0001213184-14-000004.txt : 20140117 0001213184-14-000004.hdr.sgml : 20140117 20140117184030 ACCESSION NUMBER: 0001213184-14-000004 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140115 FILED AS OF DATE: 20140117 DATE AS OF CHANGE: 20140117 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NEWPORT CORP CENTRAL INDEX KEY: 0000225263 STANDARD INDUSTRIAL CLASSIFICATION: LABORATORY APPARATUS & FURNITURE [3821] IRS NUMBER: 940849175 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1791 DEERE AVE CITY: IRVINE STATE: CA ZIP: 92714 BUSINESS PHONE: 7148633144 MAIL ADDRESS: STREET 1: 1791 DEERE AVE CITY: IRVINE STATE: CA ZIP: 92714 FORMER COMPANY: FORMER CONFORMED NAME: DOLE JAMES CORP DATE OF NAME CHANGE: 19910905 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PHILLIPPY ROBERT J CENTRAL INDEX KEY: 0001213190 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-01649 FILM NUMBER: 14536255 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2014-01-15 0000225263 NEWPORT CORP NEWP 0001213190 PHILLIPPY ROBERT J 1791 DEERE AVENUE IRVINE CA 92606 1 1 0 0 President & CEO Common Stock 2014-01-15 4 M 0 90750 13.03 A 312615 D Common Stock 2014-01-15 4 S 0 90750 18.5049 D 221865 D Common Stock 2014-01-15 4 M 0 9250 13.03 A 231115 D Common Stock 51714 I Held in family trust Nonqualified Stock Option (right to buy) 13.03 2014-01-15 4 M 0 90750 0 D 2014-08-03 Common Stock 90750 9250 D Nonqualified Stock Option (right to buy) 13.03 2014-01-15 4 M 0 9250 0 D 2014-08-03 Common Stock 9250 0 D Transaction was effected pursuant to a Rule 10b5-1 trading plan established by reporting person on September 11, 2013. Reflects the weighted-average sale price for an aggregate of 90,750 shares sold in multiple transactions at prices ranging from $18.50 to $18.53 per share. Reporting person undertakes to provide upon request by the Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Shares are held by reporting person and his spouse as trustees of a family trust. Option became fully vested on August 4, 2008. /s/ Jeffrey B. Coyne, SVP & General Counsel, as attorney-in-fact for reporting person 2014-01-17