0001213184-13-000092.txt : 20131202 0001213184-13-000092.hdr.sgml : 20131202 20131202194125 ACCESSION NUMBER: 0001213184-13-000092 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20131127 FILED AS OF DATE: 20131202 DATE AS OF CHANGE: 20131202 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NEWPORT CORP CENTRAL INDEX KEY: 0000225263 STANDARD INDUSTRIAL CLASSIFICATION: LABORATORY APPARATUS & FURNITURE [3821] IRS NUMBER: 940849175 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1791 DEERE AVE CITY: IRVINE STATE: CA ZIP: 92714 BUSINESS PHONE: 7148633144 MAIL ADDRESS: STREET 1: 1791 DEERE AVE CITY: IRVINE STATE: CA ZIP: 92714 FORMER COMPANY: FORMER CONFORMED NAME: DOLE JAMES CORP DATE OF NAME CHANGE: 19910905 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PATEL C KUMAR N CENTRAL INDEX KEY: 0001213189 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-01649 FILM NUMBER: 131252941 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2013-11-27 0000225263 NEWPORT CORP NEWP 0001213189 PATEL C KUMAR N 1791 DEERE AVENUE IRVINE CA 92606 1 0 0 0 Common Stock 2013-11-27 4 M 0 7500 16.91 A 30278 D Common Stock 2013-11-27 4 S 0 7500 17.095 D 22778 D Common Stock 176019 I Held in family trust Common Stock 9623 I Held in Deferred Compensation Plan Stock option (right to buy) 16.91 2013-11-27 4 M 0 7500 0 D 2005-01-02 2014-01-01 Common Stock 7500 0 D Reflects the weighted-average sale price for an aggregate of 7,500 shares sold in multiple transactions at prices ranging from $17.07 to $17.13 per share. Reporting person undertakes to provide upon request by the Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Shares are held by reporting person and his spouse as trustees of a family trust. 9,623 restricted stock units are held in the issuer's Deferred Compensation Plan for the benefit of reporting person. /s/ Jeffrey B. Coyne, SVP & General Counsel, as attorney-in-fact for reporting person 2013-12-02