0001213184-15-000006.txt : 20150212
0001213184-15-000006.hdr.sgml : 20150212
20150212211354
ACCESSION NUMBER: 0001213184-15-000006
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20150210
FILED AS OF DATE: 20150212
DATE AS OF CHANGE: 20150212
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: NEWPORT CORP
CENTRAL INDEX KEY: 0000225263
STANDARD INDUSTRIAL CLASSIFICATION: LABORATORY APPARATUS & FURNITURE [3821]
IRS NUMBER: 940849175
STATE OF INCORPORATION: NV
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1791 DEERE AVE
CITY: IRVINE
STATE: CA
ZIP: 92714
BUSINESS PHONE: 7148633144
MAIL ADDRESS:
STREET 1: 1791 DEERE AVE
CITY: IRVINE
STATE: CA
ZIP: 92714
FORMER COMPANY:
FORMER CONFORMED NAME: DOLE JAMES CORP
DATE OF NAME CHANGE: 19910905
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: PHILLIPPY ROBERT J
CENTRAL INDEX KEY: 0001213190
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-01649
FILM NUMBER: 15608710
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2015-02-10
0000225263
NEWPORT CORP
NEWP
0001213190
PHILLIPPY ROBERT J
1791 DEERE AVENUE
IRVINE
CA
92606
1
1
0
0
President & CEO
Common Stock
2015-02-10
4
M
0
83400
4.18
A
354795
D
Common Stock
2015-02-10
4
D
0
17131
20.35
D
337664
D
Common Stock
2015-02-11
4
S
0
47580
20.3035
D
290084
D
Common Stock
2015-02-12
4
S
0
18689
20.2035
D
271395
D
Common Stock
51714
I
Held in family trust
Stock-settled stock appreciation right
4.18
2015-02-10
4
M
0
83400
0
D
2016-03-20
Common Stock
83400
0
D
Transaction was effected pursuant to a Rule 10b5-1 trading plan established by reporting person on September 11, 2014.
Reflects the disposition of shares to the issuer deemed to occur upon the exercise of a stock appreciation right (such shares having a total value at the time of exercise equal to the aggregate base value of the stock appreciation right).
Reflects the weighted-average sale price for an aggregate of 47,580 shares sold in multiple transactions at prices ranging from $20.21 to $20.46 per share. Reporting person undertakes to provide upon request by the Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
Reflects the weighted-average sale price for an aggregate of 18,689 shares sold in multiple transactions at prices ranging from $20.09 to $20.36 per share. Reporting person undertakes to provide upon request by the Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
Shares are held by reporting person and his spouse as trustees of a family trust.
Stock appreciation right became fully vested on March 20, 2012.
/s/ Jeffrey B. Coyne, SVP & General Counsel, as attorney-in-fact for reporting person
2015-02-12