0001213184-13-000014.txt : 20130207
0001213184-13-000014.hdr.sgml : 20130207
20130207205828
ACCESSION NUMBER: 0001213184-13-000014
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130205
FILED AS OF DATE: 20130207
DATE AS OF CHANGE: 20130207
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: PHILLIPPY ROBERT J
CENTRAL INDEX KEY: 0001213190
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-01649
FILM NUMBER: 13584423
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: NEWPORT CORP
CENTRAL INDEX KEY: 0000225263
STANDARD INDUSTRIAL CLASSIFICATION: LABORATORY APPARATUS & FURNITURE [3821]
IRS NUMBER: 940849175
STATE OF INCORPORATION: NV
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1791 DEERE AVE
CITY: IRVINE
STATE: CA
ZIP: 92714
BUSINESS PHONE: 7148633144
MAIL ADDRESS:
STREET 1: 1791 DEERE AVE
CITY: IRVINE
STATE: CA
ZIP: 92714
FORMER COMPANY:
FORMER CONFORMED NAME: DOLE JAMES CORP
DATE OF NAME CHANGE: 19910905
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2013-02-05
1
0000225263
NEWPORT CORP
NEWP
0001213190
PHILLIPPY ROBERT J
1791 DEERE AVENUE
IRVINE
CA
92606
1
1
0
0
President & CEO
Common Stock
2013-02-05
4
M
0
52433
11.27
A
199404
D
Common Stock
2013-02-05
4
S
0
52433
15.00
D
146971
D
Common Stock
2013-02-06
4
M
0
22500
11.27
A
169471
D
Common Stock
51714
I
Held in family trust
Nonqualified Stock Option (right to buy)
11.27
2013-02-05
4
M
0
52433
0
D
2013-02-23
Common Stock
52433
17567
D
Incentive Stock Option (right to buy)
11.27
2013-02-06
4
M
0
22500
0
D
2013-02-23
Common Stock
22500
7500
D
Transaction was effected pursuant to a Rule 10b5-1 trading plan established by reporting person on March 15, 2012.
Shares are held by reporting person and his spouse as trustees of a family trust.
Option became fully vested on February 24, 2007.
/s/ Jeffrey B. Coyne, SVP & General Counsel, as attorney-in-fact for reporting person
2013-02-05