0001213184-12-000070.txt : 20121231 0001213184-12-000070.hdr.sgml : 20121231 20121231095528 ACCESSION NUMBER: 0001213184-12-000070 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20121227 FILED AS OF DATE: 20121231 DATE AS OF CHANGE: 20121231 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SPIEGEL GARY J CENTRAL INDEX KEY: 0001213192 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-01649 FILM NUMBER: 121292572 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NEWPORT CORP CENTRAL INDEX KEY: 0000225263 STANDARD INDUSTRIAL CLASSIFICATION: LABORATORY APPARATUS & FURNITURE [3821] IRS NUMBER: 940849175 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1791 DEERE AVE CITY: IRVINE STATE: CA ZIP: 92714 BUSINESS PHONE: 7148633144 MAIL ADDRESS: STREET 1: 1791 DEERE AVE CITY: IRVINE STATE: CA ZIP: 92714 FORMER COMPANY: FORMER CONFORMED NAME: DOLE JAMES CORP DATE OF NAME CHANGE: 19910905 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2012-12-27 0000225263 NEWPORT CORP NEWP 0001213192 SPIEGEL GARY J 1791 DEERE AVENUE IRVINE CA 92606 0 1 0 0 SVP, Sales, Mktg & Bus Dev. Common Stock 2012-12-27 4 M 0 738 11.27 A 58272 D Common Stock 2012-12-27 4 S 0 738 13.00 D 57534 D Common Stock 2012-12-28 4 M 0 25162 11.27 A 82696 D Common Stock 2012-12-28 4 M 0 7819 11.27 A 90515 D Common Stock 2012-12-28 4 S 0 32981 13.00 D 57534 D Common Stock 5028 I Held in family trust Non-Qualified Stock Option (right to buy) 11.27 2012-12-27 4 M 0 738 0 D 2013-02-23 Common Stock 738 25162 D Non-Qualified Stock Option (right to buy) 11.27 2012-12-28 4 M 0 25162 0 D 2013-02-23 Common Stock 25162 0 D Incentive Stock Option (right to buy) 11.27 2012-12-28 4 M 0 7819 0 D 2013-02-23 Common Stock 7819 1581 D Transaction was effected pursuant to a Rule 10b5-1 trading plan established by reporting person on November 13, 2012. Shares are held by reporting person and his spouse as trustees of a family trust. Option became fully vested on February 24, 2007. /s/ Jeffrey B. Coyne, SVP & General Counsel, as attorney-in-fact for reporting person 2012-12-31