0001213184-13-000070.txt : 20130522 0001213184-13-000070.hdr.sgml : 20130522 20130522211912 ACCESSION NUMBER: 0001213184-13-000070 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130520 FILED AS OF DATE: 20130522 DATE AS OF CHANGE: 20130522 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PHILLIPPY ROBERT J CENTRAL INDEX KEY: 0001213190 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-01649 FILM NUMBER: 13866525 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NEWPORT CORP CENTRAL INDEX KEY: 0000225263 STANDARD INDUSTRIAL CLASSIFICATION: LABORATORY APPARATUS & FURNITURE [3821] IRS NUMBER: 940849175 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1791 DEERE AVE CITY: IRVINE STATE: CA ZIP: 92714 BUSINESS PHONE: 7148633144 MAIL ADDRESS: STREET 1: 1791 DEERE AVE CITY: IRVINE STATE: CA ZIP: 92714 FORMER COMPANY: FORMER CONFORMED NAME: DOLE JAMES CORP DATE OF NAME CHANGE: 19910905 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2013-05-20 0000225263 NEWPORT CORP NEWP 0001213190 PHILLIPPY ROBERT J 1791 DEERE AVENUE IRVINE CA 92606 1 1 0 0 President & CEO Common Stock 2013-05-20 4 A 0 52140 0 A 221137 D Common Stock 51714 I Held in family trust Stock Appreciation Right (Stock-Settled) 13.74 2013-05-20 4 A 0 52140 0 A 2020-05-20 Common Stock 52140 52140 D Consists of restricted stock units representing the right to receive upon vesting a total of 52,140 shares of the issuer's common stock. Such restricted stock units vest in equal one-third installments on March 31, 2014, March 31, 2015 and March 31, 2016, subject to the achievement by the issuer of a specified financial performance goal for 2013. Shares are held by reporting person and his spouse as trustees of a family trust. Stock appreciation right vests in equal one-third installments on March 31, 2014, March 31, 2015 and March 31, 2016. /s/ Jeffrey B. Coyne, SVP & General Counsel, as attorney-in-fact for reporting person 2013-05-22