0000225345-19-000005.txt : 20190718
0000225345-19-000005.hdr.sgml : 20190718
20190718171850
ACCESSION NUMBER: 0000225345-19-000005
CONFORMED SUBMISSION TYPE: MA-I/A
PUBLIC DOCUMENT COUNT: 1
KRAMER,RAYMOND,STRAND,
FILED AS OF DATE: 20190718
DATE AS OF CHANGE: 20190718
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: FIRST KENTUCKY SECURITIES CORPORATION
CENTRAL INDEX KEY: 0000225345
IRS NUMBER: 610924505
STATE OF INCORPORATION: KY
FISCAL YEAR END: 0930
FILING VALUES:
FORM TYPE: MA-I/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-05059
FILM NUMBER: 19961890
BUSINESS ADDRESS:
STREET 1: 4360 BROWNSBORO ROAD
STREET 2: SUITE 115
CITY: LOUISVILLE
STATE: KY
ZIP: 40207
BUSINESS PHONE: 502-893-7288
MAIL ADDRESS:
STREET 1: 4360 BROWNSBORO ROAD
STREET 2: SUITE 115
CITY: LOUISVILLE
STATE: KY
ZIP: 40207
FORMER COMPANY:
FORMER CONFORMED NAME: FIRST KENTUCKY SECURITIES Corp
DATE OF NAME CHANGE: 20170519
FORMER COMPANY:
FORMER CONFORMED NAME: FIRST KENTUCKY SECURITIES CORPORATION
DATE OF NAME CHANGE: 20020925
FORMER COMPANY:
FORMER CONFORMED NAME: FIRST KENTUCKY SECURITIES CORP /BD
DATE OF NAME CHANGE: 20000101
MA-I/A
1
primary_doc.xml
MA-I/A
0000225345
XXXXXXXX
Ann Nicholson
5022382988
anicholson@firstky.com
anicholson@firstky.com
N
N
Raymond
Strand
Kramer
1053345
N
1
0000225345
FIRST KENTUCKY SECURITIES CORPORATION
07-30-1985
N
12-03-2015
0000225345
LOCATED
SUPERVISED
07-30-1985
1500 Leestown Road Suite 330
LEXINGTON
KY
40511
07-1985
First Kentucky Securities Corporation
Lexington
KY
40511
Y
Y
Senior Vice President
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
Y
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
07-18-2019
Ann Nicholson
CCO
R Strand Kramer
1053345
190766
N
6E(7)