-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, S6MNRG6D7PWYJaogGq8/PnsAD8KTHLWF4OE6NnCinMm5JqoE0Bcb4hsdR5cOfZLD DOmuj8DgQArDY3+gZ73E2g== 0001213184-04-000044.txt : 20040127 0001213184-04-000044.hdr.sgml : 20040127 20040127134514 ACCESSION NUMBER: 0001213184-04-000044 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040126 FILED AS OF DATE: 20040127 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PHILLIPPY ROBERT J CENTRAL INDEX KEY: 0001213190 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-01649 FILM NUMBER: 04545737 BUSINESS ADDRESS: STREET 1: NEWPORT CORP. STREET 2: 1791 DEERE AVE. CITY: IRVINE STATE: CA ZIP: 92606 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NEWPORT CORP CENTRAL INDEX KEY: 0000225263 STANDARD INDUSTRIAL CLASSIFICATION: LABORATORY APPARATUS & FURNITURE [3821] IRS NUMBER: 940849175 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1791 DEERE AVE CITY: IRVINE STATE: CA ZIP: 92714 BUSINESS PHONE: 7148633144 FORMER COMPANY: FORMER CONFORMED NAME: DOLE JAMES CORP DATE OF NAME CHANGE: 19910905 4 1 edgar.xml PRIMARY DOCUMENT X0201 4 2004-01-26 0000225263 NEWPORT CORP NEWP 0001213190 PHILLIPPY ROBERT J 1791 DEERE AVENUE IRVINE CA 92606 0 1 0 0 VP & GM, ISTD U.S. Ops Common Stock 2004-01-26 5 G 0 12714 0 D 3469 D Common Stock 2004-01-26 5 G 0 12714 0 A 24464 I Held in family trust Common Stock 2004-01-26 4 S 0 10000 20.35 D 14464 I Held in family trust Common Stock 17250 I Held in deferred compensation plan Shares were transferred by gift by reporting person to reporting person and his spouse, as trustees of a family trust. The sale transaction reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan established by reporting person on November 30, 2003. Shares are held by reporting person and his spouse, as trustees of a family trust. Shares are held in issuer's deferred compensation plan for the benefit of reporting person. Jeffrey B. Coyne, VP & General Counsel, attorney-in-fact for reporting person 2004-01-27 -----END PRIVACY-ENHANCED MESSAGE-----