-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, SzH/e/8L6+iEVtEoaTlfqh/dYu9RVwRB080aJqWsg5vO5HgJzCxnMASX673Lpvja rr4QBYS9goTFMlFwwzcuNA== 0001116502-07-001673.txt : 20070827 0001116502-07-001673.hdr.sgml : 20070827 20070827152942 ACCESSION NUMBER: 0001116502-07-001673 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20070822 ITEM INFORMATION: Regulation FD Disclosure ITEM INFORMATION: Financial Statements and Exhibits FILED AS OF DATE: 20070827 DATE AS OF CHANGE: 20070827 FILER: COMPANY DATA: COMPANY CONFORMED NAME: RELM WIRELESS CORP CENTRAL INDEX KEY: 0000002186 STANDARD INDUSTRIAL CLASSIFICATION: RADIO & TV BROADCASTING & COMMUNICATIONS EQUIPMENT [3663] IRS NUMBER: 593486297 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-32644 FILM NUMBER: 071080732 BUSINESS ADDRESS: STREET 1: 7100 TECHNOLOGY DRIVE CITY: WEST MELBOURNE STATE: FL ZIP: 32904 BUSINESS PHONE: 321-984-1414 MAIL ADDRESS: STREET 1: 7100 TECHNOLOGY DRIVE CITY: WEST MELBOURNE STATE: FL ZIP: 32904 FORMER COMPANY: FORMER CONFORMED NAME: ADAGE INC DATE OF NAME CHANGE: 19920703 8-K 1 relm8k.htm CURRENT REPORT United States Securities & Exchange Commission EDGAR Filing


 

 

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

______________

FORM 8-K

______________

CURRENT REPORT

Pursuant to Section 13 or 15(d) of the

Securities Exchange Act of 1934

Date of Report (Date of earliest event reported)  August 22, 2007

______________

RELM Wireless Corporation

(Exact name of registrant as specified in its charter)

______________

Nevada

000-07336

59-34862971

(State or other jurisdiction
of incorporation)

(Commission
File Number)

(IRS Employer
Identification No.)

7100 Technology Drive, West Melbourne, FL 32904

(Address of principal executive offices) (Zip Code)

(321) 984-1414

Registrant’s telephone number, including area code

N/A

(Former name or former address, if changed since last report)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

¨

Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425

¨

Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

¨

Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

¨

Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))


 

 






Item 7.01.

Regulation FD Disclosure

On August 23, 2007, RELM Wireless Corporation (the “Company”) announced,  in the press release furnished herewith as Exhibit 99.1 and incorporated herein by reference thereto, that David P. Storey, President and Chief Executive Officer of the Company, established on August 22, 2007 a stock sales plan in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934.

Item 9.01

Financial Statements and Exhibits.

(d)

Exhibits.

Exhibit
Number

 

Description

99.1

     

Press Release dated August 23, 2007.


Information in this Current Report that is being furnished pursuant to Item 7.01 shall not be deemed “filed” for the purposes of Section 18 of the Securities Exchange Act of 1934, as amended, or otherwise subject to the liabilities of that Section. The information furnished pursuant to Item 7.01 in this Current Report shall not be incorporated by reference into any registration statement pursuant to the Securities Act of 1933, as amended. The furnishing of the information in Item 7.01 of this Current Report is not intended to, and does not, constitute a representation that such furnishing is required by Regulation FD or that the information Item 7.01 of this Current Report contains is material investor information that is not otherwise publicly available.



2



SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

RELM WIRELESS CORPORATION

 

(Registrant)

  

 

 

  

 

 

 

By:

/s/ WILLIAM P. KELLY

 

 

Executive Vice President and
Chief Financial Officer


Date:  August 27, 2007



3



EXHIBIT INDEX

Exhibit
Number

 

Description

99.1

     

Press Release dated August 23, 2007.






EX-99.1 2 exhibit991.htm PRESS RELEASE United States Securities & Exchange Commission EDGAR Filing

EXHIBIT 99.1

Company Contact:

 

Investor Relations Contact:

RELM Wireless Corporation

                                                          

KCSA Worldwide

William P. Kelly, EVP & CFO

 

Jeffrey Goldberger

(321) 984-1414

 

(212) 896-1249

FOR IMMEDIATE RELEASE

 

 


RELM Wireless Chief Executive Officer

Establishes Rule 10b5-1 Sales Plan


WEST MELBOURNE, FL, August 23, 2007 – RELM Wireless Corporation (AMEX: RWC) today announced David P. Storey, President and Chief Executive Officer of the Company, has established a stock sales plan (the “plan”) in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. Mr. Storey’s plan is a component of his overall financial planning strategy that is designed to provide enhanced diversification and liquidity.

 

Mr. Storey’s plan covers the potential exercise of stock options that will expire on June 23, 2008, and the associated sale of up to 97,400 shares of the Company’s common stock during the period commencing today through June 23, 2008.  Any transactions executed under the plan will be reported by Mr. Storey on Form 4 filings with the Securities and Exchange Commission.


Rule 10b5-1 enables officers and directors of an issuer to establish stock trading plans for the orderly sale of predetermined amounts of securities. Such plans may be established only when the officers and directors are not in possession of material non-public information about the issuer. The rule allows individuals establishing such plans to sell shares at specified amounts and future prices over a specified period of time, even if subsequent material non-public information about the issuer becomes available to them.


About RELM Wireless


For six decades, RELM Wireless Corp. has manufactured and marketed high-specification two-way communications equipment for use by public safety professionals and government agencies, as well as radios for use in a wide range of commercial and industrial applications, including disaster recovery.  Revolutionary advances include new low-cost digital portable two-way radios compliant with APCO Project 25 technical specifications. Products are manufactured and distributed worldwide under BK Radio, RELM/BK and RELM. The company maintains its headquarters in West Melbourne, Florida and can be contacted through its website at www.relm.com or directly at 1-800-821-2900.





-----END PRIVACY-ENHANCED MESSAGE-----