0001213184-13-000081.txt : 20131106
0001213184-13-000081.hdr.sgml : 20131106
20131106203934
ACCESSION NUMBER: 0001213184-13-000081
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20131104
FILED AS OF DATE: 20131106
DATE AS OF CHANGE: 20131106
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: NEWPORT CORP
CENTRAL INDEX KEY: 0000225263
STANDARD INDUSTRIAL CLASSIFICATION: LABORATORY APPARATUS & FURNITURE [3821]
IRS NUMBER: 940849175
STATE OF INCORPORATION: NV
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1791 DEERE AVE
CITY: IRVINE
STATE: CA
ZIP: 92714
BUSINESS PHONE: 7148633144
MAIL ADDRESS:
STREET 1: 1791 DEERE AVE
CITY: IRVINE
STATE: CA
ZIP: 92714
FORMER COMPANY:
FORMER CONFORMED NAME: DOLE JAMES CORP
DATE OF NAME CHANGE: 19910905
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: PHILLIPPY ROBERT J
CENTRAL INDEX KEY: 0001213190
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-01649
FILM NUMBER: 131198118
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2013-11-04
0000225263
NEWPORT CORP
NEWP
0001213190
PHILLIPPY ROBERT J
1791 DEERE AVENUE
IRVINE
CA
92606
1
1
0
0
President & CEO
Common Stock
2013-11-04
4
M
0
5000
16.91
A
226645
D
Common Stock
2013-11-04
4
S
0
5000
17.40
D
221645
D
Common Stock
2013-11-05
4
M
0
3073
16.91
A
224718
D
Common Stock
2013-11-05
4
S
0
3073
17.404
D
221645
D
Common Stock
51714
I
Held in family trust
Nonqualified Stock Option (right to buy)
16.91
2013-11-04
4
M
0
5000
0
D
2014-01-01
Common Stock
5000
20000
D
Nonqualified Stock Option (right to buy)
16.91
2013-11-05
4
M
0
3073
0
D
2014-01-01
Common Stock
3073
16927
D
Transaction was effected pursuant to a Rule 10b5-1 trading plan established by reporting person on September 11, 2013.
Includes 508 shares acquired through the issuer's Employee Stock Purchase Plan on June 30, 2013.
Reflects the weighted-average sale price for an aggregate of 3,073 shares sold in multiple transactions at prices ranging from $17.40 to $17.409 per share. Reporting person undertakes to provide upon request by the Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
Shares are held by reporting person and his spouse as trustees of a family trust.
Option became fully vested on January 2, 2008.
/s/ Jeffrey B. Coyne, SVP & General Counsel, as attorney-in-fact for reporting person
2013-11-06