0001213184-12-000062.txt : 20120524 0001213184-12-000062.hdr.sgml : 20120524 20120524195053 ACCESSION NUMBER: 0001213184-12-000062 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20120515 FILED AS OF DATE: 20120524 DATE AS OF CHANGE: 20120524 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Werth Dennis L CENTRAL INDEX KEY: 0001550572 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-01649 FILM NUMBER: 12869055 MAIL ADDRESS: STREET 1: 1791 DEERE AVENUE CITY: IRVINE STATE: CA ZIP: 92606 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NEWPORT CORP CENTRAL INDEX KEY: 0000225263 STANDARD INDUSTRIAL CLASSIFICATION: LABORATORY APPARATUS & FURNITURE [3821] IRS NUMBER: 940849175 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1791 DEERE AVE CITY: IRVINE STATE: CA ZIP: 92714 BUSINESS PHONE: 7148633144 MAIL ADDRESS: STREET 1: 1791 DEERE AVE CITY: IRVINE STATE: CA ZIP: 92714 FORMER COMPANY: FORMER CONFORMED NAME: DOLE JAMES CORP DATE OF NAME CHANGE: 19910905 3 1 edgar.xml PRIMARY DOCUMENT X0205 3 2012-05-15 0 0000225263 NEWPORT CORP NEWP 0001550572 Werth Dennis L 1791 DEERE AVENUE IRVINE CA 92606 0 1 0 0 Senior Vice President, PCSB Common Stock 46196 D Stock Option (right to buy) 13.46 2015-02-22 Common Stock 10000 D Stock Appreciation Right (Stock-Settled) 4.18 2016-03-20 Common Stock 27510 D Stock Appreciation Right (Stock-Settled) 12.47 2017-03-31 Common Stock 9510 D Stock Appreciation Right (Stock-Settled) 17.06 2018-05-17 Common Stock 6840 D Stock Appreciation Right (Stock-Settled) 17.12 2019-04-12 Common Stock 9630 D Includes outstanding restricted stock units (RSUs) representing the right to receive upon vesting a total of 17,360 shares of the issuer's common stock. Such RSUs were awarded and vest as follows: 3,170 RSUs awarded in 2010 vest in full on March 31, 2013; 4,560 RSUs awarded in 2011 vest in two remaining equal installments on March 31, 2013 and March 31, 2014; and 9,630 RSUs awarded in 2012 vest in three equal installments on March 31, 2013, March 31, 2014 and March 31, 2015. The vesting of the 9,630 RSUs awarded in 2012 is subject to the achievement by the issuer of a specified financial performance goal for 2012. Option vested in equal 25% annual installments and became fully vested on February 23, 2009. Stock appreciation right vested in equal one-third annual installments and became fully vested on March 20, 2012. Stock appreciation right vests in equal one-third installments. The first two one-third installments vested on March 31, 2011 and March 31, 2012, and the remaining one-third installment vests on March 31, 2013. Stock appreciation right vests in equal one-third installments. The first one-third installment vested on March 31, 2012, and the remaining two one-third installments vest on March 31, 2013 and March 31, 2014. Stock appreciation right vests in equal one-third installments on March 31, 2013, March 31, 2014 and March 31, 2015. /s/ Jeffrey B. Coyne, SVP & General Counsel, as attorney-in-fact for reporting person 2012-05-24 EX-24 2 poa.htm POWER OF ATTORNEY

POWER OF ATTORNEY



Know all by these presents, the undersigned hereby

constitutes and appoints each of Charles F. Cargile,

 Jeffrey B. Coyne, and Madeleine A. Arsaga, signing singly,

 the undersigneds true and lawful attorney-in-fact to:



(1) execute for and on behalf of the undersigned, in the

 undersigneds capacity as an officer and/or director of

 Newport Corporation (the Company), a Form ID and Forms 3, 4 and 5

 in accordance with Section 16(a) of the Securities Exchange Act

 of 1934, as amended, and the rules thereunder;



(2) do and perform any and all acts for and on behalf of

 the undersigned which may be necessary or desirable to

 complete and execute any such Form ID, 3, 4 or 5 and timely file

such form with the United States Securities and Exchange

Commission and any stock exchange or similar authority; and



(3) take any other action of any type whatsoever in

connection with the foregoing which, in the opinion of

such attorney-in-fact, may be of benefit to, in the best interest

 of, or legally required by, the undersigned, it being

understood that the documents executed by such attorney-in-

fact on behalf of the undersigned pursuant to this Power of

Attorney shall be in such form and shall contain such terms

and conditions as such attorney-in-fact may approve in such

attorney-in-facts discretion.



The undersigned hereby grants to each such attorney-in-fact

full power and authority to do and perform any and every act

and thing whatsoever requisite, necessary or proper to be done

in the exercise of any of the rights and powers herein granted,

as fully to all intents and purposes as the undersigned might or

could do if personally present, with full power of substitution

or revocation, hereby ratifying and confirming all that such

attorney-in-fact, or such attorney-in-facts substitute or

substitutes, shall lawfully do or cause to be done by virtue of

this power of attorney and the rights and powers herein

granted.  The undersigned acknowledges that the foregoing

attorneys-in-fact, in serving in such capacity at the request of

the undersigned, are not assuming, nor is the Company

assuming, any of the undersigneds responsibilities to comply

with Section 16 of the Securities Exchange Act of 1934, as

amended.



This Power of Attorney shall remain in full force and effect

until the undersigned is no longer required to file Forms 3, 4

and 5 with respect to the undersigneds holdings of and

transactions in securities issued by the Company, unless

earlier revoked by the undersigned in a signed writing

delivered to the foregoing attorneys-in-fact.



IN WITNESS WHEREOF, the undersigned has caused this

Power of Attorney to be executed as of this 18th day

of May 2012.



/s/ Dennis L. Werth

Dennis L. Werth