, Inc.	N/A	8-28646	13079	NJ		N	N
FSB Warner Financial, Inc.	N/A	8-44865	15898	IA		N	N
FSC Securities Corporation	N/A	8-21770	7461	GA		N	N
FTB Advisors, Inc.	N/A	8-35061	17117	TN		N	N
G. W. & Wade Asset Management Company, LLC	N/A	8-42013	25745	MA		N	N
G.A. Repple & Company	N/A	8-35315	17486	FL		N	N
G.F. Investment Services, LLC	N/A	8-66659	132939	FL		N	N
G.L.S. & Associates, Inc.	N/A	8-51808	47502	AL		N	N
Garden State Securities, Inc.	N/A	8-25790	10083	NJ		N	N
Gardner Financial Services, Inc.	N/A	8-38631	21000	MN		N	N
Geneos Wealth Management, Inc.	N/A	8-65357	120894	CO		N	N
General Securities Corp.	N/A	8-31654	15062	MO		N	N
Genworth Life & Annuity Insurance Company	TAI340D9BWT9R77O0P03
N/A	N/A	VA		N	N
Genworth Life Insurance Company of New York	E5VAS7I8GY5B0SDBY010
N/A	N/A	VA		N	Y
Geoffrey Richards Securities Corp.	N/A	8-65251	120007	FL		N	N
Gerwin Group, Inc.	N/A	8-40282	23199	CA		N	N
GFA Securities	N/A	8-66154	128568	NY		N	N		8/25/2017
Gilbert, Doniger & Co., Inc.	N/A	8-22326	7583	NY		N	N
Gill Capital Partners, LLC	N/A	8-30563	14559	CO		N	N
Girard Securities	N/A	8-36920	18697	CA		N	N		2/5/2018
Gladowsky Capital Management Corp.	N/A	8-51017	45287	NY		N	N
Glen Eagle Advisors LLC	N/A	8-65678	124504	NJ		N	N
Global Brokerage Services, Inc.	N/A	8-47763	37505	MD		N	N
Globalink Securities, Inc.	N/A	8-44509	29721	CA		N	N
Gold Coast Securities, Inc.	N/A	8-53148	110925	CA		N	N
Goldman Sachs & Co. LLC	N/A	8-129	361	NY		N	N
Gradient Securities, LLC	N/A	8-66032	127701	MN		N	N
Grant Williams L.P.	N/A	8-51249	45961	PA		N	N
Great American Investors, Inc.	N/A	8-44380	28489	KS		N	N
Great Pacific Securities	N/A	8-44398	29251	CA		N	N
Great-West Financial Retirement Plan Services, LLC	N/A	N/A	N/A	CO		N	Y
Gregory J. Schwartz & Co., Inc.	N/A	8-20955	7294	MI		N	N
GRF Capital Investors, Inc.	N/A	8-41494	24971	OK		N	N
Griffinest Asia Securities, LLC	N/A	8-66571	132187	CA		N	N
Guardian Insurance & Annuity Company, Inc., The	TGIU5N0SIMULU6I57R64 	N/A	N/A	NY
N	Y
GWFS Equities, Inc.	N/A	8-33854	13109	CO		N	N
GWN Securities Inc.	N/A	8-66185	128929	FL		N	N
H. Beck, Inc.	N/A	8-31165	1763	MD		N	N
H. C. Denison Co.	N/A	Aug-44	1628	WI		N	N
H.D. Vest Investment Services	N/A	8-29533	13686	TX		N	N
Halliday Financial, LLC	N/A	8-45529	31741	NY		N	N
Hancock Bank Corporation	549300GRNBWY8HIICT41 	N/A	N/A	LA		N	N
Hancock Investment Services, Inc.	N/A	8-49106	40637	LA		N	N
Hand Securities, Inc.	N/A	8-51001	45198	TX		N	N
Hanson McClain Securities	N/A	8-52250	103747	CA		N	N
Hantz Financial Services, Inc.	N/A	8-51291	46047	MI		N	N
Hapoalim Securities USA, Inc.	N/A	Aug-18	266	NY		N	N
Harbor Investment Advisory, LLC	N/A	 8-68334	151085	MD		N	N
Harbour Investments, Inc.	N/A	8-37373	19258	WI		N	N
Harold W. Dance Inc.	N/A	8-12160	1582	UT		N	N
Hartford Funds Management Company, LLC	N/A	801-77209	147746	PA		N	Y	5/31/2018
Hartford Life Insurance Company	8CE7JPU9IU72L3PPD756 	N/A	N/A	CT		N	Y
Harvest Financial Corporation	N/A	8-26037	8733	PA		N	N
Hazard & Siegel, Inc.	N/A	8-13942	2048	NY		N	N
Hazlett, Burt & Watson, Inc.	N/A	8-17737	396	WV		N	N
HBW Securities LLC	N/A	8-67056	136959	CA		N	N		9/11/2017
Healthcare Community Securities Corporation	N/A	8-46981	36026	NY		N	N
Hefren-Tillotson, Inc.	N/A	8-10646	53	PA		N	N
Heim, Young & Associates, Inc.	N/A	8-48500	38993	MO		N	N
Henley & Company LLC	N/A	8-66463	131453	NY		N	N
Hennion & Walsh, Inc.	N/A	8-41988	25766	NJ		N	N
Herbert J. Sims & Co. Inc.	N/A	Aug-15	3420	CT		N	N
Herndon Plant Oakley, LTD	N/A	8-50912	44971	TX		N	N
Highlander Capital Group, Inc.	N/A	8-37169	19074	NJ		N	N
Hightower Securities, LLC	N/A	8-53560	116681	IL		N	N
Hilltop Securities, Inc.	N/A	8-45123	6220	TX		N	N
Hollencrest Securities	N/A	8-51348	46217	CA		N	N		2/5/2018
Horace Mann Life Insurance Co.	5493000HR2JKKNH2FL09 	N/A	N/A	IL		N	N
Horan Securities, Inc.	N/A	8-49192	40794	OH		N	N
Hornor, Townsend & Kent, Inc.	N/A	8-14715	4031	PA		N	N
HSBC Securities (USA), Inc.	N/A	8-41562	19585	NY		N	N
Hudson Heritage Capital Management, Inc.	N/A	8-50648	44357	NY		N	N
Hunter Associates, Inc.	N/A	8-44779	30177	PA		N	N
Huntleigh Securities Corporation	N/A	8-21893	7456	MO		N	N
IBN Financial Services, Inc.	N/A	8-49815	42360	NY		N	N
ICMA-RC Services, Inc.	N/A	8-40268	23189	DC		N	N
IDB Capital Corp.	N/A	8-53000	106032	NY		N	N
IMS Securities	N/A	8-46722	35567	TX		N	N		2/28/2018
Independence Capital Co., Inc.	N/A	8-41331	24723	OH		N	N
Independent Financial Group, LLC	N/A	8-22870	7717	CA		N	N
Infinex Investments, Inc.	N/A	8-46661	35371	CT		N	N
Infinity Securities, Inc.	N/A	8-67647	144302	CA		N	N
ING Financial Markets LLC	N/A	8-43978	28872	NY		N	N
Innovation Partners LLC	N/A	8-67812	146344	NC		N	N
Insight Securities, Inc.	N/A	8-16247	5611	IL		N	N
Institutional Securities Corporation	N/A	8-38158	20291	TX		N	N
Integral Financial LLC	N/A	8-65284	120343	CA		N	N
Integrated Financial Planning Services	N/A	8-35120	17935		DE	N	N
Integrity Investments, Inc.	N/A	8-45302	31017	FL		N	N
Interactive Brokers LLC	N/A	8-47257	36418	CT		N	N
Intercarolina Financial Services, Inc.	N/A	8-37519	19475	NC		N	N
Intercontinental Asset Management Group, Ltd.	N/A	8-39706	22408	TX		N	N
International Assets Advisory, LLC	N/A	8-27736	10645	FL		N	N
International Financial Solutions, Inc.	N/A	8-49020	40375	GA		N	N
International Money Management Group, Inc.	N/A	8-30417	14367	MD		N	N
International Research Securities, Inc.	N/A	8-37954	19532	TX		N	N
Intervest International Equities Corporation	N/A	8-38156	20289	CO		N	N
Inverness Securities, LLC	N/A	8-66278	129914	OH		N	N
INVEST Financial Corp	N/A	8-27691	12984	WI		N	N		5/31/2018
Investacorp, Inc.	N/A	8-22598	7684	FL		N	N
Investment Architects, Inc.	N/A	8-35724	17774	CA		N	N
Investment Centers of America	N/A	8-33983	16443	WI		N	N		5/31/2018
Investment Network Inc.	N/A	8-66036	127724	OH		N	N
Investment Placement Group	N/A	8-30700	14458	CA		N	N
Investment Planners, Inc.	N/A	8-35642	18557	IL		N	N
Investment Professionals, Inc.	N/A	8-44786	30184	TX		N	N
Investment Security Corporation	N/A	 8-51832	47536	CA		N	N
Investments For You, Inc.	N/A	8-44179	29257	OH		N	N
Investors Brokerage of Texas, Ltd.	N/A	8-28644	13037	TX		N	N
InvestShares (Legal name: IMA Securities LLC)	N/A	8-68365	151369	MI		N	N
Invex, Inc.	N/A	8-44695	30032	FL		N	N
Itau International Securities, Inc.	N/A	8-67674	144769	FL		N	N	4/12/2018
J. Alden Associates, Inc.	N/A	8-48938	40002	PA		N	N
J.A. Glynn & Co.	N/A	8-39465	22011	MO		N	N
J.D. Seibert & Company, Inc.	N/A	8-23604	7884	OH		N	N
J.P. Morgan Institutional Investments Inc.	N/A	8-52182	102920	NY		N	N
J.P. Morgan Securities LLC	N/A	8-35008	79	NY		N	N
J.W. Cole Financial, Inc.	N/A	8-65698	124583	FL		N	N
Jack V. Butterfield Investment Company	N/A	8-12454	3998	MI		N	N
Jacques Financial, LLC	N/A	8-52675	104219	MD		N	N
James I. Black & Company	N/A	8-12077	1249	FL		N	N
Janney Montgomery Scott LLC	N/A	8-462	463	PA		N	N
Jefferies, LLC	N/A	8-15074	2347	NY		N	N
JHW Financial Services Inc.	N/A	8-45304	31012	CA		N	N
JJB Hilliard WL Lyons	N/A	8-33133	453	KY		N	N
John Hancock Life Insurance Company	QQ0OZ8J9C4B5QT1YDG31 	N/A	N/A	ON		N	Y
John Hancock Life Insurance Company of New York	5493007RYG4GYIKSQI18
N/A	N/A	ON		N	Y
John Hancock Trust Company	549300W205WZCFZS6R51 	N/A	N/A	MA		N	Y
Joseph Gunnar & Co. LLC	N/A	8-41386	24795	NY		N	N
JPMorgan Chase Bank, N.A.	7H6GLYDRUGQFU57RNE97 	N/A	N/A	NY		N	N
K. W. Chambers & CO.	N/A	8-10533	1432	MO		N	N
Kalos Capital, Inc.	N/A	8-50630	44337	GA		N	N
KCD Financial, Inc.	N/A	8-66005	127473	WI		N	N
Keel Point Capital, LLC	N/A	8-22990	6769	AL		N	N
Kercheville & Company, Inc.	N/A	8-32795	15871	TX		N	N
Kestra Investment Services, LLC	N/A	8-49672	42046	TX		N	N
Key Investment Services LLC	N/A	8-66999	136300	OH		N	N
Key West Investments, LLC	N/A	8-68166	149418	CA		N	N
Keystone Capital Corporation	N/A	 8-28032	10722	CA		N	N
KMS Financial Services, Inc.	N/A	8-15433	3866	WA		N	N
Kovack Securities Inc.	N/A	8-50847	44848	FL		N	N
Kovitz Securities, LLC	N/A	8-66267 	129878	IL		N	N
KW Securities Corporation	N/A	8-24792	8237	CA		N	N
L. B. Fisher & Company	N/A	8-21023	7306	TX		N	N
L.M. Kohn & Company	N/A	8-43303	27913	OH		N	N
L.O. Thomas & Co. Inc.	N/A	8-40875	23657	NJ		N	N
L.S.Y., Inc.	N/A	8-17613	38	CA		N	N
LaBrunerie Financial Services, Inc.	N/A	 8-47830 	37627	MO		N	N
Ladenburg Thalman & Co. Inc.	N/A	8-17230	505	NY		N	N
Laidlaw & Company (UK) Ltd.	N/A	8-53731	119037		GB	N	N
Landaas & Company	N/A	8-51826	47487	WI		N	N
Landolt Securities, Inc.	N/A	8-43645	28352	WI		N	N
Lantern Investments, Inc.	N/A	8-45285	30996	NY		N	N
Lara, May & Associates, LLC	N/A	8-67776	145589	VA		N	N
Larson Financial Securities, LLC	N/A	8-68456	152517	MO		N	N
LaSalle St. Securities, L.L.C.	N/A	8-18860	7191	IL		N	N
Lebenthal & Co.	N/A	8-67750	145750	NY		N	N		10/27/2017
Legacy Asset Securities, Inc.	N/A	8-51871	47644	TX		N	N
Leigh Baldwin & Co., LLC	N/A	8-48385	38751	NY		N	N
Lesko Securities Inc.	N/A	8-26408	10091	NY		N	N
Leumi Investment Services Inc.	N/A	8-52993	105387	NY		N	N
Lexington Investment Company, Inc.	N/A	8-43085	27393	KY		N	N
Liberty Capital Investment Corporation	N/A	8-42051	25706	OR		N	N
Liberty Group, LLC	N/A	8-52994	106036	CA		N	N
Liberty Partners Financial Services, LLC	N/A	8-66335	130390	CA		N	N
Lieblong & Associates, Inc.	N/A	8-49880	42578	AR		N	N
LifeMark Securities Corp.	N/A	8-33478	16204	NY		N	N
Lincoln Douglas Investments LLC	N/A	8-68728	155578	OH		N	N
Lincoln Financial Advisors Corporation	N/A	8-14685	3978	IN		N	N
Lincoln Financial Distributors, Inc.	N/A	8-13431	145	PA		N	N
Lincoln Financial Securities Corporation	N/A	8-14609	3870	NH		N	N
Lincoln Investment Planning, Inc.	N/A	8-14354	519	PA		N	N
Lion Street Financial, LLC	N/A	8-69183	165828	TX		N	N
Lockton Financial Advisors, LLC	N/A	8-67090	137476	MO		N	N
Logan Group Securities	N/A	8-48995	40259	CA		N	N
Loria Financial Group, LLC	N/A	8-52128	102360	IL		N	N
Loring Ward Securities Inc.	N/A	8-51381	46337	CA		N	N
LPL Financial LLC	N/A	8-17668	6413	MA		N	Y
Lucia Securities, LLC	N/A	8-47643	37179	CA		N	N
M Holdings Securities, Inc.	N/A	8-50214	43285	OR		N	N
M&T Securities, Inc.	N/A	8-35185	17358	NY		N	N
M. Griffith Investment Services, Inc.	N/A	Aug-59	2078	NY		N	N
M. S. Howells & Co.	N/A	8-52558	104100	AZ		N	N
Mack Investment Securities, Inc.	N/A	8-35536	17643	IL		N	N
Madison Avenue Securities, Inc.	N/A	8-40426	23224	CA		N	N
Maplewood Investment Advisors, Inc.	N/A	8-52221	103723	TX		N	N
Marsco Investment Corporation	N/A	8-36754	18483	NJ		N	N
Massachusetts Mutual Life Insurance Company	R6ZYK5P01NP6HYSY1S07
N/A	N/A	MA		N	Y
Maxim Group LLC	N/A	8-65337	120708	NY		N	N
MBSC Securities Corporation	N/A	8-13801	231	NY		N	N
McClurg Capital Corporation	N/A	8-34473	16798	CA		N	N
McDonald Partners LLC	N/A	8-66985	135414	OH		N	N
McLaughlin Ryder Investments, Inc.	N/A	8-67911	147529	VA		N	N
McNally Financial Services Corporation	N/A	8-65388	121196	TX		N	N
Means Investment Co., Inc.	N/A	8-27458	2748	ME		N	N
Mercantil Commercebank Investment Services	N/A	8-53612	117284	FL		N	N
Mercer HR Services, LLC	N/A	N/A	N/A	MA		N	Y
Meridien Financial Group, Inc.	N/A	8-26090	10143	RI		N	N
Merrill Lynch, Pierce, Fenner & Smith Incorporated	N/A	Aug-21	7691	NY		N	N
Mesirow Financial, Inc.	N/A	8-28816	2764	IL		N	N
MGO Securities Corp.	N/A	8-47814	37584	OH		N	N
MHA Financial Corp.	N/A	8-21836	7462	MA		N	N
Michigan Securities, Inc.	N/A	8-52094	101600	MI		N	N
Mid Atlantic Capital Corporation	N/A	8-27663	10674	PA		N	N
Mid-Atlantic Clearing & Settlement Corp.	N/A	8-47758	37466	PA		N	N	4/30/2018
Mid-Atlantic Securities, Inc.	N/A	8-36997 	18836	NC		N	N
Middlegate Securities Ltd.	N/A	8-39031	21544	NY		N	N
MidWestern Securities Trading Company, LLC	N/A	8-52074	101080	IL		N	N
MMC Securities Corp.	N/A	8-52349 	103846	NY		N	N
MML Distributors, LLC	N/A	8-48203	38030	CT		N	N
MML Investors Services, LLC	N/A	8-27250	10409	MA		N	N
Moloney Securities Co., Inc.	N/A	8-48326	38535	MO		N	N
Monere Investments, Inc.	N/A	8-52982	105487	IL		N	N
Monex Securities, Inc.	N/A	8-44874	30362	TX		N	N
Money Concepts Capital Corp.	N/A	8-29671	12963	FL		N	N
Moors & Cabot, Inc.	N/A	8-23060	594	MA		N	N
Mora WM Securities, LLC	N/A	8-68910	158599	FL		N	N
Morgan Stanley & Co. LLC	N/A	8-15869	8209	NY		N	N
Morgan Stanley Smith Barney LLC	N/A	8-68191	149777	NY		N	N
Morris Group, Inc.	N/A	8-28916	13181	IN		N	N
Mountain River Securities, Inc.	N/A	8-47565	36937	CO		N	N
MSI Financial Services, Inc.	N/A	8-30447	14251	NY		N	N		7/3/2017
Multiple Financial Services, Inc.	N/A	8-52017	100100	CA		N	N
Mutual Funds Associates, Inc.	N/A	8-13026	2856	NY		N	N
Mutual of Omaha Investor Services, Inc.	N/A	8-47290	611	NE		N	N
Mutual Securities, Inc.	N/A	8-28580	13092	CA		N	N
Mutual Trust Co. of America Securities	N/A	8-25547	8494	FL		N	N
MV Securities Group, Inc.	N/A	8-47827	37613	TX		N	N
MWA Financial Services Inc.	N/A	8-53255	112630	IL		N	N
N.E. Private Client Advisors, Ltd.	N/A	8-66968	136058	RI		N	N
N.I.S. Financial Services, Inc.	N/A	8-15919	5361	MO		N	N
National Financial Services, LLC	N/A	8-26740	13041	MA		N	Y
National Planning Corp.	N/A	8-44435	29604	CA		N	N		5/31/2018
Nations Financial Group, Inc.	N/A	8-50588	44181	IA		N	N
Nationwide Financial Services, Inc.	5493001H7AZNDS6BKJ36 	N/A	N/A	OH		N	Y
Nationwide Planning Associates Inc.	N/A	8-45310	31029	NJ		N	N
Nationwide Securities, LLC	N/A	8-12500	11173	OH		N	N
Navaid Financial Services, Inc.	N/A	8-49897	42607	PA		N	N
Navy Federal Brokerage Services, LLC	N/A	8-67161	138459	VA		N	N
NBC Securities, Inc.	N/A	8-35870	17870	AL		N	N
Neidiger, Tucker, Bruner, Inc.	N/A	8-21884	7425	CO		N	N
Nelson Ivest Brokerage Services, Inc.	N/A	8-26448	3002	FL		N	N
Nestlerode & Loy, Inc.	N/A	8-12629	2907	PA		N	N
Neuberger Berman LLC	N/A	8-1068	2908	NY		N	N
New England Pension Plan Systems, LLC	N/A	N/A	N/A	RI		N	Y
Newport Retirement Services, Inc.	N/A	N/A	N/A	FL		N	Y
Next Financial Group, Inc.	N/A	8-51356	46214	TX		N	N
Ni Advisors	N/A	8-66841	134502	CA		N	N
NIA Securities, L.L.C.	N/A	8-50591	44254	NJ		N	N
Nicol Investors Corporation	N/A	8-65566	123111	IL		N	N
North Ridge Securities Corp.	N/A	8-42879	27098	NY		N	N
North South Capital, LLC	N/A	8-67979	148158	IL		N	N
Northeast Securities, Inc.	N/A	8-42227	25996	NY		N	N
Northeastern Financial Group, Incorporated	N/A	8-33132	16208	NJ		N	N
Northern Capital Securities Corporation	N/A	8-49130	40659	MA		N	N
Northern Trust Securities, Inc.	N/A	8-23689	7927	IL		N	N
Northland Securities, Inc.	N/A	8-48994	40258	MN		N	N
Northwest Investment Advisors, Inc.	N/A	8-65282	109737	WA		N	N
NorthWestern Mutual Investment Services, LLC	N/A	8-14088	2881	WI		N	N
NPB Financial Group, LLC	N/A	8-67113	137743	CA		N	N
NYLife Distributors LLC	N/A	8-46655	35350	NJ		N	N
NYLife Securities LLC	N/A	8-15517	5167	NY		N	N
Oak Tree Securities, Inc.	N/A	8-36138	18126	CA		N	N
Oberweis Securities, Inc.	N/A	8-49679	42060	IL		N	N
OFG Financial Services, Inc.	N/A	8-40770	23940	KS		N	N
Ohanesian / Lecours, Inc.	N/A	 8-40729	23757	CT		N	N
Old National Trust Company	N/A	N/A	N/A	IN		N	N
Omega Securities, Inc.	N/A	8-20225	7164	TX		N	N
Omni Financial Securities	N/A	8-44034	29320	OH		N	N
OneAmerica Securities, Inc.	N/A	8-15009	4173	IN		N	N
Oppenheimer & Co. Inc.	N/A	Aug-77	249	NY		N	N
Optionsxpress	N/A	8-52354	103849	IL		N	N		10/31/2017
Oriental Financial Services Corp.	N/A	8-44516	29753	PR		N	N
Oscar Gruss & Son Incorporated	N/A	8-22371	2091	NY		N	N
P. R. Herzig & Co. Inc.	N/A	8-22589	2185	NY		N	N
Pacific Financial Associates, Inc.	N/A	8-40712	23772	CA		N	N
Packerland Brokerage Services, Inc.	N/A	8-47572	37031	WI		N	N
Paradigm Equities, Inc.	N/A	8-45593	31990	MI		N	N
Park Avenue Securities LLC	N/A	8-51324	46173	NY		N	N
Parkland Securities, LLC	N/A	8-53482	115368	MI		N	N
Patapsco Securities, Inc.	N/A	8-43485	28116	MD		N	N
Peak Brokerage Services, LLC	N/A	8-68829	157045	GA		N	N
Penates Group, Inc.	N/A	8-50594	44266	AZ		N	N
Pension Dynamics Securities Corporation	N/A	8-52535	104081	CA		N	N
Pensionmark Securities, LLC	N/A	8-69773	283952	CA		N	N	8/23/2017
People's Securities, Inc.	N/A	8-29667	13704	CT		N	N
Perryman Securities, Inc.	N/A	8-53546	116502	TX		N	N
Pershing Advisor Solutions, LLC	N/A	8-47425	36671	NJ		N	N
Pershing, LLC	N/A	8-17574	7560	NJ		N	Y
Petersen Investments, Inc.	N/A	8-48306	38537	NJ		N	N
PFS Investments Inc.	N/A	8-26486	10111	GA		N	N
Philip J. Greenblatt Securities Ltd	N/A	8-30725	14060	IL		N	N
Piper Jaffray & Co.	N/A	8-15204	665	MN		N	N
Place Trade Financial, Inc.	N/A	8-65915	126867	NC		N	N
Planmember Securities Corporation	N/A	8-25065	11869	CA		N	N
Planned Financial Programs, Inc.	N/A	Aug-27	3049	NY		N	N
Planned Investment Co., Inc.	N/A	8-15266	3050	IN		N	N
Planners Financial Services, Inc.	N/A	8-18027	6751	MN		N	N
PNC Bank, National Association	AD6GFRVSDT01YPT1CS68 	N/A	N/A	PA		Y	N
PNC Capital Markets LLC	N/A	8-32493	15647	PA		Y	N
PNC Investments, LLC	N/A	8-66195	129052	PA		Y	N
Podesta & Co.	N/A	8-28860	13140	IL		N	N
Polar Investment Counsel, Inc.	N/A	8-50039	42847	MN		N	N
Portfolio Resources Group, Inc.	N/A	8-45380	31155	FL		N	N
Portsmouth Financial Services	N/A	8-30097	13980	CA		N	N
Primerica Shareholder Services, Inc.	N/A	084-01499	N/A	GA		N	Y
Principal Life Insurance Company	SDCMU2LVKGV2AF1KWP64	N/A	N/A	IA		N	Y
Principled Advisors, Inc.	N/A	8-66451	131345	NY		N	N
Princor Financial Services Corporation	N/A	8-13975	1137	IA		N	N
Private Client Services, LLC	N/A	8-68183	120222	KY		N	N
Proequities, Inc.	N/A	8-32590	15708	AL		N	N
Profinancial, Inc.	N/A	8-32026	15345	LA		N	N
Prospera Financial Services, Inc.	N/A	8-28164	10740	TX		N	N
Pruco Securities, LLC.	N/A	8-16402	5685	NJ		N	N
Prudential Insurance Company of America	Y574KRZ6V5A7UBU45C31 	N/A	N/A	CT		N	Y
Prudential Investment Management Services LLC	N/A	8-36540	18353	NJ		N	N
PTI Securities & Futures L.P.	N/A	8-44412	29275	IL		N	N
PTS Brokerage, LLC	N/A	8-65173	119307	NJ		N	N
Purshe Kaplan Sterling Investments	N/A	8-46844	35747	NY		N	N
PWA Securities, Inc.	N/A	8-67700	145097	PA		N	N
Pyramid Funds Corporation	N/A	8-12769	3110	NY		N	N
Queens Road Securities, LLC	N/A	8-52737	104277	NC		N	N
Quest Capital Strategies, Inc.	N/A	8-34532	16783	CA		N	N
Questar Capital Corporation	N/A	8-50174	43100	MN		N	N
Quincy Cass Associates, Incorporated	N/A	Aug-43	686	CA		N	N
R. Seelaus & Co., Inc.	N/A	8-31475	14974	NJ		N	N
R.M. Stark & Co., Inc.	N/A	8-22543	7612	FL		N	N
Raymond James & Associates, Inc.	N/A	8-10999	705	FL		N	N
Raymond James Financial Services, Inc.	N/A	8-17983	6694	FL		N	N
RBC Capital Markets, LLC	N/A	8-45411	31194	NY		N	Y
RDM Investment Services, Inc.	N/A	8-52728	104266	CT		N	N		8/25/2017
Regal Securities, Inc.	N/A	8-21765	7297	IL		N	N
Regions Bank	EQTWLK1G7ODGC2MGLV11 	N/A	N/A	AL		N	N
Register Financial Associates, Inc.	N/A	8-45012	30568	GA		N	N
Regulus Advisors, LLC	N/A	8-68275	150631	MI		N	N
Rehmann Financial Network	N/A	8-69134	165027	MI		N	N	3/14/2018
Reliance Trust Company	549300NV8FSQRNOUQO50 	N/A	N/A	GA		N	Y
Reliance Worldwide Investments, LLC	N/A	8-67575	143546	IL		N	N
Repex & Co., Inc.	N/A	8-26431	10116	NJ		N	N
RF Lafferty & Co	N/A	8-25581	2498	NY		N	N
Rhodes Securities, Inc.	N/A	8-37689	19610	TX		N	N
RIM Securities LLC	N/A	8-36759	18466	NY		N	N
Riversource Distributors, Inc.	N/A	8-67196	139135	MN		N	N
RJJ Pasadena Securities, Inc.	N/A	8-25324	8425	CA		N	N
RNR Securities, L.L.C.	N/A	8-50366	43689	NY		N	N
Robert W. Baird & Co. Incorporated	N/A	8-497	8158	WI		N	N
Roberts & Ryan Investments Inc.	N/A	8-37469	19456	CA		N	N
Robinson & Robinson, Inc.	N/A	8-17109	3199	PA		N	N
Rodgers Brothers, Inc.	N/A	8-33475	16197	PA		N	N
Rogan & Associates, Inc.	N/A	8-49995	42762	FL		N	N
Ross, Sinclaire & Associates, LLC	N/A	8-41740	25440	OH		N	N
Rothschild Investment Corporation	N/A	8-16429	728	IL		N	N
Royal Alliance Associates, Inc.	N/A	8-40218	23131	NY		N	N
Royal Securities Company	N/A	8-28009	10702	MI		N	N		11/30/2017
S F Sentry Securities, Inc.	N/A	8-43101	27432	CA		N	N
S.A. Stone Wealth Management	N/A	8-36638	18456	AL		N	N	2/1/2018
S.G. Long & Company	N/A	8-51816	47511	MT		N	N
S.L. Reed & Company	N/A	8-49178	40744	CA		N	N
Sabadell Securities USA, Inc.	N/A	8-67975	148137	FL		N	N
Safeguard Securities	N/A	8-45442	31256	OH		N	N		2/5/2018
Safra Securities LLC	N/A	8-51935	47873	NY		N	N
Sage, Rutty & Co., Inc.	N/A	8-533	3254	NY		N	N
SagePoint Financial, Inc.	N/A	8-66771	133763	AZ		N	N
Sammons Financial Network, LLC	N/A	8-68905	158538	IA		N	N
Sammons Retirement Solutions, Inc.	N/A	N/A	N/A	IA		N	Y
Samuel A Ramirez & Co., Inc.	N/A	8-19014	6963	NY		N	N
Sanders Morris Harris Inc.	N/A	8-38325	20580	TX		N	N
Sandlapper Securities, LLC	N/A	8-67128	137906	SC		N	N
Santander Securities LLC	N/A	8-49571 	41791	PR		N	N
Saperston Asset Management, Inc.	N/A	8-50658	44379	NY		N	N
Saturna Brokerage Services, Inc.	N/A	8-36558	18437	WA		N	N
Saturna Trust Company	N/A	N/A	N/A	WA		N	Y
Saxony Securities, Inc.	N/A	8-53490	115547	MO		N	N
SCF Securities, Inc.	N/A	8-51760	47275	CA		N	N
Schlitt Investor Services, Inc.	N/A	8-34202	16071	FL		N	N
Scottrade, Inc.	N/A	8-24760	8206	MO		N	N
SDDCO Brokerage Advisors, LLC	N/A	8-68549	153563	NY		N	N
SECU Brokerage Services	N/A	8-37927	19899	NC		N	N
SecureVest Financial Group	N/A	8-26030	10100	NJ		N	N
Securian Financial Services, Inc.	N/A	8-31955	15296	MN		N	N
Securities America, Inc.	N/A	8-26602	10205	NE		N	N
Securities Equity Group	N/A	8-51706	47215	CA		N	N
Securities Research, Inc.	N/A	8-23699	6516	FL		N	N
Securities Service Network, Inc.	N/A	8-28980	13318	TN		N	N
Security Distributors, Inc.	N/A	8-10781	3336	KS		N	N
SEI Private Trust Company	N/A	N/A	N/A	PA		N	Y
Sentinel Securities, Inc.	N/A	8-53142	110942	MA		N	N
SFA Financial, LLC	N/A	8-68156	149647	SC		N	N
SG Americas Securities, LLC	N/A	8-66125	128351	NY		N	N
Shareholders Service Group, Inc.	N/A	8-65778	125226	CA		N	N
Sigma Financial Corporation	N/A	 8-30466 	14303	MI		N	N
Signal Securities, Inc.	N/A	8-32948	15916	TX		N	N
Signator Investors, Inc.	N/A	8-13995	468	MA		N	N
Signature Securities Group Corporation	N/A	8-52697	104233	NY		N	N
SII Investments, Inc.	N/A	8-13963	2225	WI		N	N		5/31/2018
Silber Bennett Financial, Inc.	N/A	8-68795	156435	CA		N	N
Silver Oak Securities, Incorporated	N/A	8-51601	46947	TN		N	N
Simmons First Investment Group, Inc.	N/A	8-51795	47439	AR		N	N
Sisung Securities Corporation	N/A	8-42121	25752	LA		N	N
SKA Securities, Inc.	N/A	8-53366	113852	OH		N	N
Slavic Investment Corporation	N/A	8-40024	22885	FL		N	N
Smith, Brown & Groover, Inc.	N/A	8-13079	1329	GA		N	N
Smith, Moore & Co.	N/A	8-27480	3441	MO		N	N
Snowden Account Services, Inc.	N/A	8-68188	149794	NY		N	N
Sorrento Pacific Financial, LLC	N/A	8-66046	127787	CA		N	N
Sorsby Financial Corp.	N/A	8-48718	39437	IL		N	N
Source Capital Group, Inc.	N/A	8-47372	36719	CT		N	N		8/31/2017
Southeast Investments, N.C., Inc.	N/A	8-50127	43035	NC		N	N
Sovereign Legacy Securities, Inc.	N/A	8-621	1783	NC		N	N
Spencer Trask Ventures, Inc.	N/A	8-43665	28373	NY		N	N
Spire Securities, LLC	N/A	8-67635	144131	VA		N	N
St. Bernard Financial Services, Inc.	N/A	8-47566	36956	AR		N	N
Standard Insurance Company	549300KVA8DBYKHPYO21 	N/A	N/A	OR		N	Y
Standard Investment Chartered, Inc.	N/A	8-40468	23505	CA		N	N		2/5/2018
Stannard Financial Services, LLC	N/A	8-50654	44371	MN		N	N
State Street Bank and Trust Company	571474TGEMMWANRLN572 	N/A	N/A	MA		N	N
Stephen A. Kohn & Associates, Ltd.	N/A	8-49279	41067	CO		N	N
Stephens Inc.	N/A	Aug-27	3496	AR		N	N
Sterling Monroe Securities, LLC	N/A	8-65527	122696	NY		N	N
Sterne Agee & Leach, Inc.	N/A	8-11754	791	AL		N	N		5/9/2018
Stifel, Nicolaus & Company, Incorporated	N/A	8-1447	793	MO		N	Y
StockCross Financial Services, Inc.	N/A	 8-17758 	6670	CA		N	N
Stonnington Group, LLC	N/A	8-66919	131221	CA		N	N
Strategic Point Securities	N/A	8-65724	124753	RI		N	N		2/5/2018
Summit Brokerage Services, Inc.	N/A	8-46310	34643	FL		N	N
Summit Equities, Inc.	N/A	8-27556	11039	NJ		N	N
Sunbelt Securities, Inc.	N/A	8-49748	42180	TX		N	N
Sunset Financial Services, Inc.	N/A	8-14148	3538	MO		N	N
Sunstreet Securities, LLC	N/A	8-67541	143211	AZ		N	N
SunTrust Bank	IYDOJBGJWY9T8YKCSY06 	N/A	N/A	GA		N	N
SunTrust Investment Services, Inc.	N/A	8-35355	17499	GA		N	N
Superior Financial Services, Inc.	N/A	8-52618	104165	WI		N	N
SWBC Investment Services, LLC	N/A	8-66764	133715	TX		N	N
Sweney Cartwright & Company	N/A	Aug-50	3546	OH		N	N
Sycamore Financial Group	N/A	8-30302	14143	IN		N	N
Symphonic Securities LLC	N/A	8-67220	139512	NY		N	N
Syndicated Capital, Inc.	N/A	8-44162	29037	CA		N	N
Synovus Securities, Inc.	N/A	8-34709	14023	GA		N	N
T. Rowe Price Investment Services, Inc.	N/A	8-25130	8348	MD		N	N
T. Rowe Price Retirement Plan Services, Inc.	N/A	084-06219	N/A	MD		N	Y
T.R. Winston & Company, LLC	N/A	8-27519	10571	NJ		N	N
T.S. Phillips Investments, Inc.	N/A	8-65661	124348	OK		N	N
TCAdvisors Network Inc.	N/A	8-46909	35794	CO		N	N
TCFG Wealth Management, LLC	N/A	8-69089	164153	CA		N	N
TCM Securities, Inc.	N/A	8-50313	43559	GA		N	N
TD Ameritrade Clearing, Inc.	N/A	8-16335	5633	NE		N	Y
TD Ameritrade Trust Company	N/A	028-15163	N/A	CO		N	N
TD Ameritrade, Inc.	N/A	8-23395	7870	NE		N	Y
TD Private Client Wealth LLC	N/A	8-69105	164484	NY		N	N
Teachers Insurance and Annuity Association of America	O06YD7BJ4EPYNABVFN69
N/A	N/A	NC		N	Y
Teckmeyer Financial Services, L.L.C.	N/A	8-48501	39000	NE		N	N
TFS Securities, Inc.	N/A	8-38377	20626	NJ		N	N
The Capital Group Securities, Inc.	N/A	8-52512	104052	RI		N	N
The Garbacz Group Inc.	N/A	8-42366	26104	MO		N	N
The GMS Group, LLC	N/A	8-23936	8000	NJ		N	N
The Huntington Investment Company	N/A	8-34867	16986	OH		N	N
The Investment Center, Inc.	N/A	8-35826	17839	NJ		N	N
The Jeffrey Matthews Financial Group, L.L.C.	N/A	8-49352	41282	NJ		N	N
The Lawrence D. Vitez Corp. DBA Consolidated Securities	N/A	8-48642	39326
NC		N	N
The Leaders Group, Inc.	N/A	8-47639	37157	CO		N	N
The O.N. Equity Sales Company	N/A	8-14161	2936	OH		N	N
The Oak Ridge Financial Services Group, Inc.	N/A	8-50082	42941	MN		N	N
The Strategic Financial Alliance, Inc.	N/A	8-65885	126514	GA		N	N
The Tavenner Company	N/A	8-41206	18004	OH		N	N
The Windmill Group, Inc.	N/A	8-25280	8384	NY		N	N
Thompson Davis & Co., Inc.	N/A	8-49386	41353	VA		N	N
Thoroughbred Financial Services, LLC	N/A	8-51944	47893	TN		N	N
Thurston, Springer, Miller, Herd & Titak, Inc.	N/A	8-25452	8478	IN		N	N
TIAA-CREF Individual & Institutional Services, LLC	N/A	8-44454	20472	NY		N	N
TIAA-CREF Tuition Financing, Inc.	N/A	801-56817	N/A	NY		N	Y		12/12/2017
TimeCapital Securities Corporation	N/A	8-18248	6845	NY		N	N
Titleist Asset Management, Ltd.	N/A	8-65859	126136	TX		N	N
Tocqueville Securities L.P.	N/A	8-42223	26001	NY		N	N
Trade-PMR Inc.	N/A	8-51390	46350	FL		N	N
TradeStation Securities, Inc.	N/A	8-48711	39473	FL		N	N
Tradition Asiel Securities Inc.	N/A	8-43559	28269	NY		N	N
TransAm Securities, Inc.	N/A	8-37065	18923	FL		N	N
Transamerica Advisors Life Insurance Company	F1PLTWZ8OU4HQGZQAP31
N/A	N/A	AR		N	N
Transamerica Financial Advisors, Inc.	N/A	8-33429	16164	FL		N	N
Treasure Financial Corp.	N/A	8-48165	38323	TX		N	N
TRG Advisors, Inc.	N/A	8-50449 	43870	NY		N	N
Triad Advisors, Inc.	N/A	8-42007	25803	GA		N	N
Trust Company of America	N/A	N/A	N/A	CO		N	Y		4/3/2018
TrustCore Investments, Inc.	N/A	8-32152	15423	TN		N	N
TrustFirst, Inc.	N/A	8-48509	39057	TN		N	N
Trustmont Financial Group, Inc.	N/A	8-36439	18312	PA		N	N
U.S. Bancorp Investments, Inc.	N/A	8-35359	17868	MN		N	N
UBATCO & Co.	N/A	N/A	N/A	NE		N	Y
UBS AG, New York Branch	N/A	N/A	N/A	NY		N	N
UBS Financial Services Inc.	N/A	8-16267	8174	NJ		N	N
Uhlmann Price Securities, LLC	N/A	8-50041	42854	IL		N	N
UMB Financial Services, Inc.	N/A	8-34999	17073	MO		N	N
Umpqua Investments, Inc.	N/A	Aug-15	1254	OR		N	N
Union Capital Company	N/A	8-53127	110301	AZ		N	N
Unionbanc Investment Services, LLC	N/A	8-30706	14455	CA		N	N
United Brokerage Services, Inc.	N/A	8-48685	39062	WV		N	N
United of Omaha Life Insurance Company	3EGIZNNORU5LRN6W7742
N/A	N/A	NE		N	Y		5/24/2018
United Planners' Financial Services of America A Limited Partner
N/A	8-38485	20804	AZ		N	N
United States Life Insurance Company in the City of New York
549300C1JQGJ0MNUMG79 N/A	N/A	TX		N	Y
Univest Investments, Inc.	N/A	8-14145	1834	PA		N	N
USA Financial Securities Corporation	N/A	8-52342	103857	MI		N	N
USAA Investment Management Company	N/A	8-41241	5475	TX		N	N
USCA Securities LLC	N/A	8-52285	103789	TX		N	N
USI Securities, Inc.	N/A	8-50429	43793	CT		N	N
VALIC Financial Advisors, Inc.	N/A	8-50018	42803	TX		N	N
VALIC Retirement Services Company	N/A	84-06057	N/A	TX		N	N
Valley National Investments, Inc.	N/A	8-34427	16715	PA		N	N
ValMark Securities, Inc.	N/A	8-45463	31243	OH		N	N
Vanderbilt Securities, LLC	N/A	8-16712	5953	NY		N	N
Vanguard Group, Inc., The	5493002789CY3L0CJP65 	N/A	N/A	PA		N	Y
Vanguard Marketing Corporation	N/A	8-21570	7452	PA		N	N
Variable Investment Advisors, Inc.	N/A	8-50699	44412	SD		N	N
Vaughan & Co Securities, LLC	N/A	8-36916	18826	NJ		N	N
VBC Securities, LLC	N/A	8-44141	5407	NJ		N	N
VCA Securities, L.P.	N/A	8-66393	130748	TX		N	N
VectorGlobal WMG	N/A	8-45715	32396	FL		N	N
Veritas Independent Partners, LLC	N/A	8-69363	169291	AR		N	N
Verity Investments, Inc.	N/A	8-49474	41527	NC		N	N
Vestech Securities, Inc.	N/A	8-49409	41409	KS		N	N
Vestor Capital Securities	N/A	8-32743	15809	IL		N	N	11/29/2017
ViewTrade Securities, Inc.	N/A	8-51605	46987	FL		N	N
Vision Financial Markets LLC	N/A	8-67447	142271	CT		N	N
Visun Securities Corporation	N/A	8-31907	15251	WI		N	N
Vorpahl Wing Securities	N/A	8-51823	47548	WA		N	N
VOYA Financial Advisors, LLC	N/A	8-46451	2882	CT		N	N
Voya Financial Partners, LLC	N/A	8-13987	34815	IA		N	N
Voya Institutional Plan Services, LLC	N/A	N/A	N/A	MA		N	N
VOYA Investments Distributors, LLC	N/A	8-48020	37886	AZ		N	N
Voya Retirement Insurance and Annuity Company	OK3MKCDYPD4NN6QDGK18
N/A	N/A	CT		N	Y
W.H. Colson Securities	N/A	8-53621	117789	NC		N	N		3/8/2018
W.R. Hambrecht + Co., LLC	N/A	8-50935	45040	CA		N	N
Waddell & Reed, Inc.	N/A	8-27030	866	KS		N	N
Wall Street Access	N/A	8-25936	10012	NY		N	N
Watermark Securities, Inc.	N/A	8-43902	28683	NY		N	N
Wayne Hummer Investments, LLC	N/A	8-484	875	IL		N	N
WBB Securities, LLC	N/A	8-53660	118440	CA		N	N
WedBush Securities Inc.	N/A	8-12987	877	CA		N	N
Weller, Anderson & Co., Ltd.	N/A	8-40685	23736	TX		N	N
Wellington Shields & Co., LLC	N/A	8-68098 	149021	NY		N	N
Wells Fargo Bank, N.A.	KB1H1DSPRFMYMCUFYT09 	N/A	N/A	SD		N	N
Wells Fargo Clearing Services, LLC	N/A	8-37180	19616	MO		N	Y
Wells Fargo Securities, LLC	N/A	8-65876	126292	NC		N	N
Wesbanco Securities, Inc.	N/A	8-50220	43276	OH		N	N
Wescom Financial Services, LLC	N/A	8-66189	125650	CA		N	N
Westco Investment Corp.	N/A	8-38452	20744	NY		N	N
Western Equity Group, Inc.	N/A	8-66403	130876	CA		N	N
Western Growers Financial Services, Inc.	N/A	8-53458	115115	CA		N	N
Western International Securities, Inc.	N/A	8-48572	39262	CA		N	N
Westminster Financial Securities, Inc.	N/A	8-38426	20677	OH		N	N
Weston Securities Corporation	N/A	8-32664	15743	MA		N	N
Westport Capital Markets, LLC	N/A	8-49495	41562	CT		N	N		2/5/2018
Westport Resources Investment Services, Inc.	N/A	8-40904	24535	CT		N	N
WFG Investments, Inc.	N/A	8-39928	22704	TX		N	N		4/9/2018
Wheelhouse Securities Corporation	N/A	8-68105	149075	MO		N	N
White Mountain Capital, LLC	N/A	8-52572	104123	NY		N	N
Whitehall-Parker Securities, Inc.	N/A	8-27688	10608	CA		N	N
Whitney National Bank	NSGZD26YPW2CUM2JKU70 	N/A	N/A	LA		N	N
Wilbanks Securities, Inc.	N/A	8-49134	40673	OK		N	N		11/10/2017
Wiley Bros.-Aintree Capital, LLC	N/A	Aug-74	3767	TN		N	N
William Blair & Company L.L.C.	N/A	Aug-98	1252	IL		N	N
William C. Burnside & Company, Inc.	N/A	8-21242	6400	IL		N	N
Winslow, Evans & Crocker, Inc.	N/A	8-44347	29686	MA		N	N
Wood (Arthur W.) Company, Inc.	N/A	 8-3368 	3798	MA		N	N
Woodbury Financial Services, Inc.	N/A	8-13846	421	MN		N	N
Woodlands Securities Corporation	N/A	8-39700	22373	TX		N	N
Woodmen Financial Services, Inc.	N/A	8-53592	117365	NE		N	N
Woodstock Financial Group, Inc.	N/A	8-48080	38095	GA		N	N
World Capital Brokerage, Inc.	N/A	Aug-05	37	CO		N	N
World Choice Securities, Inc.	N/A	8-45235	30933	TX		N	N
World Equity Group, Inc.	N/A	8-44088	29087	IL		N	N
World Trend Financial Planning Services, Ltd.	N/A	8-43693	28289	IA		N	N
Worth Financial Group Inc.	N/A	8-29827	13478	TX		N	N
Wunderlich Securities, Inc.	N/A	8-31206	2543	TN		N	N
Zions Investment	N/A	8-35721	17776	UT		N	N
ZIV Investment Center	N/A	8-18119	4316	IL		N	N		2/5/2018