-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, GXeu7J6YxlKwsfb4/cmO8cjHQakMXmiIAeelQoV+oAbfHrIdjctnkk7mSUHQMSUL WCBFG6buHOUSjncWyK9Ncw== 0001213184-08-000014.txt : 20080314 0001213184-08-000014.hdr.sgml : 20080314 20080314204014 ACCESSION NUMBER: 0001213184-08-000014 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080312 FILED AS OF DATE: 20080314 DATE AS OF CHANGE: 20080314 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NEWPORT CORP CENTRAL INDEX KEY: 0000225263 STANDARD INDUSTRIAL CLASSIFICATION: LABORATORY APPARATUS & FURNITURE [3821] IRS NUMBER: 940849175 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1791 DEERE AVE CITY: IRVINE STATE: CA ZIP: 92714 BUSINESS PHONE: 7148633144 FORMER COMPANY: FORMER CONFORMED NAME: DOLE JAMES CORP DATE OF NAME CHANGE: 19910905 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PHILLIPPY ROBERT J CENTRAL INDEX KEY: 0001213190 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-01649 FILM NUMBER: 08690955 BUSINESS ADDRESS: STREET 1: NEWPORT CORP. STREET 2: 1791 DEERE AVE. CITY: IRVINE STATE: CA ZIP: 92606 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2008-03-12 0000225263 NEWPORT CORP NEWP 0001213190 PHILLIPPY ROBERT J 1791 DEERE AVENUE IRVINE CA 92606 1 1 0 0 President & CEO Common Stock 2008-03-12 4 D 0 13815 0 D 87859 D Common Stock 2008-03-12 4 A 0 100020 0 A 187879 D Common Stock 31714 I Held in family trust Disposition represents the forfeiture of performance-based restricted stock units due to non-achievement by the issuer of the applicable financial performance goals. Consists of restricted stock units representing the right to receive upon vesting a total of 100,020 shares of the issuer's common stock. Such restricted stock units vest in three equal annual installments subject to the achievement by the issuer of specified financial goals for 2008, 2009 and 2010. Shares are held by reporting person and his spouse as trustees of a family trust. Jeffrey B. Coyne, SVP & General Counsel, as attorney-in-fact for reporting person 2008-03-14 -----END PRIVACY-ENHANCED MESSAGE-----