0001213184-15-000012.txt : 20150219 0001213184-15-000012.hdr.sgml : 20150216 20150217204058 ACCESSION NUMBER: 0001213184-15-000012 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150213 FILED AS OF DATE: 20150217 DATE AS OF CHANGE: 20150217 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NEWPORT CORP CENTRAL INDEX KEY: 0000225263 STANDARD INDUSTRIAL CLASSIFICATION: LABORATORY APPARATUS & FURNITURE [3821] IRS NUMBER: 940849175 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1791 DEERE AVE CITY: IRVINE STATE: CA ZIP: 92714 BUSINESS PHONE: 7148633144 MAIL ADDRESS: STREET 1: 1791 DEERE AVE CITY: IRVINE STATE: CA ZIP: 92714 FORMER COMPANY: FORMER CONFORMED NAME: DOLE JAMES CORP DATE OF NAME CHANGE: 19910905 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Werth Dennis L CENTRAL INDEX KEY: 0001550572 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-01649 FILM NUMBER: 15625609 MAIL ADDRESS: STREET 1: 1791 DEERE AVENUE CITY: IRVINE STATE: CA ZIP: 92606 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2015-02-13 0000225263 NEWPORT CORP NEWP 0001550572 Werth Dennis L 1791 DEERE AVENUE IRVINE CA 92606 0 1 0 0 SVP and GM, Photonics Group Common Stock 2015-02-13 4 M 0 27510 4.18 A 97486 D Common Stock 2015-02-13 4 D 0 5668 20.29 D 91818 D Common Stock 2015-02-17 4 S 0 21842 20.1102 D 69976 D Stock-settled stock appreciation right 4.18 2015-02-13 4 M 0 27510 0 D 2016-03-20 Common Stock 27510 0 D Reflects the disposition of shares to the issuer deemed to occur upon the exercise of a stock appreciation right (such shares having a total value at the time of exercise equal to the aggregate base value of the stock appreciation right). Reflects the weighted-average sale price for an aggregate of 21,842 shares sold in multiple transactions at prices ranging from $20.00 to $20.25 per share. Reporting person undertakes to provide upon request by the Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Stock appreciation right became fully vested on March 20, 2012. /s/ Jeffrey B. Coyne, SVP & General Counsel, as attorney-in-fact for reporting person 2015-02-17