0001213184-13-000072.txt : 20130522
0001213184-13-000072.hdr.sgml : 20130522
20130522212107
ACCESSION NUMBER: 0001213184-13-000072
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130520
FILED AS OF DATE: 20130522
DATE AS OF CHANGE: 20130522
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Werth Dennis L
CENTRAL INDEX KEY: 0001550572
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-01649
FILM NUMBER: 13866528
MAIL ADDRESS:
STREET 1: 1791 DEERE AVENUE
CITY: IRVINE
STATE: CA
ZIP: 92606
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: NEWPORT CORP
CENTRAL INDEX KEY: 0000225263
STANDARD INDUSTRIAL CLASSIFICATION: LABORATORY APPARATUS & FURNITURE [3821]
IRS NUMBER: 940849175
STATE OF INCORPORATION: NV
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1791 DEERE AVE
CITY: IRVINE
STATE: CA
ZIP: 92714
BUSINESS PHONE: 7148633144
MAIL ADDRESS:
STREET 1: 1791 DEERE AVE
CITY: IRVINE
STATE: CA
ZIP: 92714
FORMER COMPANY:
FORMER CONFORMED NAME: DOLE JAMES CORP
DATE OF NAME CHANGE: 19910905
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2013-05-20
0000225263
NEWPORT CORP
NEWP
0001550572
Werth Dennis L
1791 DEERE AVENUE
IRVINE
CA
92606
0
1
0
0
SVP and GM, Photonics Group
Common Stock
2013-05-20
4
A
0
16800
0
A
59768
D
Stock Appreciation Right (Stock-Settled)
13.74
2013-05-20
4
A
0
16800
0
A
2020-05-20
Common Stock
16800
16800
D
Consists of restricted stock units representing the right to receive upon vesting a total of 16,800 shares of the issuer's common stock. Such restricted stock units vest in equal one-third installments on March 31, 2014, March 31, 2015 and March 31, 2016, subject to the achievement by the issuer of a specified financial performance goal for 2013.
Stock appreciation right vests in equal one-third installments on March 31, 2014, March 31, 2015 and March 31, 2016.
/s/ Jeffrey B. Coyne, SVP & General Counsel, as attorney-in-fact for reporting person
2013-05-22