0000225345-19-000004.txt : 20190718 0000225345-19-000004.hdr.sgml : 20190718 20190718171902 ACCESSION NUMBER: 0000225345-19-000004 CONFORMED SUBMISSION TYPE: MA-I/A PUBLIC DOCUMENT COUNT: 1 WEBB,RUTH,HUTCHISON, FILED AS OF DATE: 20190718 DATE AS OF CHANGE: 20190718 FILER: COMPANY DATA: COMPANY CONFORMED NAME: FIRST KENTUCKY SECURITIES CORPORATION CENTRAL INDEX KEY: 0000225345 IRS NUMBER: 610924505 STATE OF INCORPORATION: KY FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: MA-I/A SEC ACT: 1934 Act SEC FILE NUMBER: 868-05059 FILM NUMBER: 19961892 BUSINESS ADDRESS: STREET 1: 4360 BROWNSBORO ROAD STREET 2: SUITE 115 CITY: LOUISVILLE STATE: KY ZIP: 40207 BUSINESS PHONE: 502-893-7288 MAIL ADDRESS: STREET 1: 4360 BROWNSBORO ROAD STREET 2: SUITE 115 CITY: LOUISVILLE STATE: KY ZIP: 40207 FORMER COMPANY: FORMER CONFORMED NAME: FIRST KENTUCKY SECURITIES Corp DATE OF NAME CHANGE: 20170519 FORMER COMPANY: FORMER CONFORMED NAME: FIRST KENTUCKY SECURITIES CORPORATION DATE OF NAME CHANGE: 20020925 FORMER COMPANY: FORMER CONFORMED NAME: FIRST KENTUCKY SECURITIES CORP /BD DATE OF NAME CHANGE: 20000101 MA-I/A 1 primary_doc.xml MA-I/A 0000225345 XXXXXXXX Ann Nicholson 5022382988 anicholson@firstky.com anicholson@firstky.com Y N Ruth Hutchison Webb 6131776 N 1 0000225345 FIRST KENTUCKY SECURITIES CORPORATION 10-22-2012 N 12-03-2015 0000225345 LOCATED SUPERVISED 10-22-2012 1500 Leestown Road, Suite 330 LEXINGTON KY 40511 10-2012 First Kentucky Securities Corporation Lexington KY 40511 Y Y Public Finance Associate 04-2012 11-2012 self employed Salvisa KY 40372 N N attorney 01-2000 04-2012 Commonwealth of Kentucky Frankfort KY 40601 N N Policy Advisor N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 07-18-2019 Ann Nicholson CCO