0001213184-14-000004.txt : 20140117
0001213184-14-000004.hdr.sgml : 20140117
20140117184030
ACCESSION NUMBER: 0001213184-14-000004
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20140115
FILED AS OF DATE: 20140117
DATE AS OF CHANGE: 20140117
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: NEWPORT CORP
CENTRAL INDEX KEY: 0000225263
STANDARD INDUSTRIAL CLASSIFICATION: LABORATORY APPARATUS & FURNITURE [3821]
IRS NUMBER: 940849175
STATE OF INCORPORATION: NV
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1791 DEERE AVE
CITY: IRVINE
STATE: CA
ZIP: 92714
BUSINESS PHONE: 7148633144
MAIL ADDRESS:
STREET 1: 1791 DEERE AVE
CITY: IRVINE
STATE: CA
ZIP: 92714
FORMER COMPANY:
FORMER CONFORMED NAME: DOLE JAMES CORP
DATE OF NAME CHANGE: 19910905
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: PHILLIPPY ROBERT J
CENTRAL INDEX KEY: 0001213190
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-01649
FILM NUMBER: 14536255
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2014-01-15
0000225263
NEWPORT CORP
NEWP
0001213190
PHILLIPPY ROBERT J
1791 DEERE AVENUE
IRVINE
CA
92606
1
1
0
0
President & CEO
Common Stock
2014-01-15
4
M
0
90750
13.03
A
312615
D
Common Stock
2014-01-15
4
S
0
90750
18.5049
D
221865
D
Common Stock
2014-01-15
4
M
0
9250
13.03
A
231115
D
Common Stock
51714
I
Held in family trust
Nonqualified Stock Option (right to buy)
13.03
2014-01-15
4
M
0
90750
0
D
2014-08-03
Common Stock
90750
9250
D
Nonqualified Stock Option (right to buy)
13.03
2014-01-15
4
M
0
9250
0
D
2014-08-03
Common Stock
9250
0
D
Transaction was effected pursuant to a Rule 10b5-1 trading plan established by reporting person on September 11, 2013.
Reflects the weighted-average sale price for an aggregate of 90,750 shares sold in multiple transactions at prices ranging from $18.50 to $18.53 per share. Reporting person undertakes to provide upon request by the Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
Shares are held by reporting person and his spouse as trustees of a family trust.
Option became fully vested on August 4, 2008.
/s/ Jeffrey B. Coyne, SVP & General Counsel, as attorney-in-fact for reporting person
2014-01-17