Invesco Ltd.
|
(Name of Issuer)
|
Common Shares, par value $0.20 per share
|
(Title of Class of Securities)
|
G491BT108
|
(CUSIP Number)
|
Massachusetts Mutual Life Insurance Company
1295 State Street
Springfield, MA 01111
Attention: Michael O'Connor
(800) 767-1000
|
(Name, Address and Telephone Number of Person
Authorized to Receive Notices and Communications)
|
June 13, 2022
|
(Date of Event which Requires Filing of this Statement)
|
CUSIP No. G491BT108
|
13D
|
Page 2
|
1
|
NAMES OF REPORTING PERSONS
|
|
|
||
Massachusetts Mutual Life Insurance Company
|
|
|
|||
|
|
||||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a)
|
☐
|
||
(b)
|
☒
|
||||
|
|
||||
3
|
SEC USE ONLY
|
|
|
||
|
|
|
|||
|
|
||||
4
|
SOURCE OF FUNDS (SEE INSTRUCTIONS)
|
|
|
||
OO
|
|
|
|||
|
|
||||
5
|
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(D) OR 2(E)
|
|
☐
|
||
|
|
||||
|
|
||||
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
|
|
|
||
Massachusetts
|
|
|
|||
|
|
||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7
|
SOLE VOTING POWER
|
|
|
|
81,369,908
|
|
|
|||
|
|
||||
8
|
SHARED VOTING POWER
|
|
|
||
0
|
|
|
|||
|
|
||||
9
|
SOLE DISPOSITIVE POWER
|
|
|
||
81,387,016
|
|
|
|||
|
|
||||
10
|
SHARED DISPOSITIVE POWER
|
|
|
||
0
|
|
|
|||
|
|
||||
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
|
|
||
81,387,016
|
|
|
|||
|
|
||||
12
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
|
|
☐
|
||
|
|
||||
|
|
||||
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
|
|
|
||
17.9%
|
|
|
|||
|
|
||||
14
|
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
|
|
|
||
IC
|
|
|
|||
|
|
CUSIP No. G491BT108
|
13D
|
Page 3
|
1
|
NAMES OF REPORTING PERSONS
|
|
|
||
MassMutual Holding LLC
|
|
|
|||
|
|
||||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a)
|
☐
|
||
(b)
|
☒
|
||||
|
|
||||
3
|
SEC USE ONLY
|
|
|
||
|
|
|
|||
|
|
||||
4
|
SOURCE OF FUNDS (SEE INSTRUCTIONS)
|
|
|
||
OO
|
|
|
|||
|
|
||||
5
|
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(D) OR 2(E)
|
|
☐
|
||
|
|
||||
|
|
||||
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
|
|
|
||
Delaware
|
|
|
|||
|
|
||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7
|
SOLE VOTING POWER
|
|
|
|
81,332,319
|
|
|
|||
|
|
||||
8
|
SHARED VOTING POWER
|
|
|
||
0
|
|
|
|||
|
|
||||
9
|
SOLE DISPOSITIVE POWER
|
|
|
||
81,349,427
|
|
|
|||
|
|
||||
10
|
SHARED DISPOSITIVE POWER
|
|
|
||
0
|
|
|
|||
|
|
||||
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
|
|
||
81,349,427
|
|
|
|||
|
|
||||
12
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
|
|
☐
|
||
|
|
||||
|
|
||||
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
|
|
|
||
17.9%
|
|
|
|||
|
|
||||
14
|
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
|
|
|
||
OO
|
|
|
|||
|
|
CUSIP No. G491BT108
|
13D
|
Page 4
|
1
|
NAMES OF REPORTING PERSONS
|
|
|
||
MM Asset Management Holding LLC
|
|
|
|||
|
|
||||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a)
|
☐
|
||
(b)
|
☒
|
||||
|
|
||||
3
|
SEC USE ONLY
|
|
|
||
|
|
|
|||
|
|
||||
4
|
SOURCE OF FUNDS (SEE INSTRUCTIONS)
|
|
|
||
OO
|
|
|
|||
|
|
||||
5
|
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(D) OR 2(E)
|
|
☐
|
||
|
|
||||
|
|
||||
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
|
|
|
||
Delaware
|
|
|
|||
|
|
||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7
|
SOLE VOTING POWER
|
|
|
|
81,332,319
|
|
|
|||
|
|
||||
8
|
SHARED VOTING POWER
|
|
|
||
0
|
|
|
|||
|
|
||||
9
|
SOLE DISPOSITIVE POWER
|
|
|
||
81,332,319
|
|
|
|||
|
|
||||
10
|
SHARED DISPOSITIVE POWER
|
|
|
||
0
|
|
|
|||
|
|
||||
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
|
|
||
81,332,319
|
|
|
|||
|
|
||||
12
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
|
|
☐
|
||
|
|
||||
|
|
||||
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
|
|
|
||
17.9%
|
|
|
|||
|
|
||||
14
|
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
|
|
|
||
OO
|
|
|
|||
|
|
Item 2. |
Identity and Background.
|
Item 3. |
Source and Amount of Funds or Other Consideration
|
Item 4. |
Purpose of Transaction
|
Item 5. |
Interest in Securities of the Issuer.
|
Purchase
Date
|
Number of
Shares
Purchased
|
Weighted Avg.
Price Per Share
(Excluding
Commissions)
|
Price Range of Open
Market Purchases
|
|||||||||||||
Low Price
|
High Price
|
|||||||||||||||
6/13/2022
|
827,590
|
$
|
16.0783
|
$
|
15.82
|
$
|
16.60
|
|||||||||
6/14/2022
|
827,590
|
$
|
16.2069
|
$
|
16.08
|
$
|
16.37
|
Dated: June 15, 2022
|
||
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY
|
||
By:
|
/s/ Jaime Genua
|
|
Name:
|
Jaime Genua
|
|
Title:
|
Assistant Secretary
|
|
MASSMUTUAL HOLDING LLC
|
||
By:
|
/s/ Jaime Genua
|
|
Name:
|
Jaime Genua
|
|
Title:
|
Assistant Secretary
|
|
MM ASSET MANAGEMENT HOLDING LLC
|
||
By:
|
/s/ Jaime Genua
|
|
Name:
|
Jaime Genua
|
|
Title:
|
Assistant Secretary
|
Officers:
|
Country of Citizenship:
|
Roger W. Crandall, Chairman, President and Chief Executive Officer
|
United States of America
|
Susan M. Cicco, Head of Human Resources and Employee Experience
|
United States of America
|
M. Timothy Corbett, Chief Investment Officer
|
United States of America
|
Michael R. Fanning, Head of MassMutual U.S.
|
United States of America
|
Pia D. Flanagan, Head of Operations, CEO Action for Racial Equity
|
United States of America
|
Geoffrey Craddock, Chief Risk Officer
|
United States of America & United Kingdom
|
Michael O'Connor, General Counsel
|
United States of America
|
Sears Merritt, Head of Enterprise Technology and Experience
|
United States of America & Ireland
|
Elizabeth A. Ward, Chief Financial Officer
|
United States of America
|
Eddie Ahmed, Head of MassMutual International LLC
|
Australia
|
Board of Directors:
|
Country of Citizenship:
|
Roger W. Crandall
|
United States of America
|
H. Todd Stitzer
|
United States of America & United Kingdom
|
Mark T. Bertolini
|
United States of America
|
Kathleen A. Corbet
|
United States of America
|
James H. DeGraffenreidt, Jr.
|
United States of America
|
Isabella D. Goren
|
United States of America (through naturalization)
|
Jeffrey M. Leiden, M.D., Ph.D.
|
United States of America
|
Laura J. Sen
|
United States of America
|
William T. Spitz
|
United States of America
|
Michelle K. Lee
|
United States of America
|
Bernard A. Harris, Jr., MD, MBA, FACP
|
United States of America
|
Trade Date
|
Transaction Type
|
Quantity
|
Price
|
04/18/2022
|
Sell
|
-42
|
$ 21.15
|
04/18/2022
|
Sell
|
-42
|
$ 21.15
|
04/18/2022
|
Buy
|
54
|
$ 21.15
|
04/18/2022
|
Sell
|
-22
|
$ 20.90
|
04/18/2022
|
Buy
|
213
|
$ 20.91
|
04/19/2022
|
Buy
|
6
|
$ 21.61
|
04/19/2022
|
Sell
|
-288
|
$ 21.60
|
04/19/2022
|
Buy
|
159
|
$ 21.59
|
04/19/2022
|
Buy
|
222
|
$ 21.59
|
04/19/2022
|
Buy
|
61
|
$ 21.59
|
04/19/2022
|
Buy
|
261
|
$ 21.59
|
04/19/2022
|
Buy
|
189
|
$ 21.59
|
04/19/2022
|
Buy
|
238
|
$ 21.59
|
04/19/2022
|
Buy
|
24
|
$ 21.59
|
04/19/2022
|
Buy
|
180
|
$ 21.59
|
04/19/2022
|
Buy
|
305
|
$ 21.59
|
04/19/2022
|
Buy
|
165
|
$ 21.59
|
04/19/2022
|
Buy
|
262
|
$ 21.59
|
04/19/2022
|
Buy
|
229
|
$ 21.59
|
04/19/2022
|
Buy
|
145
|
$ 21.59
|
04/19/2022
|
Buy
|
56
|
$ 21.59
|
04/19/2022
|
Buy
|
77
|
$ 21.59
|
04/19/2022
|
Buy
|
132
|
$ 21.59
|
04/19/2022
|
Buy
|
75
|
$ 21.59
|
04/19/2022
|
Buy
|
105
|
$ 21.59
|
04/19/2022
|
Buy
|
88
|
$ 21.59
|
04/19/2022
|
Buy
|
14
|
$ 21.52
|
04/19/2022
|
Buy
|
123
|
$ 21.59
|
04/19/2022
|
Buy
|
404
|
$ 21.59
|
04/19/2022
|
Buy
|
37
|
$ 21.59
|
04/19/2022
|
Buy
|
54
|
$ 21.59
|
04/19/2022
|
Buy
|
132
|
$ 21.59
|
04/19/2022
|
Buy
|
109
|
$ 21.59
|
04/19/2022
|
Buy
|
141
|
$ 21.59
|
04/19/2022
|
Buy
|
62
|
$ 21.59
|
04/19/2022
|
Buy
|
60
|
$ 21.59
|
04/20/2022
|
Sell
|
-304
|
$ 22.00
|
04/20/2022
|
Buy
|
429
|
$ 21.97
|
04/20/2022
|
Buy
|
20
|
$ 21.80
|
04/21/2022
|
Sell
|
-28
|
$ 21.52
|
04/21/2022
|
Buy
|
350
|
$ 21.46
|
04/21/2022
|
Buy
|
-350
|
$ 21.46
|
04/21/2022
|
Buy
|
350
|
$ 21.46
|
04/21/2022
|
Sell
|
-28
|
$ 21.81
|
04/22/2022
|
Buy
|
8
|
$ 20.78
|
04/25/2022
|
Sell
|
-65
|
$ 20.81
|
04/25/2022
|
Buy
|
1
|
$ 20.80
|
04/25/2022
|
Sell
|
-24
|
$ 20.72
|
04/25/2022
|
Buy
|
11
|
$ 20.06
|
04/26/2022
|
Sell
|
-350
|
$ 19.04
|
04/26/2022
|
Buy
|
24
|
$ 19.11
|
04/26/2022
|
Buy
|
14
|
$ 19.04
|
04/27/2022
|
Sell
|
-10
|
$ 18.74
|
04/27/2022
|
Sell
|
-10
|
$ 18.74
|
04/27/2022
|
Sell
|
-43
|
$ 18.74
|
04/27/2022
|
Buy
|
56
|
$ 18.75
|
04/27/2022
|
Buy
|
19
|
$ 19.01
|
04/28/2022
|
Sell
|
-27
|
$ 18.76
|
04/28/2022
|
Buy
|
23
|
$ 19.46
|
04/29/2022
|
Sell
|
-49
|
$ 18.70
|
04/29/2022
|
Sell
|
-112
|
$ 18.70
|
04/29/2022
|
Sell
|
-68
|
$ 18.70
|
04/29/2022
|
Sell
|
-121
|
$ 18.70
|
04/29/2022
|
Sell
|
-45
|
$ 18.70
|
04/29/2022
|
Sell
|
-9
|
$ 18.54
|
05/02/2022
|
Sell
|
-32
|
$ 18.51
|
05/02/2022
|
Sell
|
-36
|
$ 18.51
|
05/02/2022
|
Sell
|
-20
|
$ 18.51
|
05/02/2022
|
Sell
|
-238
|
$ 18.51
|
05/02/2022
|
Sell
|
-300
|
$ 18.51
|
05/02/2022
|
Sell
|
-1
|
$ 18.51
|
05/02/2022
|
Sell
|
-14
|
$ 18.51
|
05/02/2022
|
Sell
|
-1
|
$ 18.51
|
05/02/2022
|
Sell
|
-33
|
$ 18.51
|
05/02/2022
|
Sell
|
-31
|
$ 18.51
|
05/02/2022
|
Sell
|
-23
|
$ 18.51
|
05/02/2022
|
Sell
|
-21
|
$ 18.51
|
05/02/2022
|
Sell
|
-32
|
$ 18.51
|
05/02/2022
|
Sell
|
-35
|
$ 18.51
|
05/02/2022
|
Buy
|
6
|
$ 18.37
|
05/02/2022
|
Sell
|
-32
|
$ 18.51
|
05/02/2022
|
Buy
|
76
|
$ 18.68
|
05/02/2022
|
Buy
|
28
|
$ 18.68
|
05/02/2022
|
Buy
|
28
|
$ 18.68
|
05/02/2022
|
Buy
|
131
|
$ 18.68
|
05/02/2022
|
Buy
|
15
|
$ 18.72
|
05/03/2022
|
Sell
|
-104
|
$ 19.22
|
05/03/2022
|
Buy
|
21
|
$ 19.43
|
05/04/2022
|
Buy
|
17
|
$ 19.19
|
05/04/2022
|
Sell
|
-43
|
$ 19.24
|
05/04/2022
|
Buy
|
6
|
$ 19.57
|
05/04/2022
|
Buy
|
63
|
$ 19.05
|
05/04/2022
|
Buy
|
149
|
$ 19.17
|
05/05/2022
|
Buy
|
57
|
$ 18.80
|
05/05/2022
|
Buy
|
50
|
$ 18.72
|
05/05/2022
|
Buy
|
33
|
$ 18.72
|
05/05/2022
|
Buy
|
5
|
$ 18.80
|
05/05/2022
|
Buy
|
28
|
$ 18.98
|
05/05/2022
|
Buy
|
95
|
$ 19.21
|
05/06/2022
|
Sell
|
-343
|
$ 18.61
|
05/09/2022
|
Sell
|
-231
|
$ 17.87
|
05/09/2022
|
Sell
|
-19
|
$ 17.87
|
05/09/2022
|
Buy
|
76
|
$ 17.87
|
05/09/2022
|
Buy
|
82
|
$ 17.87
|
05/09/2022
|
Buy
|
20
|
$ 17.87
|
05/09/2022
|
Buy
|
9
|
$ 17.87
|
05/09/2022
|
Buy
|
43
|
$ 17.87
|
05/12/2022
|
Buy
|
4
|
$ 17.08
|
05/12/2022
|
Buy
|
14
|
$ 17.09
|
05/12/2022
|
Sell
|
-56
|
$ 17.10
|
05/12/2022
|
Buy
|
18
|
$ 17.09
|
05/13/2022
|
Buy
|
23
|
$ 17.74
|
05/13/2022
|
Buy
|
95
|
$ 17.88
|
05/13/2022
|
Sell
|
-162
|
$ 17.74
|
05/13/2022
|
Buy
|
17
|
$ 17.78
|
05/13/2022
|
Buy
|
19
|
$ 17.78
|
05/16/2022
|
Sell
|
-174
|
$ 17.71
|
05/16/2022
|
Buy
|
38
|
$ 17.72
|
05/16/2022
|
Buy
|
19
|
$ 17.72
|
05/16/2022
|
Sell
|
-10
|
$ 17.71
|
05/16/2022
|
Buy
|
312
|
$ 17.72
|
05/16/2022
|
Sell
|
-10
|
$ 17.71
|
05/16/2022
|
Buy
|
4
|
$ 17.71
|
05/17/2022
|
Sell
|
-163
|
$ 18.16
|
05/17/2022
|
Buy
|
15
|
$ 18.61
|
05/18/2022
|
Buy
|
18
|
$ 17.98
|
05/19/2022
|
Buy
|
95
|
$ 18.14
|
05/19/2022
|
Buy
|
12
|
$ 17.97
|
05/19/2022
|
Sell
|
-222
|
$ 18.11
|
05/19/2022
|
Sell
|
-318
|
$ 18.11
|
05/19/2022
|
Sell
|
-238
|
$ 18.11
|
05/19/2022
|
Sell
|
-180
|
$ 18.11
|
05/19/2022
|
Sell
|
-305
|
$ 18.11
|
05/19/2022
|
Sell
|
-165
|
$ 18.11
|
05/19/2022
|
Sell
|
-262
|
$ 18.11
|
05/19/2022
|
Sell
|
-145
|
$ 18.11
|
05/19/2022
|
Sell
|
-213
|
$ 18.11
|
05/19/2022
|
Sell
|
-83
|
$ 18.11
|
05/19/2022
|
Sell
|
-132
|
$ 18.11
|
05/19/2022
|
Sell
|
-105
|
$ 18.11
|
05/19/2022
|
Sell
|
-88
|
$ 18.11
|
05/19/2022
|
Sell
|
-123
|
$ 18.11
|
05/19/2022
|
Sell
|
-70
|
$ 18.11
|
05/19/2022
|
Sell
|
-109
|
$ 18.11
|
05/19/2022
|
Sell
|
-141
|
$ 18.11
|
05/19/2022
|
Sell
|
-98
|
$ 18.11
|
05/19/2022
|
Sell
|
-103
|
$ 18.11
|
05/19/2022
|
Sell
|
-58
|
$ 18.11
|
05/19/2022
|
Buy
|
270
|
$ 18.12
|
05/20/2022
|
Buy
|
15
|
$ 18.10
|
05/23/2022
|
Buy
|
6
|
$ 19.04
|
05/23/2022
|
Buy
|
17
|
$ 18.82
|
05/23/2022
|
Buy
|
27
|
$ 18.82
|
05/24/2022
|
Buy
|
21
|
$ 18.20
|
05/24/2022
|
Sell
|
-9
|
$ 18.32
|
05/24/2022
|
Buy
|
7
|
$ 18.32
|
05/24/2022
|
Buy
|
42
|
$ 18.28
|
05/26/2022
|
Buy
|
20
|
$ 19.22
|
05/26/2022
|
Buy
|
1
|
$ 19.13
|
05/26/2022
|
Buy
|
78
|
$ 19.19
|
05/26/2022
|
Buy
|
5
|
$ 19.26
|
05/27/2022
|
Buy
|
34
|
$ 19.41
|
05/31/2022
|
Buy
|
11
|
$ 19.35
|
05/31/2022
|
Buy
|
33
|
$ 19.37
|
05/31/2022
|
Buy
|
53
|
$ 19.37
|
05/31/2022
|
Sell
|
-11
|
$ 19.37
|
05/31/2022
|
Sell
|
-2
|
$ 19.37
|
06/01/2022
|
Sell
|
-42
|
$ 19.16
|
06/02/2022
|
Sell
|
-15
|
$ 18.89
|
06/02/2022
|
Sell
|
-3
|
$ 18.89
|
06/02/2022
|
Buy
|
10
|
$ 18.93
|
06/02/2022
|
Buy
|
2
|
$ 19.12
|
06/02/2022
|
Buy
|
25
|
$ 18.91
|
06/03/2022
|
Sell
|
-274
|
$ 18.86
|
06/03/2022
|
Sell
|
-4
|
$ 18.72
|
06/03/2022
|
Buy
|
11
|
$ 18.84
|
06/03/2022
|
Buy
|
16
|
$ 18.89
|
06/03/2022
|
Buy
|
185
|
$ 18.73
|
06/06/2022
|
Buy
|
33
|
$ 18.95
|
06/07/2022
|
Buy
|
32
|
$ 18.88
|
06/07/2022
|
Sell
|
-11
|
$ 18.84
|
06/08/2022
|
Buy
|
1273
|
$ 18.70
|
06/09/2022
|
Buy
|
3
|
$ 18.17
|
06/09/2022
|
Buy
|
253
|
$ 18.19
|
06/09/2022
|
Sell
|
-270
|
$ 18.33
|
06/10/2022
|
Buy
|
12
|
$ 17.50
|
06/10/2022
|
Buy
|
39
|
$ 17.55
|
06/10/2022
|
Buy
|
74
|
$ 17.56
|
06/13/2022
|
Buy
|
13
|
$ 16.08
|
06/13/2022
|
Buy
|
69
|
$ 15.96
|
06/13/2022
|
Buy
|
80
|
$ 16.18
|
06/13/2022
|
Buy
|
12
|
$ 16.09
|
06/14/2022
|
Sell
|
-2
|
$ 16.11
|
06/14/2022
|
Buy
|
69
|
$ 16.15
|
06/14/2022
|
Sell
|
-25
|
$ 16.26
|
06/14/2022
|
Sell
|
-19
|
$ 16.26
|
06/14/2022
|
Sell
|
-11
|
$ 16.26
|
Trade Date
|
Transaction Type
|
Quantity
|
Price
|
6/8/2022
|
Sell
|
1,493
|
$18.78
|