0001213184-11-000038.txt : 20110404 0001213184-11-000038.hdr.sgml : 20110404 20110404204544 ACCESSION NUMBER: 0001213184-11-000038 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110331 FILED AS OF DATE: 20110404 DATE AS OF CHANGE: 20110404 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PHILLIPPY ROBERT J CENTRAL INDEX KEY: 0001213190 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-01649 FILM NUMBER: 11737992 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NEWPORT CORP CENTRAL INDEX KEY: 0000225263 STANDARD INDUSTRIAL CLASSIFICATION: LABORATORY APPARATUS & FURNITURE [3821] IRS NUMBER: 940849175 STATE OF INCORPORATION: NV FISCAL YEAR END: 0102 BUSINESS ADDRESS: STREET 1: 1791 DEERE AVE CITY: IRVINE STATE: CA ZIP: 92714 BUSINESS PHONE: 7148633144 MAIL ADDRESS: STREET 1: 1791 DEERE AVE CITY: IRVINE STATE: CA ZIP: 92714 FORMER COMPANY: FORMER CONFORMED NAME: DOLE JAMES CORP DATE OF NAME CHANGE: 19910905 4 1 edgar.xml PRIMARY DOCUMENT X0303 4 2011-03-31 0000225263 NEWPORT CORP NEWP 0001213190 PHILLIPPY ROBERT J 1791 DEERE AVENUE IRVINE CA 92606 1 1 0 0 President & CEO Common Stock 2011-03-31 4 F 0 4038 17.84 D 118606 D Common Stock 31714 I Held in family trust Shares have been withheld in satisfaction of reporting person's tax withholding obligations resulting from the vesting of restricted stock units, which had been awarded to reporting person in 2010 in accordance with Rule 16b-3(d). Price reflects the value of the shares withheld based on the closing price of the issuer's common stock on the vesting date. Includes 1,254 shares acquired through the issuer's Employee Stock Purchase Plan on March 31, 2011. Shares are held by reporting person and his spouse as trustees of a family trust. /s/ Jeffrey B. Coyne, SVP & General Counsel, as attorney-in-fact for reporting person 2011-04-04