0001213184-13-000016.txt : 20130213 0001213184-13-000016.hdr.sgml : 20130213 20130213191428 ACCESSION NUMBER: 0001213184-13-000016 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130211 FILED AS OF DATE: 20130213 DATE AS OF CHANGE: 20130213 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PATEL C KUMAR N CENTRAL INDEX KEY: 0001213189 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-01649 FILM NUMBER: 13605361 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NEWPORT CORP CENTRAL INDEX KEY: 0000225263 STANDARD INDUSTRIAL CLASSIFICATION: LABORATORY APPARATUS & FURNITURE [3821] IRS NUMBER: 940849175 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1791 DEERE AVE CITY: IRVINE STATE: CA ZIP: 92714 BUSINESS PHONE: 7148633144 MAIL ADDRESS: STREET 1: 1791 DEERE AVE CITY: IRVINE STATE: CA ZIP: 92714 FORMER COMPANY: FORMER CONFORMED NAME: DOLE JAMES CORP DATE OF NAME CHANGE: 19910905 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2013-02-11 0000225263 NEWPORT CORP NEWP 0001213189 PATEL C KUMAR N 1791 DEERE AVENUE IRVINE CA 92606 1 0 0 0 Common Stock 2013-02-11 4 M 0 13500 10.94 A 27544 D Common Stock 2013-02-11 5 G 0 13500 0 D 14044 D Common Stock 2013-02-11 5 G 0 13500 0 A 176019 I Held in family trust Common Stock 9623 I Held in Deferred Compensation Plan Stock Option (right to buy) 10.94 2013-02-11 4 M 0 13500 0 D 2004-02-12 2013-02-11 Common Stock 13500 0 D Shares were transferred by gift by reporting person to himself and his spouse as trustees of a family trust. Shares are held by reporting person and his spouse as trustees of a family trust. 9,623 restricted stock units are held in the issuer's Deferred Compensation Plan for the benefit of reporting person. /s/ Jeffrey B. Coyne, SVP & General Counsel, as attorney-in-fact for reporting person 2013-02-13