-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Ew6i2oJzrnu1qZqSg2ltIfQv8bT8FnVqmZ4TGFN3tGUZdhiZySI7lKjXO54jWl1d aJGOSUQVdlWsucfhhG6Qhw== 0001213184-06-000078.txt : 20061102 0001213184-06-000078.hdr.sgml : 20061102 20061102190834 ACCESSION NUMBER: 0001213184-06-000078 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20061031 FILED AS OF DATE: 20061102 DATE AS OF CHANGE: 20061102 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SIMONE PETER J CENTRAL INDEX KEY: 0001194518 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-01649 FILM NUMBER: 061184266 MAIL ADDRESS: STREET 1: 17075 THORNMINT COURT CITY: SANDIGO STATE: CA ZIP: 92127 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NEWPORT CORP CENTRAL INDEX KEY: 0000225263 STANDARD INDUSTRIAL CLASSIFICATION: LABORATORY APPARATUS & FURNITURE [3821] IRS NUMBER: 940849175 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1791 DEERE AVE CITY: IRVINE STATE: CA ZIP: 92714 BUSINESS PHONE: 7148633144 FORMER COMPANY: FORMER CONFORMED NAME: DOLE JAMES CORP DATE OF NAME CHANGE: 19910905 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2006-10-31 0000225263 NEWPORT CORP NEWP 0001194518 SIMONE PETER J 1791 DEERE AVENUE IRVINE CA 92606 1 0 0 0 Common Stock 2006-10-31 4 M 0 12000 11.81 A 21500 D Common Stock 2006-10-31 4 S 0 3000 21.69 D 18500 D Common Stock 2006-10-31 4 S 0 3000 21.7007 D 15500 D Common Stock 2006-10-31 4 S 0 3000 21.6803 D 12500 D Common Stock 2006-10-31 4 S 0 3000 21.70 D 9500 D Common Stock 3000 I Held in family trust Stock option (right to buy) 11.81 2006-10-31 4 M 0 12000 0 D 2013-03-30 Common Stock 12000 4000 D Shares are held by reporting person and his spouse as trustees of a family trust. Option vests in four equal annual installments commencing on March 31, 2004. Jeffrey B. Coyne, Sr. VP & General Counsel, as attorney-in-fact for reporting person 2006-11-02 -----END PRIVACY-ENHANCED MESSAGE-----