-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, ARcwU2wqok1GhNNev/3bMAb/je/nLnhX3o4aV8rzyZY8AV9iTD7zsp55beaNRMR3 6pih1EqGnLVia167vYMvqw== 0001181431-03-022166.txt : 20030908 0001181431-03-022166.hdr.sgml : 20030908 20030908110511 ACCESSION NUMBER: 0001181431-03-022166 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20030904 FILED AS OF DATE: 20030908 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: RELM WIRELESS CORP CENTRAL INDEX KEY: 0000002186 STANDARD INDUSTRIAL CLASSIFICATION: RADIO & TV BROADCASTING & COMMUNICATIONS EQUIPMENT [3663] IRS NUMBER: 593486297 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 7100 TECHNOLOGY DRIVE CITY: WEST MELBOURNE STATE: FL ZIP: 32904 BUSINESS PHONE: 321-984-1414 MAIL ADDRESS: STREET 1: 7100 TECHNOLOGY DRIVE CITY: WEST MELBOURNE STATE: FL ZIP: 32904 FORMER COMPANY: FORMER CONFORMED NAME: ADAGE INC DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SANDERS MORRIS HARRIS INC/FA CENTRAL INDEX KEY: 0001053994 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-07336 FILM NUMBER: 03885292 BUSINESS ADDRESS: STREET 1: 3100 CHASE TOWER CITY: HOUSTON STATE: TX ZIP: 77002 BUSINESS PHONE: 7132504222 MAIL ADDRESS: STREET 1: 3100 CHASE TOWER CITY: HOUSTON STATE: TX ZIP: 77002 FORMER NAME: FORMER CONFORMED NAME: SANDERS MORRIS MUNDY INC /FA DATE OF NAME CHANGE: 19980129 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CORPORATE OPPORTUNITIES FUND LP CENTRAL INDEX KEY: 0001087340 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-07336 FILM NUMBER: 03885294 BUSINESS ADDRESS: STREET 1: 126 EAST 56TH STREET STREET 2: 24TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2129800789 MAIL ADDRESS: STREET 1: 126 EAST 56TH STREET STREET 2: 24TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CORPORATE OPPORTUNITIES FUND INSTITUTIONAL LP CENTRAL INDEX KEY: 0001246042 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-07336 FILM NUMBER: 03885295 BUSINESS ADDRESS: STREET 1: 126 E. 56TH ST. STREET 2: 24TH FL. CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2124193096 MAIL ADDRESS: STREET 1: 126 E. 56TH ST. STREET 2: 24TH FL. CITY: NEW YORK STATE: NY ZIP: 10022 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GALE JAMES C CENTRAL INDEX KEY: 0001184312 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-07336 FILM NUMBER: 03885293 BUSINESS ADDRESS: STREET 1: C/O SANDERS MORRIS HARRIS INC STREET 2: 126 E. 56TH ST 24TH FL CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2124193096 MAIL ADDRESS: STREET 1: C/O SANDERS MORRIS HARRIS INC STREET 2: 126 E. 56TH ST 24TH FL CITY: NEW YORK STATE: NY ZIP: 10022 4 1 rrd17753.xml X0201 42003-09-040 0000002186 RELM WIRELESS CORP RELM 0001246042 CORPORATE OPPORTUNITIES FUND INSTITUTIONAL LP 126 East 56th Street, 24th FloorNew YorkNY100220010 0001087340 CORPORATE OPPORTUNITIES FUND LP 126 East 56th Street, 24th FloorNew YorkNY100220010 0001184312 GALE JAMES C 126 East 56th Street, 24th FloorNew YorkNY100220010 0001053994 SANDERS MORRIS HARRIS INC/FA 600 TRAVIS, SUITE 3100 HOUSTON TX 77002 0010Common Stock2003-09-034X02809000.60A2288138DCommon Stock2003-09-034X0533330.60A425915DCommon Stock20000DSubscription Rights (right to buy)0.602003-09-034X02800000D2003-09-032003-09-15Common Stock2800000DSubscription Rights (right to buy)0.602003-09-034X0533330D2003-09-032003-09-15Common Stock533330DThese securities are owned directly by Corporate Opportunities Fund (Institutional), L.P. and indirectly by SMM Corporate Management, LLC, the general partner of Corporate Opportunities Fund (Institutional), L.P., James C. Gale, the chief investment officer and manager of SMM Corporate Management, LLC, and Sanders Morris Harris Inc., the controlling member of SMM Corporate Management, LLC.These securities are owned directly by Corporate Opportunities Fund, L.P. and indirectly by SMM Corporate Management, LLC, the general partner of Corporate Opportunities Fund, L.P., James C. Gale, the chief investment officer and manager of SMM Corporate Management, LLC, and Sanders Morris Harris Inc., the controlling member of SMM Corporate Management, LLC.These shares are owned directly by James C. GaleThis is a joint filing by Corporate Opportunities Fund (Institutional), L.P., Corporate Opportunitites Fund, L.P., SMM Corporate Management, LLC, Sanders Morris Harris Inc., and James C. Gale. Corporate Opportunities Fund (Institutional), L.P. is the designated filer for Corporate Opportunitites Fund, L.P., SMM Corporate Management, LLC, Sanders Morris Harris Inc., and James C. Gale. The address of each filer is the same as the designat ed filer except Sanders Morris Harris Inc., which is 600 Travis, Suite 3100, Houston, Texas 77002.James C. Gale, Manager of SMM Corporate Management, LLC, general partner of Corporate Opportunities Fund (Institutional), L.P. and Corporate Oppotunities Fund, L.P.2003-09-04James C. Gale2003-09-04James C. Gale, Managing Director of Sanders Morris Harris Inc.2003-09-04 -----END PRIVACY-ENHANCED MESSAGE-----