-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, C9HVdzLj7Hw+teqw0U/RqrfaVx0h08eG+a8Qhnm4q7j9xIK5MxtKipeRB4lCHK+x 7jFCOiTV5u1Mu1C252BxDg== 0001213184-09-000027.txt : 20090324 0001213184-09-000027.hdr.sgml : 20090324 20090324184704 ACCESSION NUMBER: 0001213184-09-000027 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090320 FILED AS OF DATE: 20090324 DATE AS OF CHANGE: 20090324 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NEWPORT CORP CENTRAL INDEX KEY: 0000225263 STANDARD INDUSTRIAL CLASSIFICATION: LABORATORY APPARATUS & FURNITURE [3821] IRS NUMBER: 940849175 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1791 DEERE AVE CITY: IRVINE STATE: CA ZIP: 92714 BUSINESS PHONE: 7148633144 FORMER COMPANY: FORMER CONFORMED NAME: DOLE JAMES CORP DATE OF NAME CHANGE: 19910905 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Nelson Mark Joseph CENTRAL INDEX KEY: 0001435748 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-01649 FILM NUMBER: 09702375 MAIL ADDRESS: STREET 1: 1791 DEERE AVENUE CITY: IRVINE STATE: CA ZIP: 92606 4 1 edgar.xml PRIMARY DOCUMENT X0303 4 2009-03-20 0000225263 NEWPORT CORP NEWP 0001435748 Nelson Mark Joseph 1791 DEERE AVENUE IRVINE CA 92606 0 1 0 0 VP & Corporate Controller Common Stock 2009-03-20 4 D 0 11345 0 D 26810 D Common Stock 2009-03-20 4 A 0 21000 0 A 47810 D Stock Appreciation Right (Stock-Settled) 4.18 2009-03-20 4 A 0 21000 0 A 2016-03-19 Common Stock 21000 21000 D Disposition represents the forfeiture of performance-based restricted stock units due to non-achievement by the issuer of the applicable financial performance goals. Consists of restricted stock units representing the right to receive upon vesting a total of 21,000 shares of the issuer's common stock. Such restricted stock units vest in equal installments on the first three anniversaries of the grant date subject to the achievement by the issuer of a specified financial performance goal for 2009. Stock appreciation right vests in equal installments on the first three anniversaries of the grant date subject to the achievement by the issuer of a specified financial performance goal for 2009. Jeffrey B. Coyne, SVP & General Counsel, as attorney-in-fact for reporting person 2009-03-24 -----END PRIVACY-ENHANCED MESSAGE-----