0000919574-14-004892.txt : 20140815
0000919574-14-004892.hdr.sgml : 20140815
20140815191615
ACCESSION NUMBER: 0000919574-14-004892
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20140813
FILED AS OF DATE: 20140815
DATE AS OF CHANGE: 20140815
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: COMARCO INC
CENTRAL INDEX KEY: 0000022252
STANDARD INDUSTRIAL CLASSIFICATION: RADIO & TV BROADCASTING & COMMUNICATIONS EQUIPMENT [3663]
IRS NUMBER: 952088894
STATE OF INCORPORATION: CA
FISCAL YEAR END: 0131
BUSINESS ADDRESS:
STREET 1: 25541 COMMERCENTRE DRIVE
STREET 2: .
CITY: LAKE FOREST
STATE: CA
ZIP: 92630
BUSINESS PHONE: 949-599-7400
MAIL ADDRESS:
STREET 1: 25541 COMMERCENTRE DRIVE
STREET 2: .
CITY: LAKE FOREST
STATE: CA
ZIP: 92630
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BRADSHER NEAL C
CENTRAL INDEX KEY: 0001278388
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-05449
FILM NUMBER: 141047707
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BROADWOOD CAPITAL INC
CENTRAL INDEX KEY: 0001278387
STATE OF INCORPORATION: NY
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-05449
FILM NUMBER: 141047708
BUSINESS ADDRESS:
STREET 1: 724 FIFTH AVENUE
STREET 2: 9TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10019
BUSINESS PHONE: 212-508-5735
MAIL ADDRESS:
STREET 1: 724 FIFTH AVENUE
STREET 2: 9TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10019
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BROADWOOD PARTNERS LP
CENTRAL INDEX KEY: 0001278386
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-05449
FILM NUMBER: 141047709
BUSINESS ADDRESS:
STREET 1: C/O BROADWOOD CAPITAL INC.
STREET 2: 724 FIFTH AVENUE, 9TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10019
BUSINESS PHONE: 212-508-5735
MAIL ADDRESS:
STREET 1: C/O BROADWOOD CAPITAL INC.
STREET 2: 724 FIFTH AVENUE, 9TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10019
4
1
p6086137.xml
BROADWOOD/COMARCO
X0306
4
2014-08-13
0
0000022252
COMARCO INC
CMRO
0001278386
BROADWOOD PARTNERS LP
C/O BROADWOOD CAPITAL INC.
724 FIFTH AVENUE, 9TH FLOOR
NEW YORK
NY
10019
0
0
1
0
0001278387
BROADWOOD CAPITAL INC
724 FIFTH AVENUE, 9TH FLOOR
NEW YORK
NY
10019
0
0
1
0
0001278388
BRADSHER NEAL C
C/O BROADWOOD CAPITAL INC.
724 FIFTH AVENUE, 9TH FLOOR
NEW YORK
NY
10019
0
0
1
0
Warrants
1.00
2014-08-13
4
J
0
1704546
D
2020-07-27
Common Shares
1704546
0
D
Warrants
1.00
2014-08-13
4
J
0
0
D
2020-07-27
Common Shares
0
0
I
See Footnote
Warrants
0.16
2014-08-13
4
J
0
2350000
A
2020-07-27
Common Shares
2350000
2350000
D
Warrants
0.16
2014-08-13
4
J
0
0
A
2020-07-27
Common Shares
0
2350000
I
See Footnote
On July 27, 2012, in connection with a $2.0 million bridge financing transaction and a $3.0 million equity purchase commitment entered into between Broadwood Partners, L.P. and the Issuer on July 27, 2012, Broadwood Partners, L.P was granted warrants to purchase 1,704,546 shares of the Issuer's common stock (the "Warrants"). In connection with a mutual release agreement, on August 13, 2014, Broadwood Partners, L.P. and the Issuer entered into an agreement to amend, restate and supersede the Warrants with an amended and restated common stock purchase warrant dated August 13, 2014, pursuant to which Broadwood Partners, L.P. was granted a warrant to purchase 2,350,000 shares of the Issuer's common stock and the Warrants were cancelled.
Immediately.
These securities are owned by Broadwood Partners, L.P., who is a Reporting Person.
The reported securities are directly owned by Broadwood Partners, L.P. and may be deemed beneficially owned by Broadwood Capital, Inc. as general partner of Broadwood Partners, L.P. and Neal C. Bradsher as President of Broadwood Capital, Inc. The Reporting Persons disclaim beneficial ownership of the reported securities except to the extent of his or its pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
Broadwood Partners, L.P., By: Broadwood Capital, Inc., By: /s/ Neal C. Bradsher, President
2014-08-15
By: Broadwood Capital, Inc., By: /s/ Neal C. Bradsher, President
2014-08-15
/s/ Neal C. Bradsher
2014-08-15