0001213184-12-000056.txt : 20120416 0001213184-12-000056.hdr.sgml : 20120416 20120416202243 ACCESSION NUMBER: 0001213184-12-000056 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120412 FILED AS OF DATE: 20120416 DATE AS OF CHANGE: 20120416 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SPIEGEL GARY J CENTRAL INDEX KEY: 0001213192 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-01649 FILM NUMBER: 12762410 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NEWPORT CORP CENTRAL INDEX KEY: 0000225263 STANDARD INDUSTRIAL CLASSIFICATION: LABORATORY APPARATUS & FURNITURE [3821] IRS NUMBER: 940849175 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1791 DEERE AVE CITY: IRVINE STATE: CA ZIP: 92714 BUSINESS PHONE: 7148633144 MAIL ADDRESS: STREET 1: 1791 DEERE AVE CITY: IRVINE STATE: CA ZIP: 92714 FORMER COMPANY: FORMER CONFORMED NAME: DOLE JAMES CORP DATE OF NAME CHANGE: 19910905 4 1 edgar.xml PRIMARY DOCUMENT X0305 4 2012-04-12 0000225263 NEWPORT CORP NEWP 0001213192 SPIEGEL GARY J 1791 DEERE AVENUE IRVINE CA 92606 0 1 0 0 VP, Sales, Mktg & Bus. Dev. Common Stock 2012-04-12 4 A 0 9630 0 A 56365 D Common Stock 5028 I Held in family trust Stock Appreciation Right (Stock-Settled) 17.12 2012-04-12 4 A 0 9630 0 A 2019-04-12 Common Stock 9630 9630 D Consists of restricted stock units representing the right to receive upon vesting a total of 9,630 shares of the issuer's common stock. Such restricted stock units vest in equal one-third installments on March 31, 2013, March 31, 2014 and March 31, 2015, subject to the achievement by the issuer of a specified financial performance goal for 2012. Shares are held by reporting person and his spouse as trustees of a family trust. Stock appreciation right vests in equal one-third installments on March 31, 2013, March 31, 2014 and March 31, 2015. Jeffrey B. Coyne, SVP & General Counsel, as attorney-in-fact for reporting person 2012-04-16