0001213184-13-000072.txt : 20130522 0001213184-13-000072.hdr.sgml : 20130522 20130522212107 ACCESSION NUMBER: 0001213184-13-000072 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130520 FILED AS OF DATE: 20130522 DATE AS OF CHANGE: 20130522 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Werth Dennis L CENTRAL INDEX KEY: 0001550572 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-01649 FILM NUMBER: 13866528 MAIL ADDRESS: STREET 1: 1791 DEERE AVENUE CITY: IRVINE STATE: CA ZIP: 92606 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NEWPORT CORP CENTRAL INDEX KEY: 0000225263 STANDARD INDUSTRIAL CLASSIFICATION: LABORATORY APPARATUS & FURNITURE [3821] IRS NUMBER: 940849175 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1791 DEERE AVE CITY: IRVINE STATE: CA ZIP: 92714 BUSINESS PHONE: 7148633144 MAIL ADDRESS: STREET 1: 1791 DEERE AVE CITY: IRVINE STATE: CA ZIP: 92714 FORMER COMPANY: FORMER CONFORMED NAME: DOLE JAMES CORP DATE OF NAME CHANGE: 19910905 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2013-05-20 0000225263 NEWPORT CORP NEWP 0001550572 Werth Dennis L 1791 DEERE AVENUE IRVINE CA 92606 0 1 0 0 SVP and GM, Photonics Group Common Stock 2013-05-20 4 A 0 16800 0 A 59768 D Stock Appreciation Right (Stock-Settled) 13.74 2013-05-20 4 A 0 16800 0 A 2020-05-20 Common Stock 16800 16800 D Consists of restricted stock units representing the right to receive upon vesting a total of 16,800 shares of the issuer's common stock. Such restricted stock units vest in equal one-third installments on March 31, 2014, March 31, 2015 and March 31, 2016, subject to the achievement by the issuer of a specified financial performance goal for 2013. Stock appreciation right vests in equal one-third installments on March 31, 2014, March 31, 2015 and March 31, 2016. /s/ Jeffrey B. Coyne, SVP & General Counsel, as attorney-in-fact for reporting person 2013-05-22