-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, LwPTDdN4xbDo/mfYq+k7LmOZ2V20yzAuLqn+6xOlAIpEsGg4KnhAJIGbqe0jNXOc FPDiA7TXFJwBInVdvbeXyg== 0000893220-99-001320.txt : 19991124 0000893220-99-001320.hdr.sgml : 19991124 ACCESSION NUMBER: 0000893220-99-001320 CONFORMED SUBMISSION TYPE: U-9C-3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19990930 FILED AS OF DATE: 19991123 FILER: COMPANY DATA: COMPANY CONFORMED NAME: COLUMBIA ENERGY GROUP CENTRAL INDEX KEY: 0000022099 STANDARD INDUSTRIAL CLASSIFICATION: NATURAL GAS TRANSMISSION & DISTRIBUTION [4923] IRS NUMBER: 131594808 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: U-9C-3 SEC ACT: SEC FILE NUMBER: 074-00025 FILM NUMBER: 99762661 BUSINESS ADDRESS: STREET 1: 13880 DULLES CORNER LANE STREET 2: SUITE 300 CITY: HENDERON STATE: VA ZIP: 20171-4600 BUSINESS PHONE: 7035616000 MAIL ADDRESS: STREET 1: 13880 DULLES CORNER LANE STREET 2: SUITE 300 CITY: HERNDON STATE: VA ZIP: 20171-4600 FORMER COMPANY: FORMER CONFORMED NAME: COLUMBIA GAS SYSTEM INC DATE OF NAME CHANGE: 19920703 U-9C-3 1 COLUMBIA ENERGY GROUP QUARTERLY REPORT 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM U-9C-3 QUARTERLY REPORT FOR THE QUARTER ENDED SEPTEMBER 30, 1999 Filed Pursuant to Rule 58 of the Public Utility Holding Company Act of 1935 COLUMBIA ENERGY GROUP 13880 Dulles Corner Lane Herndon, VA 20171-4600 2 CONTENTS
Page ITEM 1 - Organization Chart 2 ITEM 2 - Issuances and Renewals of Securities and Capital Contributions 3 ITEM 3 - Associate Transactions 3 ITEM 4 - Summary of Aggregate Investment 4 ITEM 5 - Other Investments 4 ITEM 6 - Financial Statements and Exhibits 5 SIGNATURE 5 EXHIBIT A 6
3 ITEM 1 - ORGANIZATION CHART
Name Energy or Percentage of Reporting gas-related Date of State of of Voting Nature of Company Company Organization Organization Securities Held Business - ------------ ----------- ------------ ------------ --------------- ----------- Columbia Gas-related January 7, 1998 Delaware 100% (Non-FERC Deep Water jurisdictional) Services gas pipeline Company development (Deep Water) Columbia Gas-related October 1, 1998 Delaware 100% Resource Energy Development Resources, Inc. (CER) Columbia Energy-related November 6, 1998 Delaware 100% Electric Electric Liberty Generation Corp. (CELC)* Columbia Energy-related November 6, 1998 Delaware 100% Electric Electric Limited Generation Holdings Corp. (CELHC)** Columbia Energy-related October 28, 1998 Delaware 100% Retail Energy Energy Retail Corp. Marketing (CERC) Columbia Gas-related October 30, 1998 Delaware 100% Holding Pipeline Company Corp. (CPC) for (non-FERC jurisdictional) gas pipeline companies Columbia Energy-related May 21, 1998 Delaware 100% Co-generation Electric Power Plant Gregory Remington Corp. (CEGR) CGT Gas-related June 30, 1999 Delaware 100% Holds Columbia Trailblazer, Gulf's interest L.L.C. in the Trailblazer Partnership (gas pipeline development)
* Formerly TriStar Ventures Corporation 10 (TVC-10) ** Formerly TriStar Ventures Corporation 9 (TVC-9) 2 4 ITEM 1 - ORGANIZATION CHART (continued)
Name Energy or Percentage of Reporting gas-related Date of State of of Voting Nature of Company Company Organization Organization Securities Held Business - ------------ ----------- ------------ ------------ --------------- ----------- Columbia Energy-related August 11, 1999 Delaware 100% Co-generation Capacity, L.L.C. Power Plant (Columbia Capacity)
On July 28, 1999, CEGR issued and sold for cash to Columbia Electric Corporation (CE) 2 shares of common stock, $1 par value, for $10,000 per share. On August 11, 1999, CE created Columbia Capacity for the purpose of developing, owning, financing, constructing and operating a power generation project to be located in the East Central Area Reliability Council (ECAR). On August 20, 1999, CE made an equity contribution of $5,025,000 in the form of cash to Columbia Capacity. ITEM 2 - ISSUANCES AND RENEWALS OF SECURITIES AND CAPITAL CONTRIBUTIONS SECURITIES:
Company Type of Principal Person to Collateral Consideration Issuing Security Amount of Issue or Cost of Whom Security Given with Received for Security Issued Security Renewal Capital was Issued Security Each Security - -------- -------- --------- -------- ------- ------------- ---------- ------------- Confidential treatment requested.
CAPITAL CONTRIBUTIONS:
Company Company Amount Contributing Receiving of Capital Capital Capital Contribution - ------------ ---------- -------------------- Confidential treatment requested.
ITEM 3 - ASSOCIATE TRANSACTIONS Part I -- Transactions performed by reporting companies on behalf of associate companies
Reporting Associate Company Company Types of Direct Indirect Total Rendering Receiving Services Costs Costs Cost Amount Services Services Rendered Charged Charged of Capital Billed - ---------- --------- -------- ------- -------- ---------- ------ Confidential treatment requested.
3 5 Part II -- Transactions performed by associate companies on behalf of reporting companies
Associate Reporting Company Company Types of Direct Indirect Total Rendering Receiving Services Costs Costs Cost Amount Services Services Rendered Charged Charged of Capital Billed --------- --------- -------- ------- -------- ---------- ------ Confidential treatment requested.
ITEM 4 - SUMMARY OF AGGREGATE INVESTMENT
Investments in energy-related companies: (dollars in thousands) Total consolidated capitalization as of September 30, 1999 $3,934,700 Line 1 Total capitalization multiplied by 15% (line 1 multiplied by 0.15) $590,205 Line 2 Greater of $50 million or line 2 $590,205 Line 3 Total current aggregate investment: (categorized by major line of energy-related business) Energy-related business * Total current aggregate investment * Line 4 Difference between the greater of $50 million or 15% of capitalization and the total aggregate investment of the registered holding company system (line 3 less line 4) * Line 5 Investments in gas-related companies *
* Confidential treatment requested. ITEM 5 - OTHER INVESTMENTS
Major Line Other Other of Energy-Related Investment in last Investment in this Reason for difference in Business U-9C-3 Report U-9C-3 Report Other Investment ----------------- ------------------ ------------------ ------------------------- Confidential treatment requested.
4 6 ITEM 6 - FINANCIAL STATEMENTS AND EXHIBITS List all financial statements and exhibits filed as a part of this report. Financial Statements: Confidential treatment requested. Exhibits: 1. Copies of contracts required to be provided by Item 3 shall be filed as exhibits. NOT APPLICABLE 2. Certificate stating that a copy of the reports for the previous quarter has been filed with interested state commissions shall be filed as an exhibit. The certificate shall provide the names and addresses of the state commissions. EXHIBIT A SIGNATURE Pursuant to the requirements of the Public Utility Holding Company Act of 1935, the Registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized. Columbia Energy Group --------------------- (Registrant) Date: November 23, 1999 By: /s/ M. W. O'Donnell ----------------------------- M. W. O'Donnell Vice President and Senior Vice President & Chief Financial Officer 5 7 Exhibit A CERTIFICATE Columbia Energy Group's Quarterly Report on Form U-9C-3 filed pursuant to Rule 58 for the quarter ended June 30, 1999 was filed with each state commission having jurisdiction over the retail rates of the public utility companies that are associate companies of any of the reporting companies. The names and addresses of each such state utility commission is: Commonwealth of Kentucky Public Service Commission 730 Schenkel Lane Frankfort, KY 40602 Public Service Commission of Maryland 6 St. Paul Centre Baltimore, MD 21202 Public Utilities Commission of Ohio 180 East Broad Street Columbus, OH 43215 Pennsylvania Public Utility Commission 901 North 7th Street Rear Harrisburg, PA 17105-3265 Virginia State Corporation Commission 1300 East Main Street Richmond, VA 23219 6 -----END PRIVACY-ENHANCED MESSAGE-----