0001213184-12-000066.txt : 20121219 0001213184-12-000066.hdr.sgml : 20121219 20121219181610 ACCESSION NUMBER: 0001213184-12-000066 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20121217 FILED AS OF DATE: 20121219 DATE AS OF CHANGE: 20121219 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: POTASHNER KENNETH F CENTRAL INDEX KEY: 0001211644 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-01649 FILM NUMBER: 121275422 MAIL ADDRESS: STREET 1: C/O MAXWELL TECHNOLOGIES INC STREET 2: 9244 BALBOA AVE CITY: SAN DIEGO STATE: CA ZIP: 92123 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NEWPORT CORP CENTRAL INDEX KEY: 0000225263 STANDARD INDUSTRIAL CLASSIFICATION: LABORATORY APPARATUS & FURNITURE [3821] IRS NUMBER: 940849175 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1791 DEERE AVE CITY: IRVINE STATE: CA ZIP: 92714 BUSINESS PHONE: 7148633144 MAIL ADDRESS: STREET 1: 1791 DEERE AVE CITY: IRVINE STATE: CA ZIP: 92714 FORMER COMPANY: FORMER CONFORMED NAME: DOLE JAMES CORP DATE OF NAME CHANGE: 19910905 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2012-12-17 0000225263 NEWPORT CORP NEWP 0001211644 POTASHNER KENNETH F 1791 DEERE AVENUE IRVINE CA 92606 1 0 0 0 Common Stock 2012-12-17 4 M 0 3500 10.94 A 79521 D Common Stock 2012-12-17 4 S 0 1166 12.5528 D 78355 D Stock Option (right to buy) 10.94 2012-12-17 4 M 0 3500 0 D 2013-02-11 Common Stock 3500 0 D Transaction was effected pursuant to a Rule 10b5-1 trading plan established by reporting person on June 2, 2012. Reflects the weighted-average sale price for an aggregate of 1,166 shares sold in multiple transactions at prices ranging from $12.46 to $12.62 per share. Reporting person undertakes to provide upon request by the Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Option vested in full on February 12, 2004. /s/ Jeffrey B. Coyne, SVP & General Counsel, as attorney-in-fact for reporting person 2012-12-19