0000919574-14-004892.txt : 20140815 0000919574-14-004892.hdr.sgml : 20140815 20140815191615 ACCESSION NUMBER: 0000919574-14-004892 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140813 FILED AS OF DATE: 20140815 DATE AS OF CHANGE: 20140815 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: COMARCO INC CENTRAL INDEX KEY: 0000022252 STANDARD INDUSTRIAL CLASSIFICATION: RADIO & TV BROADCASTING & COMMUNICATIONS EQUIPMENT [3663] IRS NUMBER: 952088894 STATE OF INCORPORATION: CA FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 25541 COMMERCENTRE DRIVE STREET 2: . CITY: LAKE FOREST STATE: CA ZIP: 92630 BUSINESS PHONE: 949-599-7400 MAIL ADDRESS: STREET 1: 25541 COMMERCENTRE DRIVE STREET 2: . CITY: LAKE FOREST STATE: CA ZIP: 92630 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BRADSHER NEAL C CENTRAL INDEX KEY: 0001278388 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-05449 FILM NUMBER: 141047707 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BROADWOOD CAPITAL INC CENTRAL INDEX KEY: 0001278387 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-05449 FILM NUMBER: 141047708 BUSINESS ADDRESS: STREET 1: 724 FIFTH AVENUE STREET 2: 9TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 212-508-5735 MAIL ADDRESS: STREET 1: 724 FIFTH AVENUE STREET 2: 9TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BROADWOOD PARTNERS LP CENTRAL INDEX KEY: 0001278386 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-05449 FILM NUMBER: 141047709 BUSINESS ADDRESS: STREET 1: C/O BROADWOOD CAPITAL INC. STREET 2: 724 FIFTH AVENUE, 9TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 212-508-5735 MAIL ADDRESS: STREET 1: C/O BROADWOOD CAPITAL INC. STREET 2: 724 FIFTH AVENUE, 9TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 4 1 p6086137.xml BROADWOOD/COMARCO X0306 4 2014-08-13 0 0000022252 COMARCO INC CMRO 0001278386 BROADWOOD PARTNERS LP C/O BROADWOOD CAPITAL INC. 724 FIFTH AVENUE, 9TH FLOOR NEW YORK NY 10019 0 0 1 0 0001278387 BROADWOOD CAPITAL INC 724 FIFTH AVENUE, 9TH FLOOR NEW YORK NY 10019 0 0 1 0 0001278388 BRADSHER NEAL C C/O BROADWOOD CAPITAL INC. 724 FIFTH AVENUE, 9TH FLOOR NEW YORK NY 10019 0 0 1 0 Warrants 1.00 2014-08-13 4 J 0 1704546 D 2020-07-27 Common Shares 1704546 0 D Warrants 1.00 2014-08-13 4 J 0 0 D 2020-07-27 Common Shares 0 0 I See Footnote Warrants 0.16 2014-08-13 4 J 0 2350000 A 2020-07-27 Common Shares 2350000 2350000 D Warrants 0.16 2014-08-13 4 J 0 0 A 2020-07-27 Common Shares 0 2350000 I See Footnote On July 27, 2012, in connection with a $2.0 million bridge financing transaction and a $3.0 million equity purchase commitment entered into between Broadwood Partners, L.P. and the Issuer on July 27, 2012, Broadwood Partners, L.P was granted warrants to purchase 1,704,546 shares of the Issuer's common stock (the "Warrants"). In connection with a mutual release agreement, on August 13, 2014, Broadwood Partners, L.P. and the Issuer entered into an agreement to amend, restate and supersede the Warrants with an amended and restated common stock purchase warrant dated August 13, 2014, pursuant to which Broadwood Partners, L.P. was granted a warrant to purchase 2,350,000 shares of the Issuer's common stock and the Warrants were cancelled. Immediately. These securities are owned by Broadwood Partners, L.P., who is a Reporting Person. The reported securities are directly owned by Broadwood Partners, L.P. and may be deemed beneficially owned by Broadwood Capital, Inc. as general partner of Broadwood Partners, L.P. and Neal C. Bradsher as President of Broadwood Capital, Inc. The Reporting Persons disclaim beneficial ownership of the reported securities except to the extent of his or its pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Broadwood Partners, L.P., By: Broadwood Capital, Inc., By: /s/ Neal C. Bradsher, President 2014-08-15 By: Broadwood Capital, Inc., By: /s/ Neal C. Bradsher, President 2014-08-15 /s/ Neal C. Bradsher 2014-08-15