0001213184-15-000056.txt : 20150521 0001213184-15-000056.hdr.sgml : 20150521 20150521210555 ACCESSION NUMBER: 0001213184-15-000056 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150519 FILED AS OF DATE: 20150521 DATE AS OF CHANGE: 20150521 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NEWPORT CORP CENTRAL INDEX KEY: 0000225263 STANDARD INDUSTRIAL CLASSIFICATION: LABORATORY APPARATUS & FURNITURE [3821] IRS NUMBER: 940849175 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1791 DEERE AVE CITY: IRVINE STATE: CA ZIP: 92714 BUSINESS PHONE: 7148633144 MAIL ADDRESS: STREET 1: 1791 DEERE AVE CITY: IRVINE STATE: CA ZIP: 92714 FORMER COMPANY: FORMER CONFORMED NAME: DOLE JAMES CORP DATE OF NAME CHANGE: 19910905 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Werth Dennis L CENTRAL INDEX KEY: 0001550572 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-01649 FILM NUMBER: 15884369 MAIL ADDRESS: STREET 1: 1791 DEERE AVENUE CITY: IRVINE STATE: CA ZIP: 92606 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2015-05-19 0000225263 NEWPORT CORP NEWP 0001550572 Werth Dennis L 1791 DEERE AVENUE IRVINE CA 92606 0 1 0 0 SVP and GM, Photonics Group Common Stock 2015-05-19 4 A 0 12000 0 A 76856 D Stock Appreciation Right (Stock-Settled) 19.11 2015-05-19 4 A 0 12000 0 A 2022-05-19 Common Stock 12000 12000 D Consists of restricted stock units representing the right to receive upon vesting a total of 12,000 shares of the issuer's common stock. Such restricted stock units vest in equal one-third installments on March 31, 2016, March 31, 2017 and March 31, 2018, subject to the achievement by the issuer of a specified financial performance goal for 2015. Stock appreciation right vests in equal one-third installments on March 31, 2016, March 31, 2017 and March 31, 2018. /s/ Jeffrey B. Coyne, SVP & General Counsel, as attorney-in-fact for reporting person 2015-05-21