8-K 1 relm_8k.htm CURRENT REPORT Blueprint
 

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
 
FORM 8-K
 
CURRENT REPORT
 
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
 
Date of Report (Date of Earliest Event Reported):    November 2, 2016
 
RELM Wireless Corporation
(Exact name of registrant as specified in its charter)
 
Nevada
001-32644
59-3486297
(State or other jurisdiction of incorporation)
(Commission File Number)
(I.R.S. Employer Identification No.)
 
7100 Technology Drive, West Melbourne, FL
 
32904
(Address of principal executive offices)
 
(Zip Code)
 
Registrant’s telephone number, including area code:    (321) 984-1414
 
N/A
Former name or former address, if changed since last report
 
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
☐  Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
☐  Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
☐  Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
☐  Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
 

 
 
 
Item 2.02    Results of Operations and Financial Condition.
 
On November 2, 2016, RELM Wireless Corporation (the “Company”) announced its financial and operating results for the quarter and nine months ended September 30, 2016 in the press release furnished as Exhibit 99.1 to this Current Report on Form 8-K and incorporated herein by reference.
 
The information contained in Item 2.02 to this Current Report on Form 8-K, including the exhibit, is being “furnished” and, as such, shall not be deemed to be “filed” for the purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), or otherwise subject to the liabilities of that section, nor shall it be incorporated by reference into any filing under the Securities Act of 1933, as amended, or the Exchange Act, except as shall be expressly set forth by specific reference in such filing.
 
Item 9.01    Financial Statements and Exhibits.
 
(d)    Exhibits.
  
Exhibit No.
 
Description
 
Press Release dated November 2, 2016.
 
 
2
 
 
SIGNATURE
 
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
 
 
 
RELM WIRELESS CORPORATION
 
 
 
 
 
Date: November 2, 2016
By:  
/s/  William P. Kelly
 
 
 
William P. Kelly
 
 
 
Executive Vice President and Chief Financial Officer
 
 
 
 

 
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EXHIBIT INDEX
 
Exhibit No.
 
Description
 
Press Release dated November 2, 2016.
 
 
 
 
4