0001213184-11-000042.txt : 20110408 0001213184-11-000042.hdr.sgml : 20110408 20110408181802 ACCESSION NUMBER: 0001213184-11-000042 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110406 FILED AS OF DATE: 20110408 DATE AS OF CHANGE: 20110408 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: POTASHNER KENNETH F CENTRAL INDEX KEY: 0001211644 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-01649 FILM NUMBER: 11750577 MAIL ADDRESS: STREET 1: C/O MAXWELL TECHNOLOGIES INC STREET 2: 9244 BALBOA AVE CITY: SAN DIEGO STATE: CA ZIP: 92123 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NEWPORT CORP CENTRAL INDEX KEY: 0000225263 STANDARD INDUSTRIAL CLASSIFICATION: LABORATORY APPARATUS & FURNITURE [3821] IRS NUMBER: 940849175 STATE OF INCORPORATION: NV FISCAL YEAR END: 0102 BUSINESS ADDRESS: STREET 1: 1791 DEERE AVE CITY: IRVINE STATE: CA ZIP: 92714 BUSINESS PHONE: 7148633144 MAIL ADDRESS: STREET 1: 1791 DEERE AVE CITY: IRVINE STATE: CA ZIP: 92714 FORMER COMPANY: FORMER CONFORMED NAME: DOLE JAMES CORP DATE OF NAME CHANGE: 19910905 4 1 edgar.xml PRIMARY DOCUMENT X0303 4 2011-04-06 0000225263 NEWPORT CORP NEWP 0001211644 POTASHNER KENNETH F 1791 DEERE AVENUE IRVINE CA 92606 1 0 0 0 Common Stock 2011-04-06 4 M 0 6000 13.16 A 70652 D Common Stock 2011-04-06 4 S 0 8675 17.7676 D 61977 D Stock Option (right to buy) 13.16 2011-04-06 4 M 0 6000 0 D 2011-09-17 Common Stock 6000 0 D Transaction was effected pursuant to a Rule 10b5-1 trading plan established by reporting person on March 7, 2011. Reflects the weighted-average sale price for an aggregate of 8,675 shares sold in multiple transactions at prices ranging from $17.66 to $17.91 per share. Reporting person undertakes to provide upon request by the Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Option vested in full on September 18, 2002. Jeffrey B. Coyne, SVP & General Counsel, as attorney-in-fact for reporting person 2011-04-08