0001213184-11-000016.txt : 20110317 0001213184-11-000016.hdr.sgml : 20110317 20110317203457 ACCESSION NUMBER: 0001213184-11-000016 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110315 FILED AS OF DATE: 20110317 DATE AS OF CHANGE: 20110317 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SPIEGEL GARY J CENTRAL INDEX KEY: 0001213192 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-01649 FILM NUMBER: 11696536 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NEWPORT CORP CENTRAL INDEX KEY: 0000225263 STANDARD INDUSTRIAL CLASSIFICATION: LABORATORY APPARATUS & FURNITURE [3821] IRS NUMBER: 940849175 STATE OF INCORPORATION: NV FISCAL YEAR END: 0102 BUSINESS ADDRESS: STREET 1: 1791 DEERE AVE CITY: IRVINE STATE: CA ZIP: 92714 BUSINESS PHONE: 7148633144 MAIL ADDRESS: STREET 1: 1791 DEERE AVE CITY: IRVINE STATE: CA ZIP: 92714 FORMER COMPANY: FORMER CONFORMED NAME: DOLE JAMES CORP DATE OF NAME CHANGE: 19910905 4 1 edgar.xml PRIMARY DOCUMENT X0303 4 2011-03-15 0000225263 NEWPORT CORP NEWP 0001213192 SPIEGEL GARY J 1791 DEERE AVENUE IRVINE CA 92606 0 1 0 0 VP, Sales, Mktg & Bus. Dev. Common Stock 2011-03-15 4 D 0 12180 0 D 51740 D Common Stock 2011-03-15 4 F 0 1954 0 D 49786 D Common Stock 5028 I Held in family trust Disposition represents the forfeiture of certain performance-based restricted stock units, which had been awarded to reporting person in 2008 in accordance with Rule 16b-3(d), due to non-achievement by the issuer of the applicable financial performance goals. Shares have been withheld in satisfaction of reporting person's tax withholding obligations resulting from the vesting of restricted stock units, which had been awarded to reporting person in 2008 in accordance with Rule 16b-3(d). Shares are held by reporting person and his spouse as trustees of a family trust. /s/ Jeffrey B. Coyne, SVP & General Counsel, as attorney-in-fact for reporting person 2011-03-17