-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Ecr5d4PXS5Kln4GjF9R0TPGJxTKGf/K7Z8VCI6cVo0a9sx5XCLPUjbTVFmq9T1d3 BoMHO9wAtds1uxZAPnZbtQ== 0001213184-10-000016.txt : 20100225 0001213184-10-000016.hdr.sgml : 20100225 20100225173501 ACCESSION NUMBER: 0001213184-10-000016 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100223 FILED AS OF DATE: 20100225 DATE AS OF CHANGE: 20100225 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PHILLIPPY ROBERT J CENTRAL INDEX KEY: 0001213190 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-01649 FILM NUMBER: 10635014 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NEWPORT CORP CENTRAL INDEX KEY: 0000225263 STANDARD INDUSTRIAL CLASSIFICATION: LABORATORY APPARATUS & FURNITURE [3821] IRS NUMBER: 940849175 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1791 DEERE AVE CITY: IRVINE STATE: CA ZIP: 92714 BUSINESS PHONE: 7148633144 FORMER COMPANY: FORMER CONFORMED NAME: DOLE JAMES CORP DATE OF NAME CHANGE: 19910905 4 1 edgar.xml PRIMARY DOCUMENT X0303 4 2010-02-23 0000225263 NEWPORT CORP NEWP 0001213190 PHILLIPPY ROBERT J 1791 DEERE AVENUE IRVINE CA 92606 1 1 0 0 President & CEO Common Stock 2010-02-23 4 D 0 63535 0 D 157854 D Common Stock 31714 I Held in family trust Disposition represents the forfeiture of certain performance-based restricted stock units awarded to reporting person in 2007 and 2008 due to non-achievement by the issuer of the applicable financial performance goals. Includes 3,687 shares acquired through the issuer's Employee Stock Purchase Plan on March 31, 2009. Share are held by reporting person and his spouse as trustees of a family trust. Jeffrey B. Coyne, SVP & General Counsel, as attorney-in-fact for reporting person 2010-02-25 -----END PRIVACY-ENHANCED MESSAGE-----