0001213184-11-000016.txt : 20110317
0001213184-11-000016.hdr.sgml : 20110317
20110317203457
ACCESSION NUMBER: 0001213184-11-000016
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110315
FILED AS OF DATE: 20110317
DATE AS OF CHANGE: 20110317
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SPIEGEL GARY J
CENTRAL INDEX KEY: 0001213192
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-01649
FILM NUMBER: 11696536
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: NEWPORT CORP
CENTRAL INDEX KEY: 0000225263
STANDARD INDUSTRIAL CLASSIFICATION: LABORATORY APPARATUS & FURNITURE [3821]
IRS NUMBER: 940849175
STATE OF INCORPORATION: NV
FISCAL YEAR END: 0102
BUSINESS ADDRESS:
STREET 1: 1791 DEERE AVE
CITY: IRVINE
STATE: CA
ZIP: 92714
BUSINESS PHONE: 7148633144
MAIL ADDRESS:
STREET 1: 1791 DEERE AVE
CITY: IRVINE
STATE: CA
ZIP: 92714
FORMER COMPANY:
FORMER CONFORMED NAME: DOLE JAMES CORP
DATE OF NAME CHANGE: 19910905
4
1
edgar.xml
PRIMARY DOCUMENT
X0303
4
2011-03-15
0000225263
NEWPORT CORP
NEWP
0001213192
SPIEGEL GARY J
1791 DEERE AVENUE
IRVINE
CA
92606
0
1
0
0
VP, Sales, Mktg & Bus. Dev.
Common Stock
2011-03-15
4
D
0
12180
0
D
51740
D
Common Stock
2011-03-15
4
F
0
1954
0
D
49786
D
Common Stock
5028
I
Held in family trust
Disposition represents the forfeiture of certain performance-based restricted stock units, which had been awarded to reporting person in 2008 in accordance with Rule 16b-3(d), due to non-achievement by the issuer of the applicable financial performance goals.
Shares have been withheld in satisfaction of reporting person's tax withholding obligations resulting from the vesting of restricted stock units, which had been awarded to reporting person in 2008 in accordance with Rule 16b-3(d).
Shares are held by reporting person and his spouse as trustees of a family trust.
/s/ Jeffrey B. Coyne, SVP & General Counsel, as attorney-in-fact for reporting person
2011-03-17