-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, ANhAvzYz8qMOPTB21SYl0RZxojBjpDzba+pIMzVz2Ig5LblvvePgyWsSWcKzVkw0 qwl9n0UmOqYMbb/PZEcckg== 0001213184-09-000022.txt : 20090324 0001213184-09-000022.hdr.sgml : 20090324 20090324183800 ACCESSION NUMBER: 0001213184-09-000022 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090320 FILED AS OF DATE: 20090324 DATE AS OF CHANGE: 20090324 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CARGILE CHARLES F CENTRAL INDEX KEY: 0001213183 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-01649 FILM NUMBER: 09702354 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NEWPORT CORP CENTRAL INDEX KEY: 0000225263 STANDARD INDUSTRIAL CLASSIFICATION: LABORATORY APPARATUS & FURNITURE [3821] IRS NUMBER: 940849175 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1791 DEERE AVE CITY: IRVINE STATE: CA ZIP: 92714 BUSINESS PHONE: 7148633144 FORMER COMPANY: FORMER CONFORMED NAME: DOLE JAMES CORP DATE OF NAME CHANGE: 19910905 4 1 edgar.xml PRIMARY DOCUMENT X0303 4 2009-03-20 0000225263 NEWPORT CORP NEWP 0001213183 CARGILE CHARLES F 1791 DEERE AVENUE IRVINE CA 92606 0 1 0 0 Sr. VP, CFO & Treasurer Common Stock 2009-03-20 4 D 0 35670 0 D 80519 D Common Stock 2009-03-20 4 A 0 41700 0 A 122219 D Stock Appreciation Right (Stock-Settled) 4.18 2009-03-20 4 A 0 41700 0 A 2016-03-19 Common Stock 41700 41700 D Disposition represents the forfeiture of performance-based restricted stock units due to non-achievement by the issuer of the applicable financial performance goals. Consists of restricted stock units representing the right to receive upon vesting a total of 41,700 shares of the issuer's common stock. Such restricted stock units vest in equal installments on the first three anniversaries of the grant date subject to the achievement by the issuer of a specified financial performance goal for 2009. Includes an aggregate of 1,997 shares acquired through the issuer's Employee Stock Purchase Plan on March 31, 2008, June 30, 2008 and September 30, 2008. Stock appreciation right vests in equal installments on the first three anniversaries of the grant date subject to the achievement by the issuer of a specified financial performance goal for 2009. Jeffrey B. Coyne, SVP & General Counsel, as attorney-in-fact for reporting person 2009-03-24 -----END PRIVACY-ENHANCED MESSAGE-----