0000225345-19-000005.txt : 20190718 0000225345-19-000005.hdr.sgml : 20190718 20190718171850 ACCESSION NUMBER: 0000225345-19-000005 CONFORMED SUBMISSION TYPE: MA-I/A PUBLIC DOCUMENT COUNT: 1 KRAMER,RAYMOND,STRAND, FILED AS OF DATE: 20190718 DATE AS OF CHANGE: 20190718 FILER: COMPANY DATA: COMPANY CONFORMED NAME: FIRST KENTUCKY SECURITIES CORPORATION CENTRAL INDEX KEY: 0000225345 IRS NUMBER: 610924505 STATE OF INCORPORATION: KY FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: MA-I/A SEC ACT: 1934 Act SEC FILE NUMBER: 868-05059 FILM NUMBER: 19961890 BUSINESS ADDRESS: STREET 1: 4360 BROWNSBORO ROAD STREET 2: SUITE 115 CITY: LOUISVILLE STATE: KY ZIP: 40207 BUSINESS PHONE: 502-893-7288 MAIL ADDRESS: STREET 1: 4360 BROWNSBORO ROAD STREET 2: SUITE 115 CITY: LOUISVILLE STATE: KY ZIP: 40207 FORMER COMPANY: FORMER CONFORMED NAME: FIRST KENTUCKY SECURITIES Corp DATE OF NAME CHANGE: 20170519 FORMER COMPANY: FORMER CONFORMED NAME: FIRST KENTUCKY SECURITIES CORPORATION DATE OF NAME CHANGE: 20020925 FORMER COMPANY: FORMER CONFORMED NAME: FIRST KENTUCKY SECURITIES CORP /BD DATE OF NAME CHANGE: 20000101 MA-I/A 1 primary_doc.xml MA-I/A 0000225345 XXXXXXXX Ann Nicholson 5022382988 anicholson@firstky.com anicholson@firstky.com N N Raymond Strand Kramer 1053345 N 1 0000225345 FIRST KENTUCKY SECURITIES CORPORATION 07-30-1985 N 12-03-2015 0000225345 LOCATED SUPERVISED 07-30-1985 1500 Leestown Road Suite 330 LEXINGTON KY 40511 07-1985 First Kentucky Securities Corporation Lexington KY 40511 Y Y Senior Vice President N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N Y N N N N N N N N N N N N N N N N N N 07-18-2019 Ann Nicholson CCO R Strand Kramer 1053345 190766 N 6E(7)