0001213184-13-000014.txt : 20130207 0001213184-13-000014.hdr.sgml : 20130207 20130207205828 ACCESSION NUMBER: 0001213184-13-000014 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130205 FILED AS OF DATE: 20130207 DATE AS OF CHANGE: 20130207 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PHILLIPPY ROBERT J CENTRAL INDEX KEY: 0001213190 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-01649 FILM NUMBER: 13584423 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NEWPORT CORP CENTRAL INDEX KEY: 0000225263 STANDARD INDUSTRIAL CLASSIFICATION: LABORATORY APPARATUS & FURNITURE [3821] IRS NUMBER: 940849175 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1791 DEERE AVE CITY: IRVINE STATE: CA ZIP: 92714 BUSINESS PHONE: 7148633144 MAIL ADDRESS: STREET 1: 1791 DEERE AVE CITY: IRVINE STATE: CA ZIP: 92714 FORMER COMPANY: FORMER CONFORMED NAME: DOLE JAMES CORP DATE OF NAME CHANGE: 19910905 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2013-02-05 1 0000225263 NEWPORT CORP NEWP 0001213190 PHILLIPPY ROBERT J 1791 DEERE AVENUE IRVINE CA 92606 1 1 0 0 President & CEO Common Stock 2013-02-05 4 M 0 52433 11.27 A 199404 D Common Stock 2013-02-05 4 S 0 52433 15.00 D 146971 D Common Stock 2013-02-06 4 M 0 22500 11.27 A 169471 D Common Stock 51714 I Held in family trust Nonqualified Stock Option (right to buy) 11.27 2013-02-05 4 M 0 52433 0 D 2013-02-23 Common Stock 52433 17567 D Incentive Stock Option (right to buy) 11.27 2013-02-06 4 M 0 22500 0 D 2013-02-23 Common Stock 22500 7500 D Transaction was effected pursuant to a Rule 10b5-1 trading plan established by reporting person on March 15, 2012. Shares are held by reporting person and his spouse as trustees of a family trust. Option became fully vested on February 24, 2007. /s/ Jeffrey B. Coyne, SVP & General Counsel, as attorney-in-fact for reporting person 2013-02-05