0001213184-14-000033.txt : 20140521 0001213184-14-000033.hdr.sgml : 20140521 20140521205926 ACCESSION NUMBER: 0001213184-14-000033 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140519 FILED AS OF DATE: 20140521 DATE AS OF CHANGE: 20140521 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NEWPORT CORP CENTRAL INDEX KEY: 0000225263 STANDARD INDUSTRIAL CLASSIFICATION: LABORATORY APPARATUS & FURNITURE [3821] IRS NUMBER: 940849175 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1791 DEERE AVE CITY: IRVINE STATE: CA ZIP: 92714 BUSINESS PHONE: 7148633144 MAIL ADDRESS: STREET 1: 1791 DEERE AVE CITY: IRVINE STATE: CA ZIP: 92714 FORMER COMPANY: FORMER CONFORMED NAME: DOLE JAMES CORP DATE OF NAME CHANGE: 19910905 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CARGILE CHARLES F CENTRAL INDEX KEY: 0001213183 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-01649 FILM NUMBER: 14862080 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2014-05-19 0000225263 NEWPORT CORP NEWP 0001213183 CARGILE CHARLES F 1791 DEERE AVENUE IRVINE CA 92606 0 1 0 0 SVP, CFO and Treasurer Common Stock 2014-05-19 4 A 0 24390 0 A 116390 D Common Stock 1000 I Held in family trust Stock Appreciation Right (Stock-Settled) 18.29 2014-05-19 4 A 0 24390 0 A 2021-05-19 Common Stock 24390 24390 D Consists of restricted stock units representing the right to receive upon vesting a total of 24,390 shares of the issuer's common stock. Such restricted stock units vest in equal one-third installments on March 31, 2015, March 31, 2016 and March 31, 2017, subject to the achievement by the issuer of a specified financial performance goal for 2014. Shares are held by reporting person and his spouse as trustees of a family trust. Stock appreciation right vests in equal one-third installments on March 31, 2015, March 31, 2016 and March 31, 2017. /s/ Jeffrey B. Coyne, SVP & General Counsel, as attorney-in-fact for reporting person 2014-05-21