-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, SKy3K8rGNWLlWm2iNnbkx1cPpMfare4o7kDq0eiFbEkTEg7GsWEfmSH5plx/7ACV C5SJpUq3pcEaeLn8/a/V5w== 0001213184-11-000002.txt : 20110214 0001213184-11-000002.hdr.sgml : 20110214 20110214192136 ACCESSION NUMBER: 0001213184-11-000002 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110210 FILED AS OF DATE: 20110214 DATE AS OF CHANGE: 20110214 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SPIEGEL GARY J CENTRAL INDEX KEY: 0001213192 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-01649 FILM NUMBER: 11611047 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NEWPORT CORP CENTRAL INDEX KEY: 0000225263 STANDARD INDUSTRIAL CLASSIFICATION: LABORATORY APPARATUS & FURNITURE [3821] IRS NUMBER: 940849175 STATE OF INCORPORATION: NV FISCAL YEAR END: 0102 BUSINESS ADDRESS: STREET 1: 1791 DEERE AVE CITY: IRVINE STATE: CA ZIP: 92714 BUSINESS PHONE: 7148633144 MAIL ADDRESS: STREET 1: 1791 DEERE AVE CITY: IRVINE STATE: CA ZIP: 92714 FORMER COMPANY: FORMER CONFORMED NAME: DOLE JAMES CORP DATE OF NAME CHANGE: 19910905 4 1 edgar.xml PRIMARY DOCUMENT X0303 4 2011-02-10 0000225263 NEWPORT CORP NEWP 0001213192 SPIEGEL GARY J 1791 DEERE AVENUE IRVINE CA 92606 0 1 0 0 VP, Sales, Mktg & Bus. Dev. Common Stock 2011-02-10 4 M 0 10000 13.16 A 73920 D Common Stock 2011-02-10 4 S 0 10000 17.0561 D 63920 D Common Stock 2011-02-11 4 M 0 5000 13.16 A 68920 D Common Stock 2011-02-11 4 S 0 5000 16.8619 D 63920 D Common Stock 5028 I Held in family trust Stock option (right to buy) 13.16 2011-02-10 4 M 0 10000 0 D 2011-09-17 Common Stock 10000 20000 D Stock option (right to buy) 13.16 2011-02-11 4 M 0 5000 0 D 2011-09-17 Common Stock 5000 15000 D Reflects the weighted-average sale price for an aggregate of 10,000 shares sold in multiple transactions at prices ranging from $17.05 to $17.08 per share. Reporting person undertakes to provide upon request by Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Reflects the weighted-average sale price for an aggregate of 5,000 shares sold in multiple transactions at prices ranging from $16.85 to $16.965 per share. Reporting person undertakes to provide upon request by Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Shares are held by reporting person and his spouse as trustees of a family trust. Option vested in full on September 18, 2005. /s/ Jeffrey B. Coyne, SVP & General Counsel, as attorney-in-fact for reporting person 2011-02-14 -----END PRIVACY-ENHANCED MESSAGE-----