-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, HRVKhyhDB4ccUoavSp2O+Vha9o8IrlTw0PQsubKef6uwvkWU34NM3TSdT1xM9YLI sTs8vluZjMukU1bAu3Y1cw== 0001213184-09-000031.txt : 20090324 0001213184-09-000031.hdr.sgml : 20090324 20090324185247 ACCESSION NUMBER: 0001213184-09-000031 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090320 FILED AS OF DATE: 20090324 DATE AS OF CHANGE: 20090324 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SPIEGEL GARY J CENTRAL INDEX KEY: 0001213192 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-01649 FILM NUMBER: 09702403 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NEWPORT CORP CENTRAL INDEX KEY: 0000225263 STANDARD INDUSTRIAL CLASSIFICATION: LABORATORY APPARATUS & FURNITURE [3821] IRS NUMBER: 940849175 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1791 DEERE AVE CITY: IRVINE STATE: CA ZIP: 92714 BUSINESS PHONE: 7148633144 FORMER COMPANY: FORMER CONFORMED NAME: DOLE JAMES CORP DATE OF NAME CHANGE: 19910905 4 1 edgar.xml PRIMARY DOCUMENT X0303 4 2009-03-20 0000225263 NEWPORT CORP NEWP 0001213192 SPIEGEL GARY J 1791 DEERE AVENUE IRVINE CA 92606 0 1 0 0 VP Worldwide Sales & Service Common Stock 2009-03-20 4 D 0 21460 0 D 50313 D Common Stock 2009-03-20 4 A 0 27510 0 A 77823 D Common Stock 5028 I Held in family trust Stock Appreciation Right (Stock-Settled) 4.18 2009-03-20 4 A 0 27510 0 A 2016-03-19 Common Stock 27510 27510 D Disposition represents the forfeiture of performance-based restricted stock units due to non-achievement by the issuer of the applicable financial performance goals. Consists of restricted stock units representing the right to receive upon vesting a total of 27,510 shares of the issuer's common stock. Such restricted stock units vest in equal installments on the first three anniversaries of the grant date subject to the achievement by the issuer of a specified financial performance goal for 2009. Includes an aggregate of 650 shares acquired through the issuer's Employee Stock Purchase Plan on March 31, 2008, June 30, 2008, September 30, 2008 and December 31, 2008. Shares are held by reporting person and his spouse as trustees of a family trust. Stock appreciation right vests in equal installments on the first three anniversaries of the grant date subject to the achievement by the issuer of a specified financial performance goal for 2009. Jeffrey B. Coyne, SVP & General Counsel, as attorney-in-fact for reporting person 2009-03-24 -----END PRIVACY-ENHANCED MESSAGE-----