0001213184-11-000062.txt : 20110519 0001213184-11-000062.hdr.sgml : 20110519 20110519204431 ACCESSION NUMBER: 0001213184-11-000062 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110517 FILED AS OF DATE: 20110519 DATE AS OF CHANGE: 20110519 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Nelson Mark Joseph CENTRAL INDEX KEY: 0001435748 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-01649 FILM NUMBER: 11859504 MAIL ADDRESS: STREET 1: 1791 DEERE AVENUE CITY: IRVINE STATE: CA ZIP: 92606 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NEWPORT CORP CENTRAL INDEX KEY: 0000225263 STANDARD INDUSTRIAL CLASSIFICATION: LABORATORY APPARATUS & FURNITURE [3821] IRS NUMBER: 940849175 STATE OF INCORPORATION: NV FISCAL YEAR END: 0102 BUSINESS ADDRESS: STREET 1: 1791 DEERE AVE CITY: IRVINE STATE: CA ZIP: 92714 BUSINESS PHONE: 7148633144 MAIL ADDRESS: STREET 1: 1791 DEERE AVE CITY: IRVINE STATE: CA ZIP: 92714 FORMER COMPANY: FORMER CONFORMED NAME: DOLE JAMES CORP DATE OF NAME CHANGE: 19910905 4 1 edgar.xml PRIMARY DOCUMENT X0303 4 2011-05-17 0000225263 NEWPORT CORP NEWP 0001435748 Nelson Mark Joseph 1791 DEERE AVENUE IRVINE CA 92606 0 1 0 0 VP, Corp. Controller & CAO Common Stock 2011-05-17 4 A 0 4560 0 A 29055 D Stock Appreciation Right (Stock-Settled) 17.06 2011-05-17 4 A 0 4560 0 A 2018-05-17 Common Stock 4560 4560 D Consists of restricted stock units representing the right to receive upon vesting a total of 4,560 shares of the issuer's common stock. Such restricted stock units vest in equal one-third installments on March 31, 2012, March 31, 2013 and March 31, 2014, subject to the achievement by the issuer of a specified financial performance goal for 2011. Stock appreciation right vests in equal one-third installments on March 31, 2012, March 31, 2013 and March 31, 2014. Jeffrey B. Coyne, SVP & General Counsel, as attorney-in-fact for reporting person 2011-05-19