0001213184-16-000062.txt : 20160316 0001213184-16-000062.hdr.sgml : 20160316 20160316192820 ACCESSION NUMBER: 0001213184-16-000062 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160315 FILED AS OF DATE: 20160316 DATE AS OF CHANGE: 20160316 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NEWPORT CORP CENTRAL INDEX KEY: 0000225263 STANDARD INDUSTRIAL CLASSIFICATION: LABORATORY APPARATUS & FURNITURE [3821] IRS NUMBER: 940849175 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1791 DEERE AVE CITY: IRVINE STATE: CA ZIP: 92714 BUSINESS PHONE: 7148633144 MAIL ADDRESS: STREET 1: 1791 DEERE AVE CITY: IRVINE STATE: CA ZIP: 92714 FORMER COMPANY: FORMER CONFORMED NAME: DOLE JAMES CORP DATE OF NAME CHANGE: 19910905 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: COYNE JEFFREY B CENTRAL INDEX KEY: 0001213184 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-01649 FILM NUMBER: 161510936 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2016-03-15 0000225263 NEWPORT CORP NEWP 0001213184 COYNE JEFFREY B 1791 DEERE AVENUE IRVINE CA 92606 0 1 0 0 Sr. VP, General Counsel & Sec. Common Stock 2016-03-15 4 M 0 33420 4.18 A 113238 D Common Stock 2016-03-15 4 D 0 6103 22.89 D 107135 D Common Stock 2016-03-16 4 S 0 10280 22.9127 D 96855 D Common Stock 17971 I Held in family trust Stock-settled stock appreciation right 4.18 2016-03-15 4 M 0 33420 0 D 2016-03-20 Common Stock 33420 0 D Reflects the disposition of shares to the issuer deemed to occur upon the exercise of a stock appreciation right (such shares having a total value at the time of exercise equal to the aggregate base value of the stock appreciation right). Shares were sold to satisfy the reporting person's tax withholding obligation upon the exercise of a stock appreciation right. Reflects the weighted-average sale price for an aggregate of 10,280 shares sold in multiple transactions at prices ranging from $22.90 to $22.93 per share. Reporting person undertakes to provide upon request by the Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Shares are held by reporting person as trustee of a family trust. Stock appreciation right became fully vested on March 20, 2012. /s/ Jeffrey B. Coyne 2016-03-16