-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, EPRH3bA1R4cNRyKNCBOsKU0scxoRHnN6WQXVsMAFw2slpwpoie6NDMUCzFZP4q9B HiZ8mzY7KoWqf458dvXI0A== 0001213184-06-000038.txt : 20060503 0001213184-06-000038.hdr.sgml : 20060503 20060503172852 ACCESSION NUMBER: 0001213184-06-000038 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20060501 FILED AS OF DATE: 20060503 DATE AS OF CHANGE: 20060503 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PHILLIPPY ROBERT J CENTRAL INDEX KEY: 0001213190 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-01649 FILM NUMBER: 06805142 BUSINESS ADDRESS: STREET 1: NEWPORT CORP. STREET 2: 1791 DEERE AVE. CITY: IRVINE STATE: CA ZIP: 92606 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NEWPORT CORP CENTRAL INDEX KEY: 0000225263 STANDARD INDUSTRIAL CLASSIFICATION: LABORATORY APPARATUS & FURNITURE [3821] IRS NUMBER: 940849175 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1791 DEERE AVE CITY: IRVINE STATE: CA ZIP: 92714 BUSINESS PHONE: 7148633144 FORMER COMPANY: FORMER CONFORMED NAME: DOLE JAMES CORP DATE OF NAME CHANGE: 19910905 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2006-05-01 0000225263 NEWPORT CORP NEWP 0001213190 PHILLIPPY ROBERT J 1791 DEERE AVENUE IRVINE CA 92606 0 1 0 0 President & COO Common Stock 2006-05-01 4 M 0 3750 2.9167 A 11703 D Common Stock 2006-05-01 4 M 0 71250 4.4583 A 82953 D Common Stock 2006-05-01 4 S 0 15000 19.03 D 67953 D Common Stock 2006-05-01 4 S 0 10000 19.00 D 57953 D Common Stock 2006-05-01 4 S 0 30000 19.025 D 27953 D Common Stock 2006-05-01 4 S 0 20000 19.01 D 7953 D Common Stock 24214 I Held in family trust Common Stock 7500 I Held in deferred compensation plan Stock option (right to buy) 2.9167 2006-05-01 4 M 0 3750 0 D 2007-01-01 Common Stock 3750 0 D Stock option (right to buy) 4.4583 2006-05-01 4 M 0 71250 0 D 2008-01-01 Common Stock 71250 0 D Includes an aggregate of 4,484 shares acquired through issuer's employee stock purchase plan during the period of March 31, 2004 through March 31, 2006. Shares are held by reporting person and his spouse as trustees of a family trust. Shares are held in issuer's deferred compensation plan for the benefit of reporting person. Option vested in full on January 2, 2001. Option vested in full on January 2, 2002. Jeffrey B. Coyne, Sr. VP & General Counsel, as attorney-in-fact for reporting person 2006-05-03 -----END PRIVACY-ENHANCED MESSAGE-----