0001213184-14-000050.txt : 20141031 0001213184-14-000050.hdr.sgml : 20141031 20141031185934 ACCESSION NUMBER: 0001213184-14-000050 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20141029 FILED AS OF DATE: 20141031 DATE AS OF CHANGE: 20141031 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NEWPORT CORP CENTRAL INDEX KEY: 0000225263 STANDARD INDUSTRIAL CLASSIFICATION: LABORATORY APPARATUS & FURNITURE [3821] IRS NUMBER: 940849175 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1791 DEERE AVE CITY: IRVINE STATE: CA ZIP: 92714 BUSINESS PHONE: 7148633144 MAIL ADDRESS: STREET 1: 1791 DEERE AVE CITY: IRVINE STATE: CA ZIP: 92714 FORMER COMPANY: FORMER CONFORMED NAME: DOLE JAMES CORP DATE OF NAME CHANGE: 19910905 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Werth Dennis L CENTRAL INDEX KEY: 0001550572 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-01649 FILM NUMBER: 141187612 MAIL ADDRESS: STREET 1: 1791 DEERE AVENUE CITY: IRVINE STATE: CA ZIP: 92606 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2014-10-29 0000225263 NEWPORT CORP NEWP 0001550572 Werth Dennis L 1791 DEERE AVENUE IRVINE CA 92606 0 1 0 0 SVP and GM, Photonics Group Common Stock 2014-10-29 4 M 0 5000 13.46 A 74976 D Common Stock 2014-10-29 4 S 0 5000 18.90 D 69976 D Stock Option (right to buy) 13.46 2014-10-29 4 M 0 5000 0 D 2015-02-22 Common Stock 5000 5000 D Transaction was effected pursuant to a Rule 10b5-1 trading plan established by reporting person on August 12, 2014. Option became fully vested on February 23, 2009. /s/ Jeffrey B. Coyne, SVP & General Counsel, as attorney-in-fact for reporting person 2014-10-31