-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, NwZGEvd9Ps5ZcMXfyM67QVABtAyFp5GhPZYC3YSY2ln6B21AyRkdV5lqZRP7c3NT yWa4ZcK+uWnDvAp6jlB93g== 0001213184-06-000084.txt : 20061109 0001213184-06-000084.hdr.sgml : 20061109 20061109204008 ACCESSION NUMBER: 0001213184-06-000084 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20061107 FILED AS OF DATE: 20061109 DATE AS OF CHANGE: 20061109 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NEWPORT CORP CENTRAL INDEX KEY: 0000225263 STANDARD INDUSTRIAL CLASSIFICATION: LABORATORY APPARATUS & FURNITURE [3821] IRS NUMBER: 940849175 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1791 DEERE AVE CITY: IRVINE STATE: CA ZIP: 92714 BUSINESS PHONE: 7148633144 FORMER COMPANY: FORMER CONFORMED NAME: DOLE JAMES CORP DATE OF NAME CHANGE: 19910905 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DEUSTER ROBERT G CENTRAL INDEX KEY: 0001213187 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-01649 FILM NUMBER: 061204347 BUSINESS ADDRESS: STREET 1: NEWPORT CORP. STREET 2: 1791 DEERE AVE. CITY: IRVINE STATE: CA ZIP: 92606 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2006-11-07 0000225263 NEWPORT CORP NEWP 0001213187 DEUSTER ROBERT G 1791 DEERE AVENUE IRVINE CA 92606 1 1 0 0 Chairman & CEO Common Stock 2006-11-07 4 M 0 59900 4.4583 A 134900 D Common Stock 2006-11-07 4 S 0 4900 22.0008 D 130000 D Common Stock 2006-11-07 4 S 0 10000 22.01 D 120000 D Common Stock 2006-11-07 4 S 0 5000 22.03 D 115000 D Common Stock 2006-11-07 4 S 0 5000 22.04 D 110000 D Common Stock 2006-11-07 4 S 0 5000 22.09 D 105000 D Common Stock 2006-11-07 4 S 0 5000 22.14 D 100000 D Common Stock 2006-11-07 4 S 0 5000 22.19 D 95000 D Common Stock 2006-11-07 4 S 0 19473 22.00 D 75527 D Common Stock 2006-11-07 4 S 0 527 22.24 D 75000 D Common Stock 2006-11-08 4 M 0 100 4.4583 A 75100 D Common Stock 2006-11-08 4 S 0 100 22.01 D 75000 D Common Stock 141742 I Held in family trust Common Stock 15000 I Held in deferred compensation plan Common Stock 700 I Held by son Common Stock 700 I Held by daughter Stock Option (right to buy) 4.4583 2006-11-07 4 M 0 59900 0 D 2008-01-01 Common Stock 59900 77600 D Stock Option (right to buy) 4.4583 2006-11-08 4 M 0 100 0 D 2008-01-01 Common Stock 100 77500 D The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan established by reporting person on May 4, 2006. Shares are held by reporting person and his spouse as trustees of a family trust. Shares are held in issuer's Deferred Compensation Plan for the benefit of reporting person. Shares are held by reporting person's son, and reporting person disclaims beneficial ownership in such shares. Shares are held by reporting person's daughter, and reporting person disclaims beneficial ownership in such shares. Option vested in full on January 2, 2002. Jeffrey B. Coyne, Sr. VP and General Counsel, as attorney-in-fact for reporting person 2006-11-09 -----END PRIVACY-ENHANCED MESSAGE-----