-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, RtSTVjJ1A0+7uaNjjBrXkOaGI+sQM7hUf/RHvPGLEpYX/552XKrmhFCEPsYbEZiM iULsR9tTkXbPpgzZMokNSQ== 0001181431-04-028333.txt : 20040528 0001181431-04-028333.hdr.sgml : 20040528 20040528124441 ACCESSION NUMBER: 0001181431-04-028333 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040525 FILED AS OF DATE: 20040528 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: RELM WIRELESS CORP CENTRAL INDEX KEY: 0000002186 STANDARD INDUSTRIAL CLASSIFICATION: RADIO & TV BROADCASTING & COMMUNICATIONS EQUIPMENT [3663] IRS NUMBER: 593486297 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 7100 TECHNOLOGY DRIVE CITY: WEST MELBOURNE STATE: FL ZIP: 32904 BUSINESS PHONE: 321-984-1414 MAIL ADDRESS: STREET 1: 7100 TECHNOLOGY DRIVE CITY: WEST MELBOURNE STATE: FL ZIP: 32904 FORMER COMPANY: FORMER CONFORMED NAME: ADAGE INC DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SANDERS MORRIS HARRIS INC/FA CENTRAL INDEX KEY: 0001053994 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-07336 FILM NUMBER: 04837507 BUSINESS ADDRESS: STREET 1: 3100 CHASE TOWER CITY: HOUSTON STATE: TX ZIP: 77002 BUSINESS PHONE: 7132504222 MAIL ADDRESS: STREET 1: 3100 CHASE TOWER CITY: HOUSTON STATE: TX ZIP: 77002 FORMER NAME: FORMER CONFORMED NAME: SANDERS MORRIS MUNDY INC /FA DATE OF NAME CHANGE: 19980129 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CORPORATE OPPORTUNITIES FUND INSTITUTIONAL LP CENTRAL INDEX KEY: 0001246042 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-07336 FILM NUMBER: 04837506 BUSINESS ADDRESS: STREET 1: 126 E. 56TH ST. STREET 2: 24TH FL. CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2124193096 MAIL ADDRESS: STREET 1: 126 E. 56TH ST. STREET 2: 24TH FL. CITY: NEW YORK STATE: NY ZIP: 10022 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CORPORATE OPPORTUNITIES FUND LP CENTRAL INDEX KEY: 0001087340 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-07336 FILM NUMBER: 04837505 BUSINESS ADDRESS: STREET 1: 126 EAST 56TH STREET STREET 2: 24TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2129800789 MAIL ADDRESS: STREET 1: 126 EAST 56TH STREET STREET 2: 24TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 4 1 rrd43970.xml X0202 4 2004-05-25 0 0000002186 RELM WIRELESS CORP RELM 0001246042 CORPORATE OPPORTUNITIES FUND INSTITUTIONAL LP 126 EAST 56TH STREET, 24TH FLOOR NEW YORK NY 10022 0 0 1 1 See General Remarks 0001087340 CORPORATE OPPORTUNITIES FUND LP 126 EAST 56TH STREET, 24TH FLOOR NEW YORK NY 10022 0 0 1 0 0001053994 SANDERS MORRIS HARRIS INC/FA 600 TRAVIS, SUITE 3100 HOUSTON TX 77002 0 0 0 1 See General Remarks Common Stock 2004-05-25 4 X 0 937222 1.05 A 2288138 D Common Stock 2004-05-25 4 X 0 173888 1.05 A 425925 D Common Stock Warrants (right to buy) 1.05 2004-05-24 4 X 0 937222 0 D 2004-05-30 2004-05-30 Common Stock 937222 0 D Common Stock Warrants (right to buy) 1.05 2004-05-24 4 X 0 173888 0 D 2004-05-30 2004-05-30 Common Stock 137888 0 D These securities are owned directly by Corporate Opportunities Fund (Institutional), L.P. and indirectly by SMM Corporate Management, LLC, the general partner of Corporate Opportunities Fund (Institutional), L.P., James C. Gale, the chief investment officer and manager of SMM Corporate Management, LLC, and Sanders Morris Harris Inc., the controlling member of SMM Corporate Management, LLC. These securities are owned directly by Corporate Opportunities Fund, L.P. and indirectly by SMM Corporate Management, LLC, the general partner of Corporate Opportunities Fund, L.P., James C. Gale, the chief investment officer and manager of SMM Corporate Management, LLC, and Sanders Morris Harris Inc., the controlling member of SMM Corporate Management, LLC. Immediately This is a joint filing by Corporate Opportunities Fund (Institutional), L.P., Corporate Opportunitites Fund, L.P., SMM Corporate Management, LLC, Sanders Morris Harris Inc., and James C. Gale. Corporate Opportunities Fund (Institutional), L.P. is the designated filer for Corporate Opportunitites Fund, L.P., SMM Corporate Management, LLC, Sanders Morris Harris Inc., and James C. Gale. The address of each filer is the same as the designated filer except Sanders Morris Harris Inc., which is 600 Travis, Suite 3100, Houston, Texas 77002. James C. Gale, Manager of SMM Corporate Management, LLC, general partner of Corporate Opportunities Fund (Institutional), L.P. and Corporate Oppotunities Fund, L.P. 2004-05-28 James C. Gale, Managing Director of Sanders Morris Harris Inc. 2004-05-28 -----END PRIVACY-ENHANCED MESSAGE-----