0001213184-14-000040.txt : 20140805 0001213184-14-000040.hdr.sgml : 20140805 20140805200111 ACCESSION NUMBER: 0001213184-14-000040 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140801 FILED AS OF DATE: 20140805 DATE AS OF CHANGE: 20140805 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NEWPORT CORP CENTRAL INDEX KEY: 0000225263 STANDARD INDUSTRIAL CLASSIFICATION: LABORATORY APPARATUS & FURNITURE [3821] IRS NUMBER: 940849175 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1791 DEERE AVE CITY: IRVINE STATE: CA ZIP: 92714 BUSINESS PHONE: 7148633144 MAIL ADDRESS: STREET 1: 1791 DEERE AVE CITY: IRVINE STATE: CA ZIP: 92714 FORMER COMPANY: FORMER CONFORMED NAME: DOLE JAMES CORP DATE OF NAME CHANGE: 19910905 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CARGILE CHARLES F CENTRAL INDEX KEY: 0001213183 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-01649 FILM NUMBER: 141017730 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2014-08-01 0000225263 NEWPORT CORP NEWP 0001213183 CARGILE CHARLES F 1791 DEERE AVENUE IRVINE CA 92606 0 1 0 0 SVP, CFO and Treasurer Common Stock 2014-08-01 4 M 0 25000 13.03 A 141888 D Common Stock 2014-08-04 4 S 0 21151 18.2031 D 120737 D Common Stock 2014-08-05 4 S 0 6400 18.5202 D 114337 D Common Stock 1000 I Held in family trust Stock option (right to buy) 13.03 2014-08-01 4 M 0 25000 0 D 2014-08-03 Common Stock 25000 0 D Includes 498 shares acquired through the issuer's Employee Stock Purchase Plan on June 30, 2014. Reflects the weighted-average sale price for an aggregate of 21,151 shares sold in multiple transactions at prices ranging from $17.79 to $18.34 per share. Reporting person undertakes to provide upon request by the Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Reflects the weighted-average sale price for an aggregate of 6,400 shares sold in multiple transactions at prices ranging from $18.35 to $18.72 per share. Reporting person undertakes to provide upon request by the Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Shares are held by reporting person and his spouse as trustees of a family trust. Option became fully vested on August 4, 2008. /s/ Jeffrey B. Coyne, SVP & General Counsel, as attorney-in-fact for reporting person 2014-08-05