0001144204-14-074998.txt : 20141219
0001144204-14-074998.hdr.sgml : 20141219
20141219154055
ACCESSION NUMBER: 0001144204-14-074998
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20141215
FILED AS OF DATE: 20141219
DATE AS OF CHANGE: 20141219
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: RELM WIRELESS CORP
CENTRAL INDEX KEY: 0000002186
STANDARD INDUSTRIAL CLASSIFICATION: RADIO & TV BROADCASTING & COMMUNICATIONS EQUIPMENT [3663]
IRS NUMBER: 593486297
STATE OF INCORPORATION: NV
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 7100 TECHNOLOGY DRIVE
CITY: WEST MELBOURNE
STATE: FL
ZIP: 32904
BUSINESS PHONE: 321-984-1414
MAIL ADDRESS:
STREET 1: 7100 TECHNOLOGY DRIVE
CITY: WEST MELBOURNE
STATE: FL
ZIP: 32904
FORMER COMPANY:
FORMER CONFORMED NAME: ADAGE INC
DATE OF NAME CHANGE: 19920703
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: MOGLIA JOSEPH H
CENTRAL INDEX KEY: 0001187586
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-32644
FILM NUMBER: 141299304
MAIL ADDRESS:
STREET 1: AMERITRADE HOLDING CORP
STREET 2: 4211 S 102ND ST
CITY: OMAHA
STATE: NE
ZIP: 68127
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Johnson Lewis M
CENTRAL INDEX KEY: 0001619951
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-32644
FILM NUMBER: 141299305
MAIL ADDRESS:
STREET 1: C/O FUNDAMENTAL GLOBAL INVESTORS, LLC
STREET 2: 4201 CONGRESS STREET, SUITE 140
CITY: CHARLOTTE
STATE: NC
ZIP: 28209
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Cerminara Kyle
CENTRAL INDEX KEY: 0001619991
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-32644
FILM NUMBER: 141299306
MAIL ADDRESS:
STREET 1: C/O FUNDAMENTAL GLOBAL INVESTORS, LLC
STREET 2: 4201 CONGRESS STREET, SUITE 140
CITY: CHARLOTTE
STATE: NC
ZIP: 28209
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Fundamental Global Investors, LLC
CENTRAL INDEX KEY: 0001591508
STATE OF INCORPORATION: NC
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-32644
FILM NUMBER: 141299307
BUSINESS ADDRESS:
STREET 1: 223 WILLIAMSON ROAD, SUITE 201
CITY: MOORESVILLE
STATE: NC
ZIP: 28117
BUSINESS PHONE: 704-323-6851
MAIL ADDRESS:
STREET 1: 223 WILLIAMSON ROAD, SUITE 201
CITY: MOORESVILLE
STATE: NC
ZIP: 28117
4
1
v397150_4.xml
OWNERSHIP DOCUMENT
X0306
4
2014-12-15
0
0000002186
RELM WIRELESS CORP
RWC
0001591508
Fundamental Global Investors, LLC
C/O FUNDAMENTAL GLOBAL INVESTORS, LLC
4201 CONGRESS STREET,
CHARLOTTE
NC
28209
0
0
1
0
0001619991
Cerminara Kyle
C/O FUNDAMENTAL GLOBAL INVESTORS, LLC
4201 CONGRESS STREET, SUITE 140
CHARLOTTE
NC
28209
0
0
1
0
0001619951
Johnson Lewis M
C/O FUNDAMENTAL GLOBAL INVESTORS, LLC
4201 CONGRESS STREET,
CHARLOTTE
NC
28209
0
0
1
0
0001187586
MOGLIA JOSEPH H
C/O FUNDAMENTAL GLOBAL INVESTORS, LLC
4201 CONGRESS STREET,
CHARLOTTE
NC
28209
0
0
1
0
Common Stock, par value $0.01 per share
2014-12-15
4
P
0
2100
4.62
A
938504
I
Fundamental Global Partners Master Fund, LP
Common Stock, par value $0.01 per share
2014-12-16
4
P
0
33
4.77
A
536498
I
Fundamental Global Partners, LP
Common Stock, par value $0.01 per share
2014-12-16
4
P
0
1567
4.85
A
940071
I
Fundamental Global Partners Master Fund, LP
Common Stock, par value $0.01 per share
2014-12-17
4
P
0
9499
4.88
A
949570
I
Fundamental Global Partners Master Fund, LP
Common Stock, par value $0.01 per share
2014-12-18
4
P
0
3300
4.88
A
952870
I
Fundamental Global Partners Master Fund, LP
The Reporting Persons beneficially own in the aggregate 1,489,368 shares of Common Stock, which represents approximately 10.9% of the Company's outstanding shares of Common Stock. FG Partners GP, LLC (the "Master Fund General Partner"), as general partner to Fundamental Global Partners Master Fund, LP (the "Master Fund"), and Fundamental Global Investors, LLC (the "Investment Manager"), as the investment manager to the Master Fund, may be deemed to be beneficial owners of 952,870 shares of Common Stock that are directly owned by the Master Fund.
Fundamental Global Partners GP, LLC (the "General Partner"), as general partner to Fundamental Global Partners, LP (the "Fund"), and the Investment Manager, as the investment manager to the Fund, may be deemed to be beneficial owners of 536,498 shares of Common Stock that are directly owned by the Fund.
As principals of the General Partner, the Master Fund General Partner and/or the Investment Manager, Messrs. D. Kyle Cerminara, Lewis M. Johnson and Joseph H. Moglia may be deemed to be beneficial owners of the shares of Common Stock disclosed as directly owned by the Fund and the Master Fund. Each Reporting Person disclaims beneficial ownership of the shares referred to herein except to the extent of his or its pecuniary interest therein.
FUNDAMENTAL GLOBAL INVESTORS, LLC /s/ D. Kyle Cerminara, Chief Executive Officer, Partner and Manager
2014-12-19
/s/ D. Kyle Cerminara
2014-12-19
/s/ Lewis M. Johnson
2014-12-19
/s/ Joseph H. Moglia
2014-12-19